Investment Company Act file number:
|
811-08747
|
|
|
Dividend and Income Fund
|
|
(Exact name of registrant as specified in charter)
|
|
|
|
3814 Route 44, Millbrook, NY
|
12545
|
(Address of principal executive offices)
|
(Zip code)
|
Registrant's telephone number, including area code:
|
1-212-785-0900
|
Date of fiscal year end:
|
12/31
|
Date of reporting period:
|
07/01/2020 - 06/30/2021
|
ICA File Number: 811-08747
Registrant Name: Dividend and Income Fund
Reporting Period: 07/01/2020 - 06/30/2021
Dividend and Income Fund
ACCENTURE PLC Meeting Date: FEB 03, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL |
||||
Ticker: ACN Security ID: G1151C101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jaime Ardila | Management | For | For |
1b | Elect Director Herbert Hainer | Management | For | For |
1c | Elect Director Nancy McKinstry | Management | For | For |
1d | Elect Director Beth E. Mooney | Management | For | For |
1e | Elect Director Gilles C. Pelisson | Management | For | For |
1f | Elect Director Paula A. Price | Management | For | For |
1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For |
1h | Elect Director David Rowland | Management | For | For |
1i | Elect Director Arun Sarin | Management | For | For |
1j | Elect Director Julie Sweet | Management | For | For |
1k | Elect Director Frank K. Tang | Management | For | For |
1l | Elect Director Tracey T. Travis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For |
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
ALASKA AIR GROUP, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL |
||||
Ticker: ALK Security ID: 011659109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patricia M. Bedient | Management | For | For |
1b | Elect Director James A. Beer | Management | For | For |
1c | Elect Director Raymond L. Conner | Management | For | For |
1d | Elect Director Daniel K. Elwell | Management | For | For |
1e | Elect Director Dhiren R. Fonseca | Management | For | For |
1f | Elect Director Kathleen T. Hogan | Management | For | For |
1g | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1h | Elect Director Susan J. Li | Management | For | For |
1i | Elect Director Benito Minicucci | Management | For | For |
1j | Elect Director Helvi K. Sandvik | Management | For | For |
1k | Elect Director J. Kenneth Thompson | Management | For | For |
1l | Elect Director Bradley D. Tilden | Management | For | For |
1m | Elect Director Eric K. Yeaman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ALLEGIANT TRAVEL COMPANY Meeting Date: AUG 04, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL |
||||
Ticker: ALGT Security ID: 01748X102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1B | Elect Director Montie Brewer | Management | For | For |
1C | Elect Director Gary Ellmer | Management | For | For |
1D | Elect Director Ponder Harrison | Management | For | For |
1E | Elect Director Linda A. Marvin | Management | For | For |
1F | Elect Director Charles W. Pollard | Management | For | For |
1G | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
ALPHABET INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL |
||||
Ticker: GOOGL Security ID: 02079K305 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | For |
1e | Elect Director Frances H. Arnold | Management | For | For |
1f | Elect Director L. John Doerr | Management | For | Against |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1h | Elect Director Ann Mather | Management | For | Against |
1i | Elect Director Alan R. Mulally | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | Against |
1k | Elect Director Robin L. Washington | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | For |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
7 | Report on Takedown Requests | Shareholder | Against | For |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
9 | Report on Charitable Contributions | Shareholder | Against | Against |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | For |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
AMERCO Meeting Date: AUG 20, 2020 Record Date: JUN 22, 2020 Meeting Type: ANNUAL |
||||
Ticker: UHAL Security ID: 023586100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. (Joe) Shoen | Management | For | Withhold |
1.2 | Elect Director James E. Acridge | Management | For | For |
1.3 | Elect Director John P. Brogan | Management | For | For |
1.4 | Elect Director James J. Grogan | Management | For | For |
1.5 | Elect Director Richard J. Herrera | Management | For | For |
1.6 | Elect Director Karl A. Schmidt | Management | For | For |
1.7 | Elect Director Roberta R. Shank | Management | For | For |
1.8 | Elect Director Samuel J. Shoen | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
5 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2020 | Shareholder | For | Against |
AMERIPRISE FINANCIAL, INC. Meeting Date: APR 28, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
||||
Ticker: AMP Security ID: 03076C106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director Jeffrey Noddle | Management | For | For |
