-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8Fu4+GDW0EwgZpYFZ242rMieYXVoi64f2NUDXG830tNpI0c0waH/ZH3u/Nfu4cA GXLDW4+334M/NZLgF4NoTw== 0000895345-04-000371.txt : 20040602 0000895345-04-000371.hdr.sgml : 20040602 20040602194310 ACCESSION NUMBER: 0000895345-04-000371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSVENOR LC CENTRAL INDEX KEY: 0001265601 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUADRANGLE TRUST CO BVI LTD CENTRAL INDEX KEY: 0001265552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845629 MAIL ADDRESS: STREET 1: PALM GROVE HOUSE PO BOX 438 STREET 2: ROAD TOWN TORTOLA CITY: BRITISH VIRGIN ISLANDS STATE: XX ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGLH PARTNERS II LP CENTRAL INDEX KEY: 0001265629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845636 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LB INTERSTATE LP LLC CENTRAL INDEX KEY: 0001265630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845634 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LB INTERSTATE GP LLC CENTRAL INDEX KEY: 0001265631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845635 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAMI LLC CENTRAL INDEX KEY: 0001265632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845633 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROPERTY ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001265636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845632 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN ALI INC CENTRAL INDEX KEY: 0001265639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845631 MAIL ADDRESS: STREET 1: 399 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CGLH PARTNERS I LP CENTRAL INDEX KEY: 0001123542 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845637 BUSINESS ADDRESS: STREET 1: C/O LEHMAN BROTHERS HOLDINGS INC STREET 2: 200 VESEY STREET 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2125263137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERSTATE HOTELS & RESORTS INC CENTRAL INDEX KEY: 0001059341 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 510379982 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WISCONSIN AVE NW CITY: WASHINGTON STATE: DC ZIP: 20007 BUSINESS PHONE: 2029654455 MAIL ADDRESS: STREET 1: 1010 WISCONSIN AVE N W CITY: WASHINGTON STATE: DC ZIP: 20007 FORMER COMPANY: FORMER CONFORMED NAME: MERISTAR HOTELS & RESORTS INC DATE OF NAME CHANGE: 19980407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14331 FILM NUMBER: 04845630 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 jl4-interstate_cglh1ex.xml X0202 4 2004-05-28 0 0001059341 INTERSTATE HOTELS & RESORTS INC IHR 0001123542 CGLH PARTNERS I LP C/O LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265629 CGLH PARTNERS II LP 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265631 LB INTERSTATE GP LLC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265630 LB INTERSTATE LP LLC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265632 PAMI LLC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265636 PROPERTY ASSET MANAGEMENT INC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265639 LEHMAN ALI INC 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0000806085 LEHMAN BROTHERS HOLDINGS INC LEHMAN BROTHERS 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 1 0 0001265552 QUADRANGLE TRUST CO BVI LTD PO BOX 438, TROPIC ISLE BUILDING, WICKSHAMS CAY 1, ROADTOWN TORTOLA D8 UNKNOWN 1 0 1 0 0001265601 GROSVENOR LC 545 E. JOHN CARPENTER FREEWAY SUITE 1400 IRVING TX 75062 1 0 1 0 Director's Stock Option (right to buy) 5.35 2004-05-28 4 A 0 5000 0 A 2014-05-28 Common Stock 5000 5000 I See Director's Stock Option (right to buy) 5.35 2004-05-28 4 A 0 5000 0 A 2014-05-28 Common Stock 5000 5000 I See Filed by CGLH Partners I LP as Designated Filer. Please see attached Joint Filer Information. Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed in triplicate. The options vest with respect to 1/3 of the shares covered on each of the first, second and third anniversaries of the grant date. Represents options to purchase shares of the Issuer's Common Stock granted to Mr. Joseph J. Flannery as a Director of the Issuer as disclosed on a Form 4 filed on or about the date hereof by Mr. Flannery. Mr. Flannery is a Managing Director of Lehman Brothers Inc. ("LBI"), which is a wholly-owned subsidiary of Reporting Person Lehman Brothers Holdings Inc. ("LBHI"). Pursuant to Mr. Flannery's employment with LBI, LB Interstate LP LLC, a wholly-owned subsidiary of LBHI, is the beneficial owner of the options granted to Mr. Flannery reported herein. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein, if any. Represents options to purchase shares of the Issuer's Common Stock granted to Mr. Raymond C. Mikulich as a Director of the Issuer as disclosed on a Form 4 filed on or about the date hereof by Mr. Mikulich. Mr. Mikulich is a Managing Director of Lehman Brothers Inc. ("LBI"), which is a wholly-owned subsidiary of Reporting Person Lehman Brothers Holdings Inc. ("LBHI"). Pursuant to Mr. Mikulich's employment with LBI, LB Interstate LP LLC, a wholly-owned subsidiary of LBHI, is the beneficial owner of the options granted to Mr. Mikulich reported herein. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein, if any. /s/ Joseph J. Flannery as Authorized Signatory of CGLH Partners I LP 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of CGLH Partners II LP 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of LB Interstate GP LLC 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of LB Interstate LP LLC 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of PAMI LLC 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of Property Asset Management Inc. 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of Lehman ALI Inc. 2004-06-02 /s/ Joseph J. Flannery as Authorized Signatory of Lehman Brothers Holdings Inc. 2004-06-02 /s/ Nicholas Lane and Euan O'Neill as Authorized Signatories of Quadrangle Trust Company (BVI) Limited 2004-06-02 /s/ Jaffer Khimji as Authorized Signatory of Grosvenor, LC 2004-06-02 EX-99 2 exh991_1.txt Exhibit 99.1 JOINT FILER INFORMATION Each of the following joint filers has designated CGLH Partners I LP as the "Designated Filer" for purposes of Item 1 of the attached Form 4: (1) CGLH Partners II LP 745 Seventh Avenue, New York, NY 10019 (2) LB Interstate GP LLC 745 Seventh Avenue, New York, NY 10019 (3) LB Interstate LP LLC 745 Seventh Avenue, New York, NY 10019 (4) PAMI LLC 745 Seventh Avenue, New York, NY 10019 (5) Property Asset Management Inc. 745 Seventh Avenue, New York, NY 10019 (6) Lehman ALI Inc. 745 Seventh Avenue, New York, NY 10019 (7) Lehman Brothers Holdings Inc. 745 Seventh Avenue, New York, NY 10019 (8) Quadrangle Trust Company (BVI) Limited PO Box 438, Tropic Isle Building, Wickshams Cay 1, Roadtown, Tortola, British Virgin Islands (9) Grosvenor, LC 545 E. John Carpenter Freeway, Suite 1400, Irving, Texas 75062 Issuer & Ticker Symbol Interstate Hotels & Resorts, Inc. (IHR) Date of Event 05/28/2004 -----END PRIVACY-ENHANCED MESSAGE-----