0001209191-17-008145.txt : 20170206
0001209191-17-008145.hdr.sgml : 20170206
20170206192442
ACCESSION NUMBER: 0001209191-17-008145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170202
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Partners Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH
CENTRAL INDEX KEY: 0001059227
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 17576868
MAIL ADDRESS:
STREET 1: EVERCORE PARTNERS INC.
STREET 2: 55 EAST 52ND STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-02
0
0001360901
Evercore Partners Inc.
EVR
0001059227
SCHLOSSTEIN RALPH
C/O EVERCORE PARTNERS INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
President and CEO
Shares of Class A common stock, par value $0.01 per share
2017-02-02
4
C
0
263822
A
263822
I
Shares held by trust.
Shares of Class A common stock, par value $0.01 per share
2017-02-02
4
S
0
61551
77.683
D
202271
I
Shares held by trust.
Shares of Class A common stock, par value $0.01 per share
2017-02-03
4
S
0
34039
78.5314
D
163889
I
Shares held by trust.
Shares of Class A common stock, par value $0.01 per share
2017-02-03
4
S
0
168232
79.2839
D
0
I
Shares held by trust.
Shares of Class A common stock, par value $0.01 per share
2017-02-04
4
F
0
28628
78.925
D
127616
D
Shares of Class B common stock, par value $0.01 per share
1
D
Shares of Class B common stock, par value $0.01 per share
1
I
Share held by trust.
Partnership Units of Evercore LP
2017-02-02
4
C
0
263822
D
Shares of Class A common stock, par value $0.01 per share
263822
200000
I
Partnership units held by trust.
Partnership Units of Evercore LP
Shares of Class A common stock, par value $0.01 per share
927644
927644
D
Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement.
These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging
from approximately $77.55 to $77.75 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange
Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at
each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.00 to $78.99 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.00 to $79.88 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price.
These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards.
Pursuant to the Certificate of Incorporation of Evercore Partners Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
/s/ Adam B. Frankel, as Attorney-in-Fact
2017-02-06