1f | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1g | Elect Director Brian T. Shea | Management | For | For |
1h | Elect Director W. Edward Walter, III | Management | For | For |
1i | Elect Director Christopher J. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMGEN INC. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL |
||||
Ticker: AMGN Security ID: 031162100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
1g | Elect Director Tyler Jacks | Management | For | For |
1h | Elect Director Ellen J. Kullman | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ANTHEM, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: ANTM Security ID: 036752103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Hay, III | Management | For | For |
1.2 | Elect Director Antonio F. Neri | Management | For | For |
1.3 | Elect Director Ramiro G. Peru | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
ARISTA NETWORKS, INC. Meeting Date: JUN 01, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL |
||||
Ticker: ANET Security ID: 040413106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kelly Battles | Management | For | For |
1.2 | Elect Director Andreas Bechtolsheim | Management | For | Withhold |
1.3 | Elect Director Jayshree Ullal | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AUTOZONE, INC. Meeting Date: DEC 16, 2020 Record Date: OCT 19, 2020 Meeting Type: ANNUAL |
||||
Ticker: AZO Security ID: 053332102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.4 | Elect Director Enderson Guimaraes | Management | For | For |
1.5 | Elect Director Michael M. Calbert | Management | For | For |
1.6 | Elect Director D. Bryan Jordan | Management | For | For |
1.7 | Elect Director Gale V. King | Management | For | For |
1.8 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.9 | Elect Director William C. Rhodes, III | Management | For | For |
1.10 | Elect Director Jill A. Soltau | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
BG STAFFING, INC. Meeting Date: NOV 03, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL |
||||
Ticker: BGSF Security ID: 05544A109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Allen, Jr. | Management | For | Withhold |
1.2 | Elect Director Douglas E. Hailey | Management | For | Withhold |
2 | Ratify Whitley Penn LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACKROCK, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL |
||||
Ticker: BLK Security ID: 09247X101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bader M. Alsaad | Management | For | For |
1b | Elect Director Pamela Daley | Management | For | For |
1c | Elect Director Jessica P. Einhorn | Management | For | For |
1d | Elect Director Laurence D. Fink | Management | For | For |
1e | Elect Director William E. Ford | Management | For | For |
1f | Elect Director Fabrizio Freda | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | For |
1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For |
1i | Elect Director Robert S. Kapito | Management | For | For |
1j | Elect Director Cheryl D. Mills | Management | For | For |
1k | Elect Director Gordon M. Nixon | Management | For | For |
1l | Elect Director Charles H. Robbins | Management | For | For |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For |
1n | Elect Director Hans E. Vestberg | Management | For | For |
1o | Elect Director Susan L. Wagner | Management | For | For |
1p | Elect Director Mark Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte LLP as Auditors | Management | For | For |
4a | Provide Right to Call Special Meeting | Management | For | For |
4b | Eliminate Supermajority Vote Requirement | Management | For | For |
4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
CELANESE CORPORATION Meeting Date: APR 15, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL |
||||
Ticker: CE Security ID: 150870103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director William M. Brown | Management | For | For |
1c | Elect Director Edward G. Galante | Management | For | For |
1d | Elect Director Kathryn M. Hill | Management | For | For |
1e | Elect Director David F. Hoffmeister | Management | For | For |
1f | Elect Director Jay V. Ihlenfeld | Management | For | For |
1g | Elect Director Deborah J. Kissire | Management | For | For |
1h | Elect Director Kim K. W. Rucker | Management | For | For |
1i | Elect Director Lori J. Ryerkerk | Management | For | For |
1j | Elect Director John K. Wulff | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: CMCSA Security ID: 20030N101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | Against |
CREDIT ACCEPTANCE CORPORATION Meeting Date: JUL 15, 2020 Record Date: MAY 21, 2020 Meeting Type: ANNUAL |
||||
Ticker: CACC Security ID: 225310101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenda J. Flanagan | Management | For | Withhold |
1.2 | Elect Director Brett A. Roberts | Management | For | For |
1.3 | Elect Director Thomas N. Tryforos | Management | For | Withhold |
1.4 | Elect Director Scott J. Vassalluzzo | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL |
