0001209191-23-004825.txt : 20230125
0001209191-23-004825.hdr.sgml : 20230125
20230125162027
ACCESSION NUMBER: 0001209191-23-004825
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220509
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Richard W.
CENTRAL INDEX KEY: 0001704214
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38087
FILM NUMBER: 23552719
MAIL ADDRESS:
STREET 1: 201 SOUTH JEFFERSON AVENUE
CITY: MOUNT PLEASANT
STATE: TX
ZIP: 75455
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/
CENTRAL INDEX KEY: 0001058867
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 751656431
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 SOUTH JEFFERSON AVENUE
CITY: MOUNT PLEASANT
STATE: TX
ZIP: 75455
BUSINESS PHONE: 9035729881
MAIL ADDRESS:
STREET 1: 201 SOUTH JEFFERSON AVENUE
CITY: MOUNT PLEASANT
STATE: TX
ZIP: 75455
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2022-05-09
2022-05-11
0
0001058867
GUARANTY BANCSHARES INC /TX/
GNTY
0001704214
Baker Richard W.
C/O GUARANTY BANCSHARES, INC.
201 SOUTH JEFFERSON AVE
MOUNT PLEASANT
TX
75455
1
0
0
0
Common Stock
2022-05-09
4
P
0
300
34.48
A
544800
D
Common Stock
2022-05-10
4
P
0
1
34.50
A
544801
D
Common Stock
11000
I
By Reporting Person's spouse.
These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 100,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under certain specified conditions.
This amended Form 4 (the "Amended Form 4") is being filed to correct an inadvertent error in the original Form 4 filed on May 11, 2022 (the "Original Form 4"). Under Explanation of Responses #1 in the Original Form 4, the Original Form 4 incorrectly reported that Mr. Baker's 10b5-1 plan contemplated the purchase of "1,000,000" shares, when it should have read "100,000." All reports filed between May 11, 2022 and January 20, 2023 (inclusive) that included the erroneous amount are amended hereby to reflect that the purchase of 100,000 shares was contemplated by the 10b5-1 plan. The purchase of all shares contemplated by the 10b5-1 plan is now complete.
/s/ Shalene A. Jacobson, as attorney-in-fact
2023-01-25