0001127602-24-003279.txt : 20240202 0001127602-24-003279.hdr.sgml : 20240202 20240202194150 ACCESSION NUMBER: 0001127602-24-003279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240131 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kushel J. Richard CENTRAL INDEX KEY: 0001059240 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 24593521 MAIL ADDRESS: STREET 1: BLACKROCK, INC. STREET 2: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER NAME: FORMER CONFORMED NAME: KUSHEL RICHARD DATE OF NAME CHANGE: 19980406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 50 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-01-31 0001364742 BlackRock Inc. BLK 0001059240 Kushel J. Richard BLACKROCK, INC. 50 HUDSON YARDS NEW YORK NY 10001 1 Senior Managing Director 0 Shares Of Common Stock (par Value $0.01 Per Share) 2024-01-31 4 A 0 3615 0 A 75494.34 D Shares Of Common Stock (par Value $0.01 Per Share) 2024-01-31 4 F 0 1698 781.73 D 73796.34 D Shares Of Common Stock (par Value $0.01 Per Share) 2024-02-01 4 S 0 3418 781.1064 D 70378.34 D Shares Of Common Stock (par Value $0.01 Per Share) 2024-02-02 4 S 0 3271 791.9222 D 67107.34 D Shares Of Common Stock (par Value $0.01 Per Share) 26153 I By Family Trust Shares Of Common Stock (par Value $0.01 Per Share) 1000 I By Family Trust Shares Of Common Stock (par Value $0.01 Per Share) 1000 I By Family Trust Shares Of Common Stock (par Value $0.01 Per Share) 45000 I By The Kushel Family 2011 Dynasty Trust Shares Of Common Stock (par Value $0.01 Per Share) 4670 I By The Kushel Family 2018 Trust Reflects a 2020 BlackRock Performance Incentive Plan award value of $3,650,268 converted to 4,938 Restricted Stock Units by dividing the award value by $739.22, which was the average of the high and low price per share of Common Stock on January 15, 2021. As outlined in BlackRock's 2021 Proxy Statement, the award was subject to adjustment based on certain performance metrics approved by the Management Development and Compensation Committee at the time of the award. Based on the Company's performance, the Restricted Stock Units vesting represent 73.2% of the original award. Includes Common Stock as well as Restricted Stock Units that will vest over a period of 1 to 3 years. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. Represents the withholding by BlackRock of common stock to satisfy tax obligations on the vesting of the reporting person's awards granted under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan. This transaction was executed in multiple trades at prices ranging from $780.85 to $781.25. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $791.81 to $792.20. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. /s/ R. Andrew Dickson III as Attorney-in-Fact for J. Richard Kushel 2024-02-02