||||
Ticker: DFS Security ID: 254709108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Joseph F. Eazor | Management | For | For |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
1.7 | Elect Director Roger C. Hochschild | Management | For | For |
1.8 | Elect Director Thomas G. Maheras | Management | For | For |
1.9 | Elect Director Michael H. Moskow | Management | For | For |
1.10 | Elect Director David L. Rawlinson, II | Management | For | For |
1.11 | Elect Director Mark A. Thierer | Management | For | For |
1.12 | Elect Director Jennifer L. Wong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
DOLLAR GENERAL CORPORATION Meeting Date: MAY 26, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL |
||||
Ticker: DG Security ID: 256677105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1d | Elect Director Timothy I. McGuire | Management | For | For |
1e | Elect Director William C. Rhodes, III | Management | For | For |
1f | Elect Director Debra A. Sandler | Management | For | For |
1g | Elect Director Ralph E. Santana | Management | For | For |
1h | Elect Director Todd J. Vasos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock | Management | For | For |
6 | Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock | Shareholder | Against | For |
EBAY INC. Meeting Date: JUN 15, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL |
||||
Ticker: EBAY Security ID: 278642103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony J. Bates | Management | For | For |
1b | Elect Director Adriane M. Brown | Management | For | For |
1c | Elect Director Diana Farrell | Management | For | For |
1d | Elect Director Logan D. Green | Management | For | For |
1e | Elect Director Bonnie S. Hammer | Management | For | For |
1f | Elect Director E. Carol Hayles | Management | For | For |
1g | Elect Director Jamie Iannone | Management | For | For |
1h | Elect Director Kathleen C. Mitic | Management | For | For |
1i | Elect Director Matthew J. Murphy | Management | For | For |
1j | Elect Director Paul S. Pressler | Management | For | For |
1k | Elect Director Mohak Shroff | Management | For | For |
1l | Elect Director Robert H. Swan | Management | For | For |
1m | Elect Director Perry M. Traquina | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ESSENT GROUP LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL |
||||
Ticker: ESNT Security ID: G3198U102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jane P. Chwick | Management | For | For |
1.2 | Elect Director Aditya Dutt | Management | For | For |
1.3 | Elect Director Roy J. Kasmar | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
GRAND CANYON EDUCATION, INC. Meeting Date: JUN 16, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: LOPE Security ID: 38526M106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Mueller | Management | For | For |
1.2 | Elect Director Sara R. Dial | Management | For | For |
1.3 | Elect Director Jack A. Henry | Management | For | For |
1.4 | Elect Director Lisa Graham Keegan | Management | For | For |
1.5 | Elect Director Chevy Humphrey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
HUMANA INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: HUM Security ID: 444859102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Raquel C. Bono | Management | For | For |
1c | Elect Director Bruce D. Broussard | Management | For | For |
1d | Elect Director Frank A. D'Amelio | Management | For | For |
1e | Elect Director Wayne A. I. Frederick | Management | For | For |
1f | Elect Director John W. Garratt | Management | For | For |
1g | Elect Director David A. Jones, Jr. | Management | For | For |
1h | Elect Director Karen W. Katz | Management | For | For |
1i | Elect Director Marcy S. Klevorn | Management | For | For |
1j | Elect Director William J. McDonald | Management | For | For |
1k | Elect Director Jorge S. Mesquita | Management | For | For |
1l | Elect Director James J. O'Brien | Management | For | For |
1m | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTINGTON INGALLS INDUSTRIES, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: HII Security ID: 446413106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip M. Bilden | Management | For | For |
1.2 | Elect Director Augustus L. Collins | Management | For | For |
1.3 | Elect Director Kirkland H. Donald | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director Anastasia D. Kelly | Management | For | For |
1.6 | Elect Director Tracy B. McKibben | Management | For | For |
1.7 | Elect Director Stephanie L. O'Sullivan | Management | For | For |
1.8 | Elect Director C. Michael Petters | Management | For | For |
1.9 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.10 | Elect Director John K. Welch | Management | For | For |
1.11 | Elect Director Stephen R. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL |
||||
Ticker: INTC Security ID: 458140100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick P. Gelsinger | Management | For | For |
1b | Elect Director James J. Goetz | Management | For | For |
