0001171843-15-006256.txt : 20151112
0001171843-15-006256.hdr.sgml : 20151112
20151112073315
ACCESSION NUMBER: 0001171843-15-006256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151109
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SP Plus Corp
CENTRAL INDEX KEY: 0001059262
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTO RENTAL & LEASING (NO DRIVERS) [7510]
IRS NUMBER: 161171179
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 E. RANDOLPH STREET
STREET 2: SUITE 7700
CITY: CHICAGO
STATE: IL
ZIP: 60601-7702
BUSINESS PHONE: 312-274-2000
MAIL ADDRESS:
STREET 1: 200 E. RANDOLPH STREET
STREET 2: SUITE 7700
CITY: CHICAGO
STATE: IL
ZIP: 60601-7702
FORMER COMPANY:
FORMER CONFORMED NAME: SP PLUS Corp
DATE OF NAME CHANGE: 20131202
FORMER COMPANY:
FORMER CONFORMED NAME: STANDARD PARKING CORP
DATE OF NAME CHANGE: 20030506
FORMER COMPANY:
FORMER CONFORMED NAME: APCOA STANDARD PARKING INC /DE/
DATE OF NAME CHANGE: 20011126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baumann G Marc
CENTRAL INDEX KEY: 0001291191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50796
FILM NUMBER: 151221421
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE SUITE 1600
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
gff4_baumann111215.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-09
0
0001059262
SP Plus Corp
SP
0001291191
Baumann G Marc
C/O SP PLUS CORPORATION
200 E. RANDOLPH STREET, SUITE 7700
CHICAGO
IL
60601
1
1
0
0
President & CEO
Common Stock
2015-11-09
4
F
0
2233
24.638
D
32916
D
Common Stock
2015-11-10
4
F
0
516
23.9958
D
32400
D
Represents a sale transaction required to satisfy tax-withholding obligations associated with the vesting of 5,749 restricted stock units.
On November 9, 2015, one-third of the outstanding restricted stock units granted to the reporting person and other members of the issuer's management team on October 4, 2012, in connection with the issuer's acquisition of Central Parking Corporation, vested and were settled in shares of the issuer's common stock. Pursuant to the terms of the restricted stock unit awards, such vesting was delayed from the original vesting date of October 4, 2015 until immediately after the end of the most recent quarterly "blackout period" under the issuer's insider trading policy. Upon the vesting of the outstanding restricted stock units held by the reporting person (as well as other members of the issuer's management team), the reporting person (as well as each other management team member) automatically sold, solely for purposes of satisfying the resulting tax withholding obligations, a number of shares of the issuer's common stock sufficient to enable the reporting person to satisfy such tax withholding obligations.
/s/ Jerome L. Pate, as attorney-in-fact for G. Marc Baumann
2015-11-12