0001193125-17-258343.txt : 20170815 0001193125-17-258343.hdr.sgml : 20170815 20170815134833 ACCESSION NUMBER: 0001193125-17-258343 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 EFFECTIVENESS DATE: 20170815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNAMERICA SENIOR FLOATING RATE FUND INC CENTRAL INDEX KEY: 0001059040 IRS NUMBER: 043412472 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08727 FILM NUMBER: 171033405 BUSINESS ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 3300 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 2013246300 MAIL ADDRESS: STREET 1: HARBORSIDE 5 STREET 2: 185 HUDSON STREET, SUITE 3300 CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: NORTH AMERICAN SENIOR FLOATING RATE FUND INC DATE OF NAME CHANGE: 19980401 0001059040 S000012952 AIG Senior Floating Rate Fund C000034981 Class A SASFX C000034983 Class C NFRCX C000182636 Class W NFRWX N-PX 1 d439195dnpx.txt SUNAMERICA SENIOR FLOATING RATE FUND, INC. UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582 WASHINGTON, DC 20549 Expires: March 31, 2018 Estimated average burden FORM N-PX hours per response..7.2
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-8727 --------------------------------------------- SunAmerica Senior Floating Rate Fund, Inc. ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) Harborside Financial Center, 3200 Plaza 5, Jersey City, NJ 07311 ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) John Genoy President SunAmerica Asset Management Corp. Harborside Financial Center 3200 Plaza 5 Jersey City, NJ 07311-4992 ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 201-324-6414 --------------------------- Date of fiscal year end: 12/31 ------------------------- Date of reporting period: 07/01/2016-06/30/2017 ------------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-08727 Reporting Period: 07/01/2016 - 06/30/2017 SunAmerica Senior Floating Rate ======================== AIG Senior Floating Rate Fund ========================= SSGA FUNDS Ticker: SSGXX-US Security ID: 784924748 Meeting Date: AUG 22, 2016 Meeting Type: Special Record Date: JUN 23, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization of Funds For For Management between SSGA Funds and State Street Institutional Investment Trust -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 16, 2017 Meeting Type: Annual Record Date: MAR 24, 2017 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gavin R. Baiera For For Management 1.2 Elect Director Curtis A. Morgan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) SunAmerica Senior Floating Rate Fund, Inc. ------------------------------------------------------------------ By (Signature and Title)* John Genoy, President ------------------------------------------------------ Date 8/11/2017 -------------------------------------------------------------------------- 3