1c | Elect Director Alyssa Henry | Management | For | For |
1d | Elect Director Omar Ishrak | Management | For | For |
1e | Elect Director Risa Lavizzo-Mourey | Management | For | For |
1f | Elect Director Tsu-Jae King Liu | Management | For | For |
1g | Elect Director Gregory D. Smith | Management | For | For |
1h | Elect Director Dion J. Weisler | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Against |
6 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
KFORCE INC. Meeting Date: APR 22, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: KFRC Security ID: 493732101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Dunkel | Management | For | For |
1.2 | Elect Director Mark F. Furlong | Management | For | For |
1.3 | Elect Director Catherine H. Cloudman | Management | For | For |
1.4 | Elect Director Derrick D. Brooks | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
LCI INDUSTRIES Meeting Date: MAY 20, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: LCII Security ID: 50189K103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Gero | Management | For | For |
1b | Elect Director Frank J. Crespo | Management | For | For |
1c | Elect Director Brendan J. Deely | Management | For | For |
1d | Elect Director Ronald J. Fenech | Management | For | For |
1e | Elect Director Tracy D. Graham | Management | For | For |
1f | Elect Director Virginia L. Henkels | Management | For | For |
1g | Elect Director Jason D. Lippert | Management | For | For |
1h | Elect Director Stephanie K. Mains | Management | For | For |
1i | Elect Director Kieran M. O'Sullivan | Management | For | For |
1j | Elect Director David A. Reed | Management | For | For |
1k | Elect Director John A. Sirpilla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: LMT Security ID: 539830109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director David B. Burritt | Management | For | For |
1.3 | Elect Director Bruce A. Carlson | Management | For | For |
1.4 | Elect Director Joseph F. Dunford, Jr. | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Ilene S. Gordon | Management | For | For |
1.8 | Elect Director Vicki A. Hollub | Management | For | For |
1.9 | Elect Director Jeh C. Johnson | Management | For | For |
1.10 | Elect Director Debra L. Reed-Klages | Management | For | For |
1.11 | Elect Director James D. Taiclet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Human Rights Due Diligence | Shareholder | Against | For |
LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 28, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL |
||||
Ticker: LYB Security ID: N53745100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jacques Aigrain | Management | For | For |
1b | Elect Director Lincoln Benet | Management | For | For |
1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
1d | Elect Director Robin Buchanan | Management | For | For |
1e | Elect Director Anthony (Tony) Chase | Management | For | For |
1f | Elect Director Stephen Cooper | Management | For | For |
1g | Elect Director Nance Dicciani | Management | For | For |
1h | Elect Director Robert (Bob) Dudley | Management | For | For |
1i | Elect Director Claire Farley | Management | For | For |
1j | Elect Director Michael Hanley | Management | For | For |
1k | Elect Director Albert Manifold | Management | For | For |
1l | Elect Director Bhavesh (Bob) Patel | Management | For | For |
2 | Approve Discharge of Directors | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Approve Cancellation of Shares | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
MASTEC, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL |
||||
Ticker: MTZ Security ID: 576323109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose R. Mas | Management | For | For |
1.2 | Elect Director Javier Palomarez | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MEDIFAST, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: MED Security ID: 58470H101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey J. Brown | Management | For | For |
1.2 | Elect Director Kevin G. Byrnes | Management | For | For |
1.3 | Elect Director Daniel R. Chard | Management | For | For |
1.4 | Elect Director Constance J. Hallquist | Management | For | For |
1.5 | Elect Director Michael A. Hoer | Management | For | For |
1.6 | Elect Director Scott Schlackman | Management | For | For |
1.7 | Elect Director Andrea B. Thomas | Management | For | For |
1.8 | Elect Director Ming Xian | Management | For | For |
2 | Ratify RSM US LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
METHODE ELECTRONICS, INC. Meeting Date: SEP 16, 2020 Record Date: JUL 20, 2020 Meeting Type: ANNUAL |
||||
Ticker: MEI Security ID: 591520200 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter J. Aspatore | Management | For | For |
1b | Elect Director David P. Blom | Management | For | For |
1c | Elect Director Therese M. Bobek | Management | For | For |
1d | Elect Director Brian J. Cadwallader | Management | For | For |
1e | Elect Director Bruce K. Crowther | Management | For | For |
1f | Elect Director Darren M. Dawson | Management | For | For |
