0001127602-17-002065.txt : 20170119
0001127602-17-002065.hdr.sgml : 20170119
20170119162237
ACCESSION NUMBER: 0001127602-17-002065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170117
FILED AS OF DATE: 20170119
DATE AS OF CHANGE: 20170119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPITO ROBERT
CENTRAL INDEX KEY: 0001059246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 17536162
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-01-17
0001364742
BlackRock Inc.
BLK
0001059246
KAPITO ROBERT
BLACKROCK INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
President
Shares Of Common Stock (par Value $0.01 Per Share)
2017-01-17
4
A
0
8552
0
A
320103.6
D
Shares Of Common Stock (par Value $0.01 Per Share)
256138
I
By Grantor Retained Annuity Trusts
Reflects an award value of $3,209,000 converted to a number of Restricted Stock Units by dividing the approved award value by $375.22, which was the average of the high and low price per share of Common Stock on January 17, 2017. This grant was approved by the Management Development and Compensation Committee on January 11, 2017. Restricted Stock Units vest in equal installments on 1/31/18, 1/31/19 and 1/31/20.
Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
Reflects total indirect holdings in grantor retained annuity trusts (the "GRATs") as of 1/19/17 which holdings give effect to transfers from the reporting person's direct holdings to the GRATs and from the GRATs to the reporting person's direct holdings, including the 2/22/16 transfer of 49,079 shares of common stock ("Shares") from the GRATs to direct holdings, the 6/02/16 transfer of 46,237 Shares from the GRATs to direct holdings, the 7/25/16 transfer of 65,544 Shares from the GRATs to this direct holdings and the 7/26/16 transfer of 168,464 Shares from his direct holdings to the GRATs.
/s/ Daniel R. Waltcher as Attorney-in-Fact for Robert Kapito
2017-01-19