0001058867-18-000021.txt : 20180313 0001058867-18-000021.hdr.sgml : 20180313 20180313114615 ACCESSION NUMBER: 0001058867-18-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Kirk L. CENTRAL INDEX KEY: 0001275804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38087 FILM NUMBER: 18685680 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 FORMER NAME: FORMER CONFORMED NAME: LEE KIRK DATE OF NAME CHANGE: 20040109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUARANTY BANCSHARES INC /TX/ CENTRAL INDEX KEY: 0001058867 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 751656431 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 BUSINESS PHONE: 9035729881 MAIL ADDRESS: STREET 1: 201 SOUTH JEFFERSON AVENUE CITY: MOUNT PLEASANT STATE: TX ZIP: 75455 4 1 wf-form4_152095595046284.xml FORM 4 X0306 4 2018-03-09 0 0001058867 GUARANTY BANCSHARES INC /TX/ GNTY 0001275804 Lee Kirk L. 201 SOUTH JEFFERSON AVENUE MOUNT PLEASANT TX 75455 1 1 0 0 President Common Stock 2018-03-09 4 S 0 1500 35.01 D 24378 D Common Stock 2018-03-09 4 S 0 1300 35.10 D 23078 D Common Stock 2018-03-09 4 S 0 899 35.0406 D 22179 D Common Stock 2018-03-09 4 S 0 106 35.0447 D 22073 D Common Stock 2018-03-09 4 S 0 627 35.0777 D 21446 D Common Stock 2018-03-12 4 S 0 167 35.04 D 21279 D Common Stock 2018-03-12 4 S 0 167 35.04 D 21112 D Common Stock 64000 D Common Stock 95121 I By Issuer KSOP Held through Individual Retirement Account. On March 8, 2018, Kirk Lee transferred 25,878 shares of common stock allocated to his employer stock account in the Issuer's Employee Stock Ownership Plan with 401(k) Provisions ("KSOP") to an individual retirement account maintained by Guaranty Bank & Trust, N.A. as IRA custodian for Kirk Lee, through a rollover transaction permitted by the terms of the Issuer's KSOP. All sales of common stock reported on this Form 4 relate to sales of shares held through Mr. Lee's individual retirement account. Shares held jointly by Mr. Lee and his spouse. /s/ Randall R. Kucera, as attorney-in-fact 2018-03-13