0001127602-17-002065.txt : 20170119 0001127602-17-002065.hdr.sgml : 20170119 20170119162237 ACCESSION NUMBER: 0001127602-17-002065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170117 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPITO ROBERT CENTRAL INDEX KEY: 0001059246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 17536162 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-01-17 0001364742 BlackRock Inc. BLK 0001059246 KAPITO ROBERT BLACKROCK INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 President Shares Of Common Stock (par Value $0.01 Per Share) 2017-01-17 4 A 0 8552 0 A 320103.6 D Shares Of Common Stock (par Value $0.01 Per Share) 256138 I By Grantor Retained Annuity Trusts Reflects an award value of $3,209,000 converted to a number of Restricted Stock Units by dividing the approved award value by $375.22, which was the average of the high and low price per share of Common Stock on January 17, 2017. This grant was approved by the Management Development and Compensation Committee on January 11, 2017. Restricted Stock Units vest in equal installments on 1/31/18, 1/31/19 and 1/31/20. Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Reflects total indirect holdings in grantor retained annuity trusts (the "GRATs") as of 1/19/17 which holdings give effect to transfers from the reporting person's direct holdings to the GRATs and from the GRATs to the reporting person's direct holdings, including the 2/22/16 transfer of 49,079 shares of common stock ("Shares") from the GRATs to direct holdings, the 6/02/16 transfer of 46,237 Shares from the GRATs to direct holdings, the 7/25/16 transfer of 65,544 Shares from the GRATs to this direct holdings and the 7/26/16 transfer of 168,464 Shares from his direct holdings to the GRATs. /s/ Daniel R. Waltcher as Attorney-in-Fact for Robert Kapito 2017-01-19