0001214659-20-010808.txt : 20201230
0001214659-20-010808.hdr.sgml : 20201230
20201230180016
ACCESSION NUMBER: 0001214659-20-010808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201228
FILED AS OF DATE: 20201230
DATE AS OF CHANGE: 20201230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Eric
CENTRAL INDEX KEY: 0001443284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426952
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One
CENTRAL INDEX KEY: 0001606750
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426953
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Opportunities Fund, LP
DATE OF NAME CHANGE: 20140429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX GP, LLC
CENTRAL INDEX KEY: 0001654852
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426954
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVE.
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: 825 THIRD AVE.
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Vertex GP, LLC
DATE OF NAME CHANGE: 20151005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Special Opportunities Fund II, LP
CENTRAL INDEX KEY: 0001619127
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426955
BUSINESS ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: C/O VIEX CAPITAL ADVISORS, LLC
STREET 2: 825 THIRD AVENUE, 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: VIEX Opportunities Fund, LP - Series One
DATE OF NAME CHANGE: 20171212
FORMER NAME:
FORMER CONFORMED NAME: VIEX Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20151228
FORMER NAME:
FORMER CONFORMED NAME: Vertex Special Opportunities Fund II, LP
DATE OF NAME CHANGE: 20140910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Special Opportunities GP II, LLC
CENTRAL INDEX KEY: 0001658891
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426956
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Vertex Special Opportunities GP II, LLC
DATE OF NAME CHANGE: 20151119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VIEX Capital Advisors, LLC
CENTRAL INDEX KEY: 0001619125
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201426957
BUSINESS ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
BUSINESS PHONE: 212-752-5750
MAIL ADDRESS:
STREET 1: 323 SUNNY ISLES BLVD.
STREET 2: SUITE 700
CITY: SUNNY ISLES BEACH
STATE: FL
ZIP: 33160
FORMER NAME:
FORMER CONFORMED NAME: Vertex Capital Advisors, LLC
DATE OF NAME CHANGE: 20140910
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMERSION CORP
CENTRAL INDEX KEY: 0001058811
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 943180138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 408-467-1900
MAIL ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP
DATE OF NAME CHANGE: 19980602
4
1
marketforms-50783.xml
PRIMARY DOCUMENT
X0306
4
2020-12-28
0001058811
IMMERSION CORP
IMMR
0001443284
Singer Eric
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
true
false
false
false
0001606750
VIEX Opportunities Fund, LP Series One
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
false
false
false
true
See Explanation of Responses
0001654852
VIEX GP, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
false
false
false
true
See Explanation of Responses
0001619127
VIEX Special Opportunities Fund II, LP
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
false
false
false
true
See Explanation of Responses
0001658891
VIEX Special Opportunities GP II, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
false
false
false
true
See Explanation of Responses
0001619125
VIEX Capital Advisors, LLC
C/O IMMERSION CORPORATION
330 TOWNSEND STREET SUITE 234
SAN FRANCISCO
CA
94107
false
false
false
true
See Explanation of Responses
Common Stock, $0.001 par value
22763
D
Common Stock, $0.001 par value
2020-12-28
4
S
false
937549
9.7347
D
963540
I
By VIEX Special Opportunities Fund II, LP
Common Stock, $0.001 par value
2020-12-29
4
S
false
66560
10.7242
D
896980
I
By VIEX Special Opportunities Fund II, LP
Common Stock, $0.001 par value
2020-12-28
4
S
false
508451
9.7347
D
523546
I
By VIEX Opportunities Fund, LP - Series One
Common Stock, $0.001 par value
2020-12-29
4
S
false
37440
10.7242
D
486106
I
By VIEX Opportunities Fund, LP - Series One
Includes 18,543 Shares underlying unvested restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.
This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.
Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated.
The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6.
The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7.
Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Eric Singer by Francis Jose, Attorney-in-Fact
2020-12-30
VIEX OPPORTUNITIES FUND, LP - SERIES ONE, By VIEX GP, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member
2020-12-30
VIEX GP, LLC, Name: /s/ Eric Singer, Title: Managing Member
2020-12-30
VIEX SPECIAL OPPORTUNITIES FUND II, LP, By VIEX Special Opportunities GP II, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member
2020-12-30
VIEX SPECIAL OPPORTUNITIES GP II, LLC, Name: /s/ Eric Singer, Title: Managing Member
2020-12-30
VIEX CAPITAL ADVISORS, LLC, Name: /s/ Eric Singer, Title: Managing Member
2020-12-30