0001733616-19-000002.txt : 20190710 0001733616-19-000002.hdr.sgml : 20190710 20190710145646 ACCESSION NUMBER: 0001733616-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190709 FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winmill William McCollum CENTRAL INDEX KEY: 0001733616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 19949077 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-07-09 0 0001059213 DIVIDEND & INCOME FUND DNI 0001733616 Winmill William McCollum 11 HANOVER SQUARE, 12TH FLOOR NEW YORK NY 10005 0 1 0 0 VP and a Portfolio Manager Shares of Beneficial Interest 2019-07-09 4 P 0 501 11.5499 A 3500 D William Winmill 2019-07-10