1g | Elect Director Donald W. Duda | Management | For | For |
1h | Elect Director Mary A. Lindsey | Management | For | For |
1i | Elect Director Angelo V. Pantaleo | Management | For | For |
1j | Elect Director Mark D. Schwabero | Management | For | For |
1k | Elect Director Lawrence B. Skatoff | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NMI HOLDINGS, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL |
||||
Ticker: NMIH Security ID: 629209305 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley M. Shuster | Management | For | For |
1.2 | Elect Director Claudia J. Merkle | Management | For | For |
1.3 | Elect Director Michael Embler | Management | For | For |
1.4 | Elect Director Priya Huskins | Management | For | For |
1.5 | Elect Director James G. Jones | Management | For | For |
1.6 | Elect Director Lynn S. McCreary | Management | For | For |
1.7 | Elect Director Michael Montgomery | Management | For | For |
1.8 | Elect Director Regina Muehlhauser | Management | For | For |
1.9 | Elect Director Steven L. Scheid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: NUS Security ID: 67018T105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Emma S. Battle | Management | For | For |
1b | Elect Director Daniel W. Campbell | Management | For | For |
1c | Elect Director Andrew D. Lipman | Management | For | For |
1d | Elect Director Steven J. Lund | Management | For | For |
1e | Elect Director Laura Nathanson | Management | For | For |
1f | Elect Director Ryan S. Napierski | Management | For | For |
1g | Elect Director Thomas R. Pisano | Management | For | For |
1h | Elect Director Zheqing (Simon) Shen | Management | For | For |
1i | Elect Director Edwina D. Woodbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ONEMAIN HOLDINGS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL |
||||
Ticker: OMF Security ID: 68268W103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa Green Hall | Management | For | For |
1.2 | Elect Director Matthew R. Michelini | Management | For | Withhold |
1.3 | Elect Director Douglas H. Shulman | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
OSHKOSH CORPORATION Meeting Date: FEB 02, 2021 Record Date: DEC 07, 2020 Meeting Type: ANNUAL |
||||
Ticker: OSK Security ID: 688239201 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith J. Allman | Management | For | For |
1.2 | Elect Director Wilson R. Jones | Management | For | For |
1.3 | Elect Director Tyrone M. Jordan | Management | For | For |
1.4 | Elect Director Kimberley Metcalf-Kupres | Management | For | For |
1.5 | Elect Director Stephen D. Newlin | Management | For | For |
1.6 | Elect Director Raymond T. Odierno | Management | For | For |
1.7 | Elect Director Craig P. Omtvedt | Management | For | For |
1.8 | Elect Director Duncan J. Palmer | Management | For | For |
1.9 | Elect Director Sandra E. Rowland | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 04, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL |
||||
Ticker: PKG Security ID: 695156109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Duane C. Farrington | Management | For | For |
1.3 | Elect Director Donna A. Harman | Management | For | For |
1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
1.5 | Elect Director Robert C. Lyons | Management | For | For |
1.6 | Elect Director Thomas P. Maurer | Management | For | For |
1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
1.8 | Elect Director Roger B. Porter | Management | For | For |
1.9 | Elect Director Thomas S. Souleles | Management | For | For |
1.10 | Elect Director Paul T. Stecko | Management | For | For |
1.11 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRUDENTIAL FINANCIAL, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL |
||||
Ticker: PRU Security ID: 744320102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For |
1.3 | Elect Director Robert M. Falzon | Management | For | For |
1.4 | Elect Director Martina Hund-Mejean | Management | For | For |
1.5 | Elect Director Wendy E. Jones | Management | For | For |
1.6 | Elect Director Karl J. Krapek | Management | For | For |
1.7 | Elect Director Peter R. Lighte | Management | For | For |
1.8 | Elect Director Charles F. Lowrey | Management | For | For |
1.9 | Elect Director George Paz | Management | For | For |
1.10 | Elect Director Sandra Pianalto | Management | For | For |
1.11 | Elect Director Christine A. Poon | Management | For | For |
1.12 | Elect Director Douglas A. Scovanner | Management | For | For |
1.13 | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | For |
RIO TINTO PLC Meeting Date: APR 09, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL |
||||
Ticker: RIO Security ID: 767204100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | Against |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | Against |
5 | Re-elect Megan Clark as Director | Management | For | Against |
6 | Re-elect Hinda Gharbi as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Sam Laidlaw as Director | Management | For | For |
