UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
__________
 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported):  February 12, 2021
 
MOODY’S CORPORATION
(Exact Name of Registrant as Specified in Charter)
 
Delaware
1-14037
13-3998945
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
 
7 World Trade Center at 250 Greenwich Street
New York, New York 10007
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code:  (212) 553-0300
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
 
 Trading Symbol(s)
 
 Name of each exchange on which registered
Common Stock, par value $0.01 per share
 
 MCO
 
 New York Stock Exchange
1.75% Senior Notes Due 2027
   MCO 27
   New York Stock Exchange
0.950% Senior Notes Due 2030   MCO 30   New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


TABLE OF CONTENTS
 
ITEM 2.02
 RESULTS OF OPERATIONS AND FINANCIAL CONDITION 3
 
 
 
ITEM 7.01
 REGULATION FD DISCLOSURE 3
 
 
 
ITEM 9.01
 FINANCIAL STATEMENTS AND EXHIBITS 3
 
 
 
SIGNATURES
 
 4
 
 
 
EXHIBIT 99.1
 
 


 
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Item 2.02, "Results of Operations and Financial Condition"
 
On February 12, 2021, Moody's Corporation (the "Registrant") announced its financial results for the fourth quarter and full year ended December 31, 2020, as well as its outlook for 2021.  A copy of the press release containing the announcement is included as Exhibit 99.1.
 
The information contained in this Current Report, including the exhibit hereto, is being furnished and shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that Section.  The information in this Current Report shall not be incorporated by reference into future filings under the Securities Act of 1933, as amended, or the Exchange Act, unless it is specifically incorporated by reference therein.
 

Item 7.01, "Regulation FD Disclosure"
 
The information set forth under Item 2.02, "Results of Operations and Financial Condition" is incorporated herein by reference.
 

Item 9.01, "Financial Statements and Exhibits"

(d)  Exhibits


 99.1


104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


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SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

 
 MOODY’S CORPORATION  
 
 
 
  
 
 
 
  
 
 
 
  
 
 By:
 /s/ Elizabeth M. McCarroll
  
 
 
 Elizabeth M. McCarroll
  
 
 
Corporate Secretary and Associate
General Counsel
  
 
Date:  February 12, 2021
 
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