0001570585-23-000040.txt : 20230303 0001570585-23-000040.hdr.sgml : 20230303 20230303171017 ACCESSION NUMBER: 0001570585-23-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIES MICHAEL T CENTRAL INDEX KEY: 0001058725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 23705608 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981112770 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: HAMMERSMITH STATE: X0 ZIP: W6 8BS BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA ST, STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 4 1 wf-form4_167788136954822.xml FORM 4 X0306 4 2023-03-01 0 0001570585 Liberty Global plc LBTY 0001058725 FRIES MICHAEL T 161 HAMMERSMITH ROAD LONDON X0 UNITED KINGDOM 1 1 0 0 President & CEO Class C Ordinary Shares 2023-03-01 4 A 0 7595 A 1533778 D Class C Ordinary Shares 2023-03-01 4 F 0 2253 21.12 D 1531525 D Class C Ordinary Shares 13983 I By 401(k) Plan Restricted Share Units B 2023-03-01 4 D 0 7890 D Class B Ordinary Shares 7890.0 0 D Pursuant to the Issuer's shareholding incentive program available to management generally, the Reporting Person received 7,890 Restricted Share Units (RSUs) in 2022, each representing a right to receive one share of Issuer's Class B ordinary shares. Under the terms of the Reporting Person's employment agreement, the RSUs were rebalanced pursuant to an Irrevocable Rebalance Notice of Certain Unvested Equity Awards, dated December 19, 2022, so that the Reporting Person received an equal value of Class C ordinary shares on settlement of the RSUs vesting in lieu of Class B ordinary shares. This Form 4 reflects the settlement of the RSUs into Class C ordinary shares; the RSUs are no longer outstanding, and no sale occurred. The Reporting Person received 922 shares contributed by Issuer under its 401(k) Plan as of March 1, 2023. Due to a clerical error by the Issuer, the number of shares underlying the RSU was incorrectly stated on the Form 4 filed with the Commission on March 16, 2022 to report the grant of the RSU, and such report is deemed amended by this report on Form 4, which reflects the correct number of shares underlying the RSU, which is 234 additional shares. The RSUs vested in full on March 1, 2023. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK. /s/ Michael T. Fries 2023-03-03