9 | Re-elect Simon McKeon as Director | Management | For | For |
10 | Re-elect Jennifer Nason as Director | Management | For | For |
11 | Re-elect Jakob Stausholm as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Re-elect Ngaire Woods as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise UK Political Donations and Expenditure | Management | For | For |
17 | Approve Global Employee Share Plan | Management | None | For |
18 | Approve UK Share Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 19, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: RHI Security ID: 770323103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julia L. Coronado | Management | For | For |
1b | Elect Director Dirk A. Kempthorne | Management | For | For |
1c | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1d | Elect Director Marc H. Morial | Management | For | For |
1e | Elect Director Barbara J. Novogradac | Management | For | For |
1f | Elect Director Robert J. Pace | Management | For | For |
1g | Elect Director Frederick A. Richman | Management | For | For |
1h | Elect Director M. Keith Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
SKYWORKS SOLUTIONS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL |
||||
Ticker: SWKS Security ID: 83088M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan S. Batey | Management | For | For |
1b | Elect Director Kevin L. Beebe | Management | For | For |
1c | Elect Director Timothy R. Furey | Management | For | For |
1d | Elect Director Liam K. Griffin | Management | For | For |
1e | Elect Director Christine King | Management | For | For |
1f | Elect Director David P. McGlade | Management | For | For |
1g | Elect Director Robert A. Schriesheim | Management | For | For |
1h | Elect Director Kimberly S. Stevenson | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | None | For |
SOUTHWEST AIRLINES CO. Meeting Date: MAY 19, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL |
||||
Ticker: LUV Security ID: 844741108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Shareholder | Against | For |
STEEL DYNAMICS, INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: STLD Security ID: 858119100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Millett | Management | For | For |
1.2 | Elect Director Sheree L. Bargabos | Management | For | For |
1.3 | Elect Director Keith E. Busse | Management | For | For |
1.4 | Elect Director Frank D. Byrne | Management | For | For |
1.5 | Elect Director Kenneth W. Cornew | Management | For | For |
1.6 | Elect Director Traci M. Dolan | Management | For | For |
1.7 | Elect Director James C. Marcuccilli | Management | For | For |
1.8 | Elect Director Bradley S. Seaman | Management | For | For |
1.9 | Elect Director Gabriel L. Shaheen | Management | For | For |
1.10 | Elect Director Steven A. Sonnenberg | Management | For | For |
1.11 | Elect Director Richard P. Teets, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
T. ROWE PRICE GROUP, INC. Meeting Date: MAY 11, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL |
||||
Ticker: TROW Security ID: 74144T108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Mary K. Bush | Management | For | For |
1c | Elect Director Dina Dublon | Management | For | For |
1d | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1e | Elect Director Robert F. MacLellan | Management | For | For |
1f | Elect Director Olympia J. Snowe | Management | For | For |
1g | Elect Director Robert J. Stevens | Management | For | For |
1h | Elect Director William J. Stromberg | Management | For | For |
1i | Elect Director Richard R. Verma | Management | For | For |
1j | Elect Director Sandra S. Wijnberg | Management | For | For |
1k | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL |
||||
Ticker: HD Security ID: 437076102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | For |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
TRACTOR SUPPLY COMPANY Meeting Date: MAY 06, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL |
||||
Ticker: TSCO Security ID: 892356106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Joy Brown | Management | For | For |
1.3 | Elect Director Ricardo Cardenas | Management | For | For |
1.4 | Elect Director Denise L. Jackson | Management | For | For |
1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Mark J. Weikel | Management | For | For |
1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
TYSON FOODS, INC. Meeting Date: FEB 11, 2021 Record Date: DEC 14, 2020 Meeting Type: ANNUAL |
||||
Ticker: TSN Security ID: 902494103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Les R. Baledge | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Dean Banks | Management | For | For |
1e | Elect Director Mike Beebe | Management | For | For |
1f | Elect Director Maria Claudia Borras | Management | For | For |
1g | Elect Director David J. Bronczek | Management | For | For |
1h | Elect Director Mikel A. Durham | Management | For | For |
1i | Elect Director Jonathan D. Mariner | Management | For | For |
1j | Elect Director Kevin M. McNamara | Management | For | For |
