0000899243-19-021088.txt : 20190806 0000899243-19-021088.hdr.sgml : 20190806 20190806130129 ACCESSION NUMBER: 0000899243-19-021088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190802 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001244 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Opportunities Fund, LP Series One CENTRAL INDEX KEY: 0001606750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001245 BUSINESS ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: VIEX Opportunities Fund, LP DATE OF NAME CHANGE: 20151228 FORMER NAME: FORMER CONFORMED NAME: Vertex Opportunities Fund, LP DATE OF NAME CHANGE: 20140429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX GP, LLC CENTRAL INDEX KEY: 0001654852 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001246 BUSINESS ADDRESS: STREET 1: 825 THIRD AVE. STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 825 THIRD AVE. STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Vertex GP, LLC DATE OF NAME CHANGE: 20151005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Special Opportunities Fund II, LP CENTRAL INDEX KEY: 0001619127 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001247 BUSINESS ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: C/O VIEX CAPITAL ADVISORS, LLC STREET 2: 825 THIRD AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: VIEX Opportunities Fund, LP - Series One DATE OF NAME CHANGE: 20171212 FORMER NAME: FORMER CONFORMED NAME: VIEX Special Opportunities Fund II, LP DATE OF NAME CHANGE: 20151228 FORMER NAME: FORMER CONFORMED NAME: Vertex Special Opportunities Fund II, LP DATE OF NAME CHANGE: 20140910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Special Opportunities GP II, LLC CENTRAL INDEX KEY: 0001658891 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001248 BUSINESS ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Vertex Special Opportunities GP II, LLC DATE OF NAME CHANGE: 20151119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIEX Capital Advisors, LLC CENTRAL INDEX KEY: 0001619125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38334 FILM NUMBER: 191001249 BUSINESS ADDRESS: STREET 1: 745 BOYLSTON STREET STREET 2: 3RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 212-752-5750 MAIL ADDRESS: STREET 1: 745 BOYLSTON STREET STREET 2: 3RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER NAME: FORMER CONFORMED NAME: Vertex Capital Advisors, LLC DATE OF NAME CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMERSION CORP CENTRAL INDEX KEY: 0001058811 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 943180138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-467-1900 MAIL ADDRESS: STREET 1: 50 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: IMMERSION HUMAN INTERFACE CORP DATE OF NAME CHANGE: 19980602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-02 0 0001058811 IMMERSION CORP IMMR 0001443284 Singer Eric C/O VIEX CAPITAL ADVISORS, LLC 750 BOYLSTON STREET BOSTON MA 02116 0 0 1 0 0001606750 VIEX Opportunities Fund, LP Series One 745 BOYLSTON STREET 3RD FLOOR BOSTON MA 02116 0 0 1 0 0001654852 VIEX GP, LLC 745 BOYLSTON STREET 3RD FLOOR BOSTON MA 02116 0 0 1 0 0001619127 VIEX Special Opportunities Fund II, LP 745 BOYLSTON STREET 3RD FLOOR BOSTON MA 02116 0 0 1 0 0001658891 VIEX Special Opportunities GP II, LLC 745 BOYLSTON STREET 3RD FLOOR BOSTON MA 02116 0 0 1 0 0001619125 VIEX Capital Advisors, LLC 745 BOYLSTON STREET 3RD FLOOR BOSTON MA 02116 0 0 1 0 Common Stock, $0.001 par value 2019-08-02 4 X 0 5000 10.00 A 1555498 I By VIEX Special Opportunities Fund II, LP Common Stock, $0.001 par value 2019-08-05 4 X 0 2500 10.00 A 1557998 I By VIEX Special Opportunities Fund II, LP Common Stock, $0.001 par value 1195134 I By VIEX Opportunities Fund, LP - Series One Put Option (obligation to buy) 10.00 2019-08-02 4 X 0 50 0.00 D 2019-08-16 Common Stock 5000 950 I By VIEX Special Opportunities Fund II, LP Put Option (obligation to buy) 10.00 2019-08-05 4 X 0 25 0.00 D 2019-08-16 Common Stock 2500 925 I By VIEX Special Opportunities Fund II, LP This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercise on August 2, 2019 of 50 put option contracts sold by VSO II and the exercise on August 5, 2019 of 25 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty to such contracts and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Shares of Common Stock of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. These options are currently exercisable. ERIC SINGER, Name: /s/ Eric Singer 2019-08-06 VIEX OPPORTUNITIES FUND, LP - SERIES ONE, By: VIEX GP, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member 2019-08-06 VIEX GP, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-08-06 VIEX SPECIAL OPPORTUNITIES FUND II, LP, By: VIEX Special Opportunities GP II, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member 2019-08-06 VIEX SPECIAL OPPORTUNITIES GP II, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-08-06 VIEX CAPITAL ADVISORS, LLC, Name: /s/ Eric Singer, Title: Managing Member 2019-08-06 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1



                         Form 4 Joint Filer Information



Name:                                     VIEX Opportunities Fund, LP - Series
                                          One

Address:                                  745 Boylston Street
                                          3rd Floor
                                          Boston, Massachusetts 02116

Date of Event Requiring Statement:        08/02/19


Name:                                     VIEX GP, LLC

Address:                                  745 Boylston Street
                                          3rd Floor
                                          Boston, Massachusetts 02116

Date of Event Requiring Statement:        08/02/19


Name:                                     VIEX Special Opportunities Fund II, LP

Address:                                  745 Boylston Street
                                          3rd Floor
                                          Boston, Massachusetts 02116

Date of Event Requiring Statement:        08/02/19


Name:                                     VIEX Special Opportunities GP II, LLC

Address:                                  745 Boylston Street
                                          3rd Floor
                                          Boston, Massachusetts 02116

Date of Event Requiring Statement:        08/02/19


Name:                                     VIEX Capital Advisors, LLC

Address:                                  745 Boylston Street
                                          3rd Floor
                                          Boston, Massachusetts 02116

Date of Event Requiring Statement:        08/02/19