0001209191-22-005615.txt : 20220131 0001209191-22-005615.hdr.sgml : 20220131 20220131170013 ACCESSION NUMBER: 0001209191-22-005615 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211206 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Kirk L. CENTRAL INDEX KEY: 0001275804 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 22574792 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 FORMER NAME: FORMER CONFORMED NAME: LEE KIRK DATE OF NAME CHANGE: 20040109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-12-06 2021-12-08 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001275804 Lee Kirk L. C/O GUARANTY BANCSHARES, INC. 201 SOUTH JEFFERSON AVE MOUNT PLEASANT TX 75455 1 1 0 0 President Common Stock 2021-12-06 4 M 0 23100 21.8182 A 99000 D Common Stock 113867 I By Issuer KSOP Stock Option (right to buy) 21.8182 2021-12-06 4 M 0 23100 D 2024-10-15 Common Stock 23100 9900 D Options vest ratably in annual installments over a period of ten (10) years from the grant date, 10/15/2014. Options granted under issuer's 2015 Equity Incentive Plan, which amended and restated the Company's 2014 Stock Option Plan. Total stock options held after transaction has been corrected from 6,900 to 9,900 shares to reflect the effects of the 10% stock dividend that occurred in February 2021. /s/ Shalene A. Jacobson, as attorney-in-fact 2022-01-31