a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000034981 |
iii. Ticker symbol, if any | SASFX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class W |
ii. Class identification number, if any | C000182636 |
iii. Ticker symbol, if any | NFRWX |
Shares Outstanding Record:
3 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000034983 |
iii. Ticker symbol, if any | NFRCX |
Pricing Services Record:
1 |
i. Full name | Bloomberg L.P. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv |
ii. LEI, if any, or provide and describe other
identifying number
| 00000000000000000000 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services, Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW JERSEY
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | Barclays Capital Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| AC28XWWI3WIBK2824319 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
5 |
i. Full name | PricingDirect Inc. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300WIC0TOJ7N7GD54 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
6 |
i. Full name | IHS Markit Ltd. |
ii. LEI, if any, or provide and describe other
identifying number
| 549300HLPTRASHS0E726 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
7 |
i. Full name | State Street GS Performance Services PLC |
ii. LEI, if any, or provide and describe other
identifying number
| N.A. |
Description of other identifying number | Bloomberg Global ID |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
8 |
i. Full name | Thomson Reuters Corporation |
ii. LEI, if any, or provide and describe other
identifying number
| 549300561UZND4C7B569 |
Description of other identifying number | |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Broker Dealers Record:
1 |
a. Full name | AIG Global Capital Markets Securities, LLC |
b. SEC file number | 8-68860 |
c. CRD number | 000157767 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | AIG Capital Services, Inc. |
b. SEC file number | 8-28733 |
c. CRD number | 000013158 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW JERSEY
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Wellington Management Advisers, Inc. |
b. SEC file number | 8-68476 |
c. CRD number | 000152768 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | VALIC Financial Advisors, Inc. |
b. SEC file number | 8-50018 |
c. CRD number | 000042803 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
TEXAS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | Goldman Sachs & Co. LLC |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 19,856,289.72000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | Credit Suisse Securities (USA) LLC |
ii. SEC file number | 8-422 |
iii. CRD number | 000000816 |
iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,980,143.93000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | State Street Bank and Trust Company |
ii. SEC file number | N/A |
iii. CRD number | 000000000 |
iv. LEI, if any | 571474TGEMMWANRLN572 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 136,133,937.50000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | JPMorgan Chase & Co. |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | 8I5DZWZKVSZI1NUHU748 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22,374,842.91000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | Barclays Capital Inc. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 175,686,646.03000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | Merrill Lynch, Pierce, Fenner & Smith Incorporated |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 230,279,366.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Natwest Markets Securities Inc. |
ii. SEC file number | 8-37135 |
iii. CRD number | 000011707 |
iv. LEI, if any | ZE2ZWJ5BTIQJ8M0C6K34 |
v. State, if applicable |
CONNECTICUT
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 292,196,607.28000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | BNP Paribas Securities Corp. |
ii. SEC file number | 8-32682 |
iii. CRD number | 000015794 |
iv. LEI, if any | RCNB6OTYUAMMP879YW96 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 325,571,437.50000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | Morgan Stanley & Co. LLC |
ii. SEC file number | 8-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,092,733.50000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Deutsche Bank Capital Corporation |
ii. SEC file number | 8-15774 |
iii. CRD number | 000005323 |
iv. LEI, if any | 529900NZEAS6DR7N9T89 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 196,191,845.87000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 50,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Anchor Series Trust |
SEC File number(
e.g., 811-
)
| 811-03836 |
Shared Credit Users Record:
2 |
Name of fund | AIG Small-Cap Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
3 |
Name of fund | AIG Focused Alpha Large-Cap Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
4 |
Name of fund | Seasons Series Trust |
SEC File number(
e.g., 811-
)
| 811-07725 |
Shared Credit Users Record:
5 |
Name of fund | AIG Focused Multi-Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
6 |
Name of fund | AIG Income Explorer Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
7 |
Name of fund | SunAmerica Series, Inc. |
SEC File number(
e.g., 811-
)
| 811-07797 |
Shared Credit Users Record:
8 |
Name of fund | SunAmerica Income Funds |
SEC File number(
e.g., 811-
)
| 811-04708 |
Shared Credit Users Record:
9 |
Name of fund | SunAmerica Series Trust |
SEC File number(
e.g., 811-
)
| 811-07238 |
Shared Credit Users Record:
10 |
Name of fund | SunAmerica Equity Funds |
SEC File number(
e.g., 811-
)
| 811-04801 |
Shared Credit Users Record:
11 |
Name of fund | AIG ESG Dividend Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
Line of Credit details Record:
2 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 75,000,000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | State Street Bank and Trust Company |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | AIG Focused Alpha Large-Cap Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
2 |
Name of fund | AIG Focused Multi-Cap Growth Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
3 |
Name of fund | SunAmerica Equity Funds |
SEC File number(
e.g., 811-
)
| 811-04801 |
Shared Credit Users Record:
4 |
Name of fund | AIG Income Explorer Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
5 |
Name of fund | AIG ESG Dividend Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
Shared Credit Users Record:
6 |
Name of fund | SunAmerica Series, Inc. |
SEC File number(
e.g., 811-
)
| 811-07797 |
Shared Credit Users Record:
7 |
Name of fund | SunAmerica Income Funds |
SEC File number(
e.g., 811-
)
| 811-04708 |
Shared Credit Users Record:
8 |
Name of fund | AIG Small-Cap Fund |
SEC File number(
e.g., 811-
)
| 811-21482 |
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 155,418.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 1 |