1k | Elect Director Cheryl S. Miller | Management | For | For |
1l | Elect Director Jeffrey K. Schomburger | Management | For | For |
1m | Elect Director Robert Thurber | Management | For | For |
1n | Elect Director Barbara A. Tyson | Management | For | For |
1o | Elect Director Noel White | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Report on Human Rights Due Diligence | Shareholder | Against | For |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
U.S. BANCORP Meeting Date: APR 20, 2021 Record Date: FEB 23, 2021 Meeting Type: ANNUAL |
||||
Ticker: USB Security ID: 902973304 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warner L. Baxter | Management | For | For |
1b | Elect Director Dorothy J. Bridges | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | For |
1e | Elect Director Kimberly N. Ellison-Taylor | Management | For | For |
1f | Elect Director Kimberly J. Harris | Management | For | For |
1g | Elect Director Roland A. Hernandez | Management | For | For |
1h | Elect Director Olivia F. Kirtley | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Richard P. McKenney | Management | For | For |
1k | Elect Director Yusuf I. Mehdi | Management | For | For |
1l | Elect Director John P. Wiehoff | Management | For | For |
1m | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 07, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL |
||||
Ticker: UNH Security ID: 91324P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
VALVOLINE INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL |
||||
Ticker: VVV Security ID: 92047W101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For |
1b | Elect Director Richard J. Freeland | Management | For | For |
1c | Elect Director Stephen F. Kirk | Management | For | For |
1d | Elect Director Carol H. Kruse | Management | For | For |
1e | Elect Director Stephen E. Macadam | Management | For | For |
1f | Elect Director Vada O. Manager | Management | For | For |
1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For |
1h | Elect Director Charles M. Sonsteby | Management | For | For |
1i | Elect Director Mary J. Twinem | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WARRIOR MET COAL, INC. Meeting Date: APR 27, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: HCC Security ID: 93627C101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen D. Williams | Management | For | For |
1.2 | Elect Director Ana B. Amicarella | Management | For | For |
1.3 | Elect Director J. Brett Harvey | Management | For | For |
1.4 | Elect Director Walter J. Scheller, III | Management | For | For |
1.5 | Elect Director Alan H. Schumacher | Management | For | For |
1.6 | Elect Director Gareth N. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WELLS FARGO & COMPANY Meeting Date: APR 27, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL |
||||
Ticker: WFC Security ID: 949746101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven D. Black | Management | For | For |
1b | Elect Director Mark A. Chancy | Management | For | For |
1c | Elect Director Celeste A. Clark | Management | For | For |
1d | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1e | Elect Director Wayne M. Hewett | Management | For | For |
1f | Elect Director Maria R. Morris | Management | For | For |
1g | Elect Director Charles H. Noski | Management | For | For |
1h | Elect Director Richard B. Payne, Jr. | Management | For | For |
1i | Elect Director Juan A. Pujadas | Management | For | For |
1j | Elect Director Ronald L. Sargent | Management | For | For |
1k | Elect Director Charles W. Scharf | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | For |
5 | Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation | Shareholder | Against | Against |
6 | Report on Incentive-Based Compensation and Risks of Material Losses | Shareholder | Against | For |
7 | Report on Racial Equity Audit | Shareholder | Against | Against |
WESTLAKE CHEMICAL CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL |
||||
Ticker: WLK Security ID: 960413102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Y. Chao | Management | For | Withhold |
1.2 | Elect Director John T. Chao | Management | For | Withhold |
1.3 | Elect Director Mark A. McCollum | Management | For | Withhold |
1.4 | Elect Director R. Bruce Northcutt | Management | For | Withhold |
2 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
WILLIAMS-SONOMA, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL |
||||
Ticker: WSM Security ID: 969904101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Alber | Management | For | For |
1.2 | Elect Director Esi Eggleston Bracey | Management | For | For |
1.3 | Elect Director Scott Dahnke | Management | For | For |
1.4 | Elect Director Anne Mulcahy | Management | For | For |
1.5 | Elect Director William Ready | Management | For | For |
1.6 | Elect Director Sabrina Simmons | Management | For | For |
1.7 | Elect Director Frits van Paasschen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
END NPX REPORT
By:
|
/s/ Thomas B. Winmill
|
|
|
Thomas B. Winmill, Chief Executive Officer
|
|
|