0001275804-19-000004.txt : 20190319 0001275804-19-000004.hdr.sgml : 20190319 20190319155438 ACCESSION NUMBER: 0001275804-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Kirk L. CENTRAL INDEX KEY: 0001275804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 19691531 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 FORMER NAME: FORMER CONFORMED NAME: LEE KIRK DATE OF NAME CHANGE: 20040109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 4 1 wf-form4_155302525599571.xml FORM 4 X0306 4 2019-03-15 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001275804 Lee Kirk L. 201 SOUTH JEFFERSON AVENUE MOUNT PLEASANT TX 75455 1 1 0 0 President Common Stock 2019-03-15 4 A 0 5000 30.25 A 5000 D Common Stock 64000 D Common Stock 7027 D Common Stock 95121 I By Issuer KSOP Grant of restricted stock pursuant to employment agreement with the issuer under the Guaranty Bancshares, Inc. 2015 Equity Incentive Plan (the "2015 Plan"). Shares will vest ratably beginning on the first anniversary of the grant date over the five-year period following the grant date, or will vest in full upon the earlier occurrence of certain conditions set forth in the related award agreement or 2015 Plan. Any shares not yet vested are subject to forfeiture upon termination for cause or as otherwise specified in the 2015 Plan or related award agreement. Shares held jointly by Mr. Lee and his spouse. Held through Individual Retirement Account. /s/ Randall R. Kucera, as attorney-in-fact 2019-03-19