0001171843-15-006270.txt : 20151112 0001171843-15-006270.hdr.sgml : 20151112 20151112074008 ACCESSION NUMBER: 0001171843-15-006270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SP Plus Corp CENTRAL INDEX KEY: 0001059262 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510] IRS NUMBER: 161171179 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 E. RANDOLPH STREET STREET 2: SUITE 7700 CITY: CHICAGO STATE: IL ZIP: 60601-7702 BUSINESS PHONE: 312-274-2000 MAIL ADDRESS: STREET 1: 200 E. RANDOLPH STREET STREET 2: SUITE 7700 CITY: CHICAGO STATE: IL ZIP: 60601-7702 FORMER COMPANY: FORMER CONFORMED NAME: SP PLUS Corp DATE OF NAME CHANGE: 20131202 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD PARKING CORP DATE OF NAME CHANGE: 20030506 FORMER COMPANY: FORMER CONFORMED NAME: APCOA STANDARD PARKING INC /DE/ DATE OF NAME CHANGE: 20011126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warshauer Steven A CENTRAL INDEX KEY: 0001291192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50796 FILM NUMBER: 151221453 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE SUITE 1600 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 gff4_warshauer111215.xml OWNERSHIP DOCUMENT X0306 4 2015-11-09 0 0001059262 SP Plus Corp SP 0001291192 Warshauer Steven A C/O SP PLUS CORPORATION 200 E. RANDOLPH STREET, SUITE 7700 CHICAGO IL 60601 0 1 0 0 Executive Vice President Common Stock 2015-11-09 4 F 0 1140 24.638 D 32785 D Common Stock 2015-11-10 4 F 0 264 23.9958 D 32521 D Represents a sale transaction required to satisfy tax-withholding obligations associated with the vesting of 4,313 restricted stock units. On November 9, 2015, one-third of the outstanding restricted stock units granted to the reporting person and other members of the issuer's management team on October 4, 2012, in connection with the issuer's acquisition of Central Parking Corporation, vested and were settled in shares of the issuer's common stock. Pursuant to the terms of the restricted stock unit awards, such vesting was delayed from the original vesting date of October 4, 2015 until immediately after the end of the most recent quarterly "blackout period" under the issuer's insider trading policy. Upon the vesting of the outstanding restricted stock units held by the reporting person (as well as other members of the issuer's management team), the reporting person (as well as each other management team member) automatically sold, solely for purposes of satisfying the resulting tax withholding obligations, a number of shares of the issuer's common stock sufficient to enable the reporting person to satisfy such tax withholding obligations. /s/ Jerome L. Pate, as attorney-in-fact for Steven A. Warshauer 2015-11-12