0001209191-18-007671.txt : 20180205
0001209191-18-007671.hdr.sgml : 20180205
20180205192124
ACCESSION NUMBER: 0001209191-18-007671
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH
CENTRAL INDEX KEY: 0001059227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 18575785
MAIL ADDRESS:
STREET 1: EVERCORE PARTNERS INC.
STREET 2: 55 EAST 52ND STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: Evercore Partners Inc.
DATE OF NAME CHANGE: 20060427
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-01
0
0001360901
Evercore Inc.
EVR
0001059227
SCHLOSSTEIN RALPH
C/O EVERCORE INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
President and CEO
Shares of Class A common stock, par value $0.01 per share
2018-02-01
4
C
0
100000
A
100000
I
Shares held in trust.
Shares of Class A common stock, par value $0.01 per share
2018-02-01
4
C
0
200000
A
317508
D
Shares of Class A common stock, par value $0.01 per share
2018-02-01
4
S
0
25000
101.6509
D
75000
I
Shares held in trust.
Shares of Class A common stock, par value $0.01 per share
2018-02-02
4
S
0
12800
100.0721
D
62200
I
Shares held in trust.
Shares of Class B common stock, par value $0.01 per share
1
D
Shares of Class B common stock, par value $0.01 per share
1
I
Share held in trust.
Partnership units of Evercore LP
2018-02-01
4
C
0
100000
D
Shares of Class A common stock, par value $0.01 per share
100000
100000
I
Partnership units held in trust.
Partnership units of Evercore LP
2018-02-01
4
C
0
200000
D
Shares of Class A common stock, par value $0.01 per share
200000
500000
D
Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $101.50 to $101.85 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $100.00 to $100.39 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore
LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion
rate adjustments for stock splits, stock dividends and reclassifications.
/s/ Robert B. Walsh, Attorney-in-Fact
2018-02-05