0000921895-21-001387.txt : 20210517
0000921895-21-001387.hdr.sgml : 20210517
20210517180549
ACCESSION NUMBER: 0000921895-21-001387
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210513
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 21932951
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC
STREET 2: TEN PRINCETON AVENUE, PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 21932950
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMERSION CORP
CENTRAL INDEX KEY: 0001058811
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 943180138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 408-467-1900
MAIL ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP
DATE OF NAME CHANGE: 19980602
4
1
form407738085_05172021.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-13
0
0001058811
IMMERSION CORP
IMMR
0001205885
MARTIN WILLIAM C
C/O RAGING CAPITAL MANAGEMENT, LLC
TEN PRINCETON AVENUE, P.O. BOX 228
ROCKY HILL
NJ
08553-0228
1
0
0
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
PO BOX 228
ROCKY HILL
NJ
08553-0228
1
0
0
0
Common Stock, $0.001 par value
2021-05-13
4
A
0
14674
0
A
46704
D
Common Stock, $0.001 par value
2222089
I
By Raging Capital Master Fund, Ltd.
This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). William C. Martin, the Chairman, Chief Investment Officer and Managing Member of Raging Capital, is a director of the Issuer. Accordingly, Raging Capital may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents a grant of restricted stock, 100% of which will vest, subject to continued service through the vesting date, on the earlier of (i) the one-year anniversary of May 13, 2021 or (ii) the date of the Issuer's 2022 annual meeting of stockholders.
Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").
The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2021-05-17
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2021-05-17