0001716808-17-000002.txt : 20170912 0001716808-17-000002.hdr.sgml : 20170912 20170912151825 ACCESSION NUMBER: 0001716808-17-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170912 DATE AS OF CHANGE: 20170912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klimoski Donald II CENTRAL INDEX KEY: 0001716808 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 171080973 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2017-09-05 1 0001059213 DIVIDEND & INCOME FUND DNI 0001716808 Klimoski Donald II 11 HANOVER SQUARE, 12TH FLOOR NEW YORK NY 10005 0 1 0 0 Assistant General Counsel The Reporting Person is an officer of the Issuer's registered investment adviser and its affiliates. Donald Klimoski II 2017-09-12