0001570585-20-000126.txt : 20200423
0001570585-20-000126.hdr.sgml : 20200423
20200423172908
ACCESSION NUMBER: 0001570585-20-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200421
FILED AS OF DATE: 20200423
DATE AS OF CHANGE: 20200423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIES MICHAEL T
CENTRAL INDEX KEY: 0001058725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35961
FILM NUMBER: 20811966
MAIL ADDRESS:
STREET 1: C/O LIBERTY GLOBAL, INC.
STREET 2: 12300 LIBERTY BOULEVARD
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liberty Global plc
CENTRAL INDEX KEY: 0001570585
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 981112770
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 161 HAMMERSMITH ROAD
CITY: HAMMERSMITH
STATE: X0
ZIP: W6 8BS
BUSINESS PHONE: 303-220-6600
MAIL ADDRESS:
STREET 1: 1550 WEWATTA ST,
STREET 2: SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Liberty Global Corp Ltd
DATE OF NAME CHANGE: 20130227
FORMER COMPANY:
FORMER CONFORMED NAME: Lynx Europe Ltd.
DATE OF NAME CHANGE: 20130226
4
1
wf-form4_158767733001345.xml
FORM 4
X0306
4
2020-04-21
0
0001570585
Liberty Global plc
LBTY
0001058725
FRIES MICHAEL T
161 HAMMERSMITH ROAD
LONDON
X0
UNITED KINGDOM
1
1
0
0
President & CEO
Share Appreciation Rights A
29.45
2020-04-21
4
D
0
42988
D
2020-05-01
Class A Ordinary Shares
42988.0
0
D
Share Appreciation Rights A
29.45
2020-04-21
4
A
0
42988
A
2023-05-01
Class A Ordinary Shares
42988.0
42988
D
Share Appreciation Rights A
27.71
2020-04-21
4
D
0
971587
D
2020-06-24
Class A Ordinary Shares
971587.0
0
D
Share Appreciation Rights A
27.71
2020-04-21
4
A
0
971587
A
2023-06-24
Class A Ordinary Shares
971587.0
971587
D
Share Appreciation Rights C
27.13
2020-04-21
4
D
0
85596
D
2020-05-01
Class C Ordinary Shares
85596.0
0
D
Share Appreciation Rights C
27.13
2020-04-21
4
A
0
85596
A
2023-05-01
Class C Ordinary Shares
85596.0
85596
D
Share Appreciation Rights C
29.05
2020-04-21
4
D
0
42788
D
2020-05-01
Class C Ordinary Shares
42788.0
0
D
Share Appreciation Rights C
29.05
2020-04-21
4
A
0
42788
A
2023-05-01
Class C Ordinary Shares
42788.0
42788
D
Share Appreciation Rights C
25.84
2020-04-21
4
D
0
1933985
D
2020-06-24
Class C Ordinary Shares
1933985.0
0
D
Share Appreciation Rights C
25.84
2020-04-21
4
A
0
1933985
A
2023-06-24
Class C Ordinary Shares
1933985.0
1933985
D
Share Appreciation Rights C
27.34
2020-04-21
4
D
0
967468
D
2020-06-24
Class C Ordinary Shares
967468.0
0
D
Share Appreciation Rights C
27.34
2020-04-21
4
A
0
967468
A
2023-06-24
Class C Ordinary Shares
967468.0
967468
D
The reported transactions involve an extension of the seven-year exercise period on existing share appreciation rights (SAR) for an additional three-year period. For Form 4 reporting purposes, this is shown as if the outstanding SAR were to be cancelled and replaced by a new SAR. However, from the Issuer's perspective, no new SAR is issued, the Issuer has only extended the expiration term on the original grant, with the same pricing and other terms continuing to apply.
Vesting and exercise of the existing SAR has not changed as a result of the extension and therefore the SAR continues to be immediately exercisable.
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.
/s/ Isabel Coberly, Attorney-in-Fact
2020-04-23