0001127958-23-000002.txt : 20230621 0001127958-23-000002.hdr.sgml : 20230621 20230621093358 ACCESSION NUMBER: 0001127958-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230621 DATE AS OF CHANGE: 20230621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER PETER K CENTRAL INDEX KEY: 0001127958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08747 FILM NUMBER: 231028009 MAIL ADDRESS: STREET 1: 2255 BUFFALO ROAD CITY: ROCHESTER STATE: NY ZIP: 14624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2255 BUFFALO ROAD CITY: ROCHESTER STATE: NY ZIP: 14624 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 2255 BUFFALO ROAD CITY: ROCHESTER STATE: NY ZIP: 14624 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-06-20 0 0001059213 DIVIDEND & INCOME FUND DNIF 0001127958 WERNER PETER K 2255 BUFFALO ROAD ROCHESTER NY 14624 1 0 0 0 0 Shares of Beneficial Interest 2023-06-20 4 P 0 725 11 A 725 D Shares of Beneficial Interest 2023-06-20 4 P 0 275 11 A 1000 D Russell Kamerman, on behalf of Peter Werner, by power of attorney dated December 13, 2017 2023-06-21