0001140361-16-055235.txt : 20160226 0001140361-16-055235.hdr.sgml : 20160226 20160226170627 ACCESSION NUMBER: 0001140361-16-055235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norris Paul F CENTRAL INDEX KEY: 0001428594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27969 FILM NUMBER: 161463092 MAIL ADDRESS: STREET 1: 101 ROWLAND WAY STREET 2: SUITE 110 CITY: NOVATO STATE: CA ZIP: 94945 4 1 doc1.xml FORM 4 X0306 4 2016-02-24 0 0001058811 IMMERSION CORP IMMR 0001428594 Norris Paul F 50 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 Chief Financial Officer Common Stock 2016-02-24 4 M 0 3333 0 A 9104 D Common Stock 2016-02-25 4 F 0 1477 7.49 D 7627 D Common Stock 2016-02-25 4 F 0 42 7.44 D 7585 D Restricted Stock Units 0 2016-02-24 4 M 0 3333 0 D Common Stock 3333 3333 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on February 24, 2014. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, and is an exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Each RSU represents a contingent right to receive one share of the issuer's common stock. 1/3 of the RSUs vest on February 24, 2015 ("Vest Date"), then an additional 1/3 of the RSUs will vest on each one year anniversary of the Vest Date thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. /s/ Paul Norris by Amie Peters, Attorney-in-Fact 2016-02-26