0001570585-20-000126.txt : 20200423 0001570585-20-000126.hdr.sgml : 20200423 20200423172908 ACCESSION NUMBER: 0001570585-20-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200421 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIES MICHAEL T CENTRAL INDEX KEY: 0001058725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35961 FILM NUMBER: 20811966 MAIL ADDRESS: STREET 1: C/O LIBERTY GLOBAL, INC. STREET 2: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global plc CENTRAL INDEX KEY: 0001570585 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 981112770 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 HAMMERSMITH ROAD CITY: HAMMERSMITH STATE: X0 ZIP: W6 8BS BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA ST, STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Liberty Global Corp Ltd DATE OF NAME CHANGE: 20130227 FORMER COMPANY: FORMER CONFORMED NAME: Lynx Europe Ltd. DATE OF NAME CHANGE: 20130226 4 1 wf-form4_158767733001345.xml FORM 4 X0306 4 2020-04-21 0 0001570585 Liberty Global plc LBTY 0001058725 FRIES MICHAEL T 161 HAMMERSMITH ROAD LONDON X0 UNITED KINGDOM 1 1 0 0 President & CEO Share Appreciation Rights A 29.45 2020-04-21 4 D 0 42988 D 2020-05-01 Class A Ordinary Shares 42988.0 0 D Share Appreciation Rights A 29.45 2020-04-21 4 A 0 42988 A 2023-05-01 Class A Ordinary Shares 42988.0 42988 D Share Appreciation Rights A 27.71 2020-04-21 4 D 0 971587 D 2020-06-24 Class A Ordinary Shares 971587.0 0 D Share Appreciation Rights A 27.71 2020-04-21 4 A 0 971587 A 2023-06-24 Class A Ordinary Shares 971587.0 971587 D Share Appreciation Rights C 27.13 2020-04-21 4 D 0 85596 D 2020-05-01 Class C Ordinary Shares 85596.0 0 D Share Appreciation Rights C 27.13 2020-04-21 4 A 0 85596 A 2023-05-01 Class C Ordinary Shares 85596.0 85596 D Share Appreciation Rights C 29.05 2020-04-21 4 D 0 42788 D 2020-05-01 Class C Ordinary Shares 42788.0 0 D Share Appreciation Rights C 29.05 2020-04-21 4 A 0 42788 A 2023-05-01 Class C Ordinary Shares 42788.0 42788 D Share Appreciation Rights C 25.84 2020-04-21 4 D 0 1933985 D 2020-06-24 Class C Ordinary Shares 1933985.0 0 D Share Appreciation Rights C 25.84 2020-04-21 4 A 0 1933985 A 2023-06-24 Class C Ordinary Shares 1933985.0 1933985 D Share Appreciation Rights C 27.34 2020-04-21 4 D 0 967468 D 2020-06-24 Class C Ordinary Shares 967468.0 0 D Share Appreciation Rights C 27.34 2020-04-21 4 A 0 967468 A 2023-06-24 Class C Ordinary Shares 967468.0 967468 D The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply. Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable. The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK. /s/ Isabel Coberly, Attorney-in-Fact 2020-04-23