0001059213-17-000048.txt : 20171106 0001059213-17-000048.hdr.sgml : 20171106 20171106145023 ACCESSION NUMBER: 0001059213-17-000048 CONFORMED SUBMISSION TYPE: AW PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20171106 DATE AS OF CHANGE: 20171106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVIDEND & INCOME FUND CENTRAL INDEX KEY: 0001059213 IRS NUMBER: 510382212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: AW SEC ACT: SEC FILE NUMBER: 333-203126 FILM NUMBER: 171179239 BUSINESS ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2127850900 MAIL ADDRESS: STREET 1: 11 HANOVER SQUARE CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DIVIDEND & INCOME FUND, INC. DATE OF NAME CHANGE: 20110210 FORMER COMPANY: FORMER CONFORMED NAME: CHARTWELL DIVIDEND & INCOME FUND INC DATE OF NAME CHANGE: 19980406 AW 1 dniaw.htm

11 Hanover Square

New York, NY 10005

November 6, 2017

VIA EDGAR

Ms. Valerie Lithothomas

United States Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

RE: Dividend and Income Fund (CIK: 0001059213) (the "Fund")

Request for Withdrawal of Filing of Post-Effective Amendment No. 3 to Registration Statement on Form N-2

File Numbers 333-203126; 811-08747

Dear Ms. Lithothomas:

Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Fund hereby makes application to the Securities and Exchange Commission (the "Commission") to withdraw Post-Effective Amendment No. 3 (the "Amendment") to the Fund's Registration Statement on Form N-2 filed on November 2, 2017 (Accession No. 0001059213-17-000046), and requests that the Commission consent thereto. The reason for this application for withdrawal is due to the fact that the Amendment was inadvertently filed as a Form Type "N-2/A" rather than a Form Type "POS 8C." Immediately following the filing of this application for withdrawal, the Fund intends to re-file the Amendment under Form Type "POS 8C."

In making this application for withdrawal, the Fund confirms that no securities have been issued or sold in reliance on the Amendment, and the Amendment has not been declared effective by the Commission.

It is our understanding that this application for withdrawal will be deemed granted as of the date that it is filed with the Commission unless, within fifteen days after such date, the Fund receives notice from the Commission that this application will not be granted.

Please contact the Fund's counsel, Pam Krill, at (608) 284-2226 should you have any questions or comments regarding this filing.

Very truly yours,

DIVIDEND AND INCOME FUND

By: /s/ Donald Klimoski II

Donald Klimoski II, Assistant General Counsel

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