0001209191-23-004825.txt : 20230125 0001209191-23-004825.hdr.sgml : 20230125 20230125162027 ACCESSION NUMBER: 0001209191-23-004825 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220509 FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Richard W. CENTRAL INDEX KEY: 0001704214 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 23552719 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-05-09 2022-05-11 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001704214 Baker Richard W. C/O GUARANTY BANCSHARES, INC. 201 SOUTH JEFFERSON AVE MOUNT PLEASANT TX 75455 1 0 0 0 Common Stock 2022-05-09 4 P 0 300 34.48 A 544800 D Common Stock 2022-05-10 4 P 0 1 34.50 A 544801 D Common Stock 11000 I By Reporting Person's spouse. These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 100,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under certain specified conditions. This amended Form 4 (the "Amended Form 4") is being filed to correct an inadvertent error in the original Form 4 filed on May 11, 2022 (the "Original Form 4"). Under Explanation of Responses #1 in the Original Form 4, the Original Form 4 incorrectly reported that Mr. Baker's 10b5-1 plan contemplated the purchase of "1,000,000" shares, when it should have read "100,000." All reports filed between May 11, 2022 and January 20, 2023 (inclusive) that included the erroneous amount are amended hereby to reflect that the purchase of 100,000 shares was contemplated by the 10b5-1 plan. The purchase of all shares contemplated by the 10b5-1 plan is now complete. /s/ Shalene A. Jacobson, as attorney-in-fact 2023-01-25