0001104659-21-134519.txt : 20211104 0001104659-21-134519.hdr.sgml : 20211104 20211104173056 ACCESSION NUMBER: 0001104659-21-134519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20211104 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGERTY THOMAS M CENTRAL INDEX KEY: 0001058835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 211381303 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35 FLOOR CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS H. LEE ADVISORS, LLC CENTRAL INDEX KEY: 0001260943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 211381304 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6172271050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 FORMER NAME: FORMER CONFORMED NAME: LEE THOMAS H ADVISORS LLC DATE OF NAME CHANGE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rao Gnaneshwar B. CENTRAL INDEX KEY: 0001450650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39361 FILM NUMBER: 211381302 MAIL ADDRESS: STREET 1: 100 FEDERAL STREET STREET 2: 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dun & Bradstreet Holdings, Inc. CENTRAL INDEX KEY: 0001799208 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 921-5500 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: Star Intermediate I, Inc. DATE OF NAME CHANGE: 20200108 4 1 tm2131819-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-04 0 0001799208 Dun & Bradstreet Holdings, Inc. DNB 0001260943 THOMAS H. LEE ADVISORS, LLC C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001058835 HAGERTY THOMAS M C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 0001450650 Rao Gnaneshwar B. C/O THOMAS H. LEE PARTNERS, L.P. 100 FEDERAL STREET, 35TH FLOOR BOSTON MA 02110 1 0 1 0 Class A Common Stock 2021-11-04 4 J 0 55467747 0.00 D 48351863 I See Footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). Exhibit 99.1 (Form 4 Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 is the second of two Forms 4 being filed relating to the same event. The Form 4 has been split into two filings because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Thomas H. Lee Advisors, LLC. ** See Exhibit 99.2 for Signatures 2021-11-04 EX-99.1 2 tm2131819d2_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

Name and Address of Reporting Person:		Thomas H. Lee Advisors, LLC
		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02210

Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Footnotes to Form 4

(1) On November 4, 2021, a distribution-in-kind of Class A Common Stock of Dun & Bradstreet Holdings, Inc. was effected to partners of THL Equity Fund VIII Investors (D&B), L.P., one of the Reporting Persons, on a pro rata basis for no consideration.

(2) Pursuant to the operative agreements among certain of the THL Funds (as defined below), any securities issued to persons serving as directors of portfolio companies of the THL Funds, such as the issuer, are held for the benefit of the THL Funds.

(3) This report is filed by the following Reporting Persons: Thomas H. Lee Advisors, LLC (“THL Advisors”), Thomas H. Lee Equity Fund VIII, L.P. (“THL Equity VIII”), Thomas H. Lee Parallel Fund VIII, L.P. (“Parallel Fund VIII”), THL Fund VIII Coinvestment Partners, L.P. (“Coinvestment VIII”), THL Executive Fund VIII, L.P. (“Executive Fund VIII”), THL Equity Fund VIII Investors (D&B), L.P. (“Equity Fund VIII (D&B)”), THL Equity Advisors VIII, LLC (“Equity Advisors”), Thomas H. Lee Partners, L.P. (“THL Partners”), THL Holdco, LLC (“THL Holdco”), and THL Managers VIII, LLC (“THL Managers VIII”) (collectively with their affiliates, the “THL Funds”); Thomas M. Hagerty; and Gnaneshwar B. Rao. This Form 4 is in two parts and is jointly filed with the Reporting Persons in both parts. See Remarks.

(4) THL Holdco is the managing member of THL Advisors, which is in turn the general partner of THL Partners, which in turn is the general partner of Coinvestment VIII, the managing member of THL Manager VIII and is the sole member of Equity Advisors, which in turn is the general partner of the THL Equity VIII, Parallel Fund VIII, Executive Fund VIII and Equity Fund VIII (D&B). Each of Mr. Hagerty and Mr. Rao is a Managing Director of THL Partners. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, the THL Funds may be deemed directors by deputization.

(5) In all prior filings, the Reporting Persons have disclaimed beneficial ownership except to the extent of their respective pecuniary interests and, as none of the Reporting Persons or their respective affiliates have a pecuniary interest in the distributed shares reported herein, each of the Reporting Persons fully disclaim beneficial ownership of such distributed shares.

EX-99.2 3 tm2131819d2_ex99-2.htm EXHIBIT 99.2

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:		Thomas H. Lee Advisors, LLC

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE ADVISORS, LLC
By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		Thomas H. Lee Equity Fund VIII, L.P.

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE EQUITY FUND VIII, L.P.

By: THL Equity Advisors VIII, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		Thomas H. Lee Parallel Fund VIII, L.P.

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARALLEL FUND VIII, L.P.

By: THL Equity Advisors VIII, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Fund VIII Coinvestment Partners, L.P.

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL FUND VIII COINVESTMENT PARTNERS, L.P.

By: Thomas H. Lee Partners, L.P., its General Partner

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Executive Fund VIII, L.P.

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL EXECUTIVE FUND VIII, L.P.

By: THL Equity Advisors VIII, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Equity Fund VIII Investors (D&B), L.P.

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL EQUITY FUND VIII INVESTORS (D&B), L.P.

By: THL Equity Advisors VIII, LLC, its General Partner

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Equity Advisors VIII, LLC

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL EQUITY ADVISORS VIII, LLC

By: Thomas H. Lee Partners, L.P., its Sole Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		Thomas H. Lee Partners, L.P.

Address of Joint Filer:		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THOMAS H. LEE PARTNERS, L.P.

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Managers VIII, LLC

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL MANAGERS VIII, LLC

By: Thomas H. Lee Partners, L.P., its Managing Member

By: Thomas H. Lee Advisors, LLC, its General Partner

By: THL Holdco, LLC, its Managing Member

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		THL Holdco, LLC

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		10% Owner
		Director
Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

THL HOLDCO, LLC

By:	/s/ Michael McDonnell
	Name: Michael McDonnell
	Title: Chief Financial Officer, Management Company

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		Thomas M. Hagerty

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		Director

Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]

Date of Earliest Transaction Required to be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

	/s/ Thomas M. Hagerty
	Thomas M. Hagerty

Dated: November 4, 2021

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer:		Gnaneshwar B. Rao

Address of Joint Filer:		c/o Thomas H. Lee Partners, L.P.
		100 Federal Street, 35th Floor
		Boston, MA 02110

Relationship of Joint Filer to Issuer:		Director

Issuer Name and Ticker or Trading Symbol:		Dun & Bradstreet Holdings, Inc. [DNB]
Date of Earliest Transaction Required to
be Reported (Month/Day/Year):		November 4, 2021

Designated Filer:		Thomas H. Lee Advisors, LLC

Signature:

	/s/ Gnaneshwar B. Rao
	Gnaneshwar B. Rao

Dated: November 4, 2021