0000921895-20-003271.txt : 20201218
0000921895-20-003271.hdr.sgml : 20201218
20201218171822
ACCESSION NUMBER: 0000921895-20-003271
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201218
DATE AS OF CHANGE: 20201218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201401531
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
STREET 2: PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553-0228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38334
FILM NUMBER: 201401532
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT, LLC
STREET 2: TEN PRINCETON AVENUE, PO BOX 228
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMERSION CORP
CENTRAL INDEX KEY: 0001058811
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 943180138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
BUSINESS PHONE: 408-467-1900
MAIL ADDRESS:
STREET 1: 330 TOWNSEND STREET
STREET 2: SUITE 234
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
FORMER COMPANY:
FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP
DATE OF NAME CHANGE: 19980602
4
1
form407738085_12182020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-16
0
0001058811
IMMERSION CORP
IMMR
0001205885
MARTIN WILLIAM C
C/O RAGING CAPITAL MANAGEMENT, LLC
TEN PRINCETON AVENUE, P.O. BOX 228
ROCKY HILL
NJ
08553-0228
1
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
PO BOX 228
ROCKY HILL
NJ
08553-0228
0
0
1
0
Common Stock, $0.001 par value
32030
D
Common Stock, $0.001 par value
2020-12-16
4
S
0
68473
9.1644
D
4014449
I
By Raging Capital Master Fund, Ltd.
Common Stock, $0.001 par value
2020-12-17
4
S
0
61743
9.0936
D
3952706
I
By Raging Capital Master Fund, Ltd.
This Form 4 is filed jointly by Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
The sale reported in this Form 4 was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Persons on September 11, 2020.
Represents securities held directly by Raging Capital Master Fund, Ltd. ("Raging Master"). Raging Capital is the Investment Manager of Raging Master. William C. Martin is the Chairman, Chief Investment Officer and Managing Member of Raging Capital. Raging Master has delegated to Raging Capital the sole authority to vote and dispose of the securities held by Raging Master pursuant to an Investment Management Agreement, dated November 9, 2012, as amended and restated on December 21, 2016 (the "IMA").
The IMA may be terminated by any party thereto effective at the close of business on the last day of any fiscal quarter by giving the other party not less than sixty-one days' written notice. As a result, each of Raging Capital and William C. Martin may be deemed to beneficially own the securities held by Raging Master. Raging Master specifically disclaims beneficial ownership of the securities held by it by virtue of its inability to vote or dispose of such securities as a result of the IMA.
By: /s/ Frederick C. Wasch as attorney-in-fact for William C. Martin
2020-12-18
By: Raging Capital Management, LLC, By: /s/ Frederick C. Wasch, Chief Financial Officer
2020-12-18