0001209191-17-008145.txt : 20170206 0001209191-17-008145.hdr.sgml : 20170206 20170206192442 ACCESSION NUMBER: 0001209191-17-008145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170202 FILED AS OF DATE: 20170206 DATE AS OF CHANGE: 20170206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Partners Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH CENTRAL INDEX KEY: 0001059227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 17576868 MAIL ADDRESS: STREET 1: EVERCORE PARTNERS INC. STREET 2: 55 EAST 52ND STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-02 0 0001360901 Evercore Partners Inc. EVR 0001059227 SCHLOSSTEIN RALPH C/O EVERCORE PARTNERS INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 0 0 President and CEO Shares of Class A common stock, par value $0.01 per share 2017-02-02 4 C 0 263822 A 263822 I Shares held by trust. Shares of Class A common stock, par value $0.01 per share 2017-02-02 4 S 0 61551 77.683 D 202271 I Shares held by trust. Shares of Class A common stock, par value $0.01 per share 2017-02-03 4 S 0 34039 78.5314 D 163889 I Shares held by trust. Shares of Class A common stock, par value $0.01 per share 2017-02-03 4 S 0 168232 79.2839 D 0 I Shares held by trust. Shares of Class A common stock, par value $0.01 per share 2017-02-04 4 F 0 28628 78.925 D 127616 D Shares of Class B common stock, par value $0.01 per share 1 D Shares of Class B common stock, par value $0.01 per share 1 I Share held by trust. Partnership Units of Evercore LP 2017-02-02 4 C 0 263822 D Shares of Class A common stock, par value $0.01 per share 263822 200000 I Partnership units held by trust. Partnership Units of Evercore LP Shares of Class A common stock, par value $0.01 per share 927644 927644 D Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement. These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $77.55 to $77.75 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price. This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $78.00 to $78.99 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price. This price represents the approximate weighted average price per share of Class A common stock of sales that were executed at prices ranging from approximately $79.00 to $79.88 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares of Class A common stock sold at each price. These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of previously granted restricted stock unit awards. Pursuant to the Certificate of Incorporation of Evercore Partners Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. /s/ Adam B. Frankel, as Attorney-in-Fact 2017-02-06