0001209191-23-020096.txt : 20230320 0001209191-23-020096.hdr.sgml : 20230320 20230320180019 ACCESSION NUMBER: 0001209191-23-020096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown William Travis CENTRAL INDEX KEY: 0001954376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 23747368 MAIL ADDRESS: STREET 1: P.O. BOX 1158 CITY: MT. PLEASANT STATE: TX ZIP: 75455 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-02-03 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001954376 Brown William Travis C/O GUARANTY BANCSHARES, INC. 201 SOUTH JEFFERSON AVE. MOUNT PLEASANT TX 75455 0 1 0 0 Austin Area Chairman 0 Common Stock 2023-02-03 5 A 0 E 240 34.10 A 2390 D Common Stock 2480 I By Issuer KSOP Grant of restricted stock pursuant to employment agreement with the issuer under the Guaranty Bancshares, Inc. 2015 Equity Incentive Plan (the "2015 Plan"). Shares will vest ratably beginning on the first anniversary of the grant date over the three-year period following the grant date, or will vest in full upon the earlier occurrence of certain conditions set forth in the related award agreement or 2015 Plan. Any shares not yet vested are subject to forfeiture upon termination for cause or as otherwise specified in the 2015 Plan or related award agreement. /s/ Shalene A. Jacobson, as attorney-in-fact 2023-03-20