-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VRaBtdwbsrQVXSHEuq+pWXsPyD84T3AIxOwkhLzoLv+8oXshYFKQSRsc9UB7X0L4 oJUfUV3+7b2qGCuUHhCr2w== 0001209191-03-021166.txt : 20030911 0001209191-03-021166.hdr.sgml : 20030911 20030911163600 ACCESSION NUMBER: 0001209191-03-021166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS HALL JR CENTRAL INDEX KEY: 0001179793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 03892218 BUSINESS ADDRESS: STREET 1: 177 WOODLEY RD CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 6306237748 MAIL ADDRESS: STREET 1: 177 WOODLEY RD CITY: WINNETKA STATE: IL ZIP: 60093 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-09-1000001059556MOODYS CORP /DE/ MCO0001179793ADAMS HALL JR99 CHURCH STREETNEW YORKNY100071000Pha ntom Stock Units (Deferred Performance Shares)02003-09-104A01.25551.61A1988-08-081988-08-08Common Stock1.2551440.9168DPhantom Stock Units (Retirement)02003-09-104A07.433151.61< /value>A1988-08-081988-08-08Common Stock7.43318532.3913DPhantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. The security converts to common stock on a one-for-one basis.These units are to be settled in stock after the Reporting Person's retirement.Phantom stock units issued in lieu of accrued benefits under a director retirement plan, which was terminated in 1996.These units are to be settled in cash after the Reporting Person's retirement.John J. Goggins, by power of attorney for Hall Adams, Jr.2003-09-11 -----END PRIVACY-ENHANCED MESSAGE-----