0001209191-13-025940.txt : 20130513
0001209191-13-025940.hdr.sgml : 20130513
20130513175353
ACCESSION NUMBER: 0001209191-13-025940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130509
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANC OF AMERICA CAPITAL INVESTORS SBIC LP
CENTRAL INDEX KEY: 0001274971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24525
FILM NUMBER: 13838652
MAIL ADDRESS:
STREET 1: 100 N TRYON ST 25TH FL
CITY: CHARLOTTE
STATE: NC
ZIP: 28255
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMULUS MEDIA INC
CENTRAL INDEX KEY: 0001058623
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 364159663
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3280 PEACHTREE ROAD N.W.
STREET 2: SUITE 2300
CITY: ATLANTA
STATE: GA
ZIP: 30305
BUSINESS PHONE: 4049490700
MAIL ADDRESS:
STREET 1: 3280 PEACHTREE ROAD N.W.
STREET 2: SUITE 2300
CITY: ATLANTA
STATE: GA
ZIP: 30305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BA CAPITAL CO LP
CENTRAL INDEX KEY: 0000902135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24525
FILM NUMBER: 13838653
BUSINESS ADDRESS:
STREET 1: 100 NORTH TRYON STREET 25TH FLOOR
CITY: CHARLOTTE
STATE: NC
ZIP: 28225
BUSINESS PHONE: 7043861792
MAIL ADDRESS:
STREET 1: 100 NORTH TRYON STREET 25TH FLOOR
CITY: CHARLOTTE
STATE: NC
ZIP: 28225
FORMER NAME:
FORMER CONFORMED NAME: NATIONSBANC CAPITAL CORP
DATE OF NAME CHANGE: 19930423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-09
0
0001058623
CUMULUS MEDIA INC
CMLS
0000902135
BA CAPITAL CO LP
150 N. COLLEGE ST.
SUITE 2500
CHARLOTTE
NC
28202
1
0
0
0
0001274971
BANC OF AMERICA CAPITAL INVESTORS SBIC LP
150 N. COLLEGE ST.
SUITE 2500
CHARLOTTE
NC
28202
1
0
0
0
Class A Common Stock, $0.01 par value
2013-05-09
4
A
0
28090
0.00
A
86895
I
See Footnote
Class A Common Stock, $0.01 par value
1665152
D
Represents shares of restricted Class A Common Stock awarded to Robert H. Sheridan, III, who serves on the board of directors of the Issuer as a designee of BA Capital Company, L.P. ("BA Capital"). Pursuant to the policies of BA Capital and its affiliates, Mr. Sheridan is deemed to hold the reported shares of restricted Class A Common Stock for the benefit of BA Capital. BA Capital may be deemed the indirect beneficial owner of the shares of restricted Class A Common Stock.
Additionally, these shares of restricted Class A Common Stock may be deemed to be beneficially owned by (a) RE SBIC Management, LLC (f/k/a BA SBIC Management, LLC), the general partner of BA Capital, (b) RE Equity Management, L.P. (f/k/a BA Equity Management L.P.), the sole member of RE SBIC Management, LLC, (c) RE Equity Management GP, LLC (f/k/a BA Equity Management GP, LLC), the general partner of RE Equity Management, L.P., and (d) J. Travis Hain, the managing member of RE Equity Management GP, LLC. Mr. Hain disclaims beneficial ownership of such securities.
BA Capital holds 843,584 shares of Class A Common Stock of the Issuer. These securities may be deemed to be beneficially owned by (a) RE SBIC Management, LLC, the general partner of BA Capital, (b) RE Equity Management, L.P., the sole member of RE SBIC Management, LLC, (c) RE Equity Management GP, LLC, the general partner of RE Equity Management L.P., and (d) J. Travis Hain, the managing member of RE Equity Management GP, LLC. Mr. Hain disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Banc of America Capital Investors SBIC, L.P. holds 821,568 shares of Class A Common Stock. These securities may be deemed to be beneficially owned by (a) Ridgemont Capital Management SBIC, LLC (f/k/a Banc of America Capital Management SBIC, LLC), the general partner of Banc of America Capital Investors SBIC, L.P., (b) Ridgemont Capital Management, L.P. (f/k/a Banc of America Capital Management, L.P.), the sole member of Ridgemont Capital Management SBIC, LLC, (c) REP I GP, LLC (f/k/a BACM I GP, LLC), the general partner of Ridgemont Capital Management, L.P., and (d) Mr. Hain, the managing member of REP I GP, LLC. Mr. Hain disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
/s/ J. Travis Hain, Managing Member of RE Equity Management GP, LLC, general partner of RE Equity Management, L.P., sole member of RE SBIC Management, LLC, general partner of BA Capital Company, L.P.
2013-05-13
J. Travis Hain, Managing Member of REP I GP, LLC, general partner of Ridgemont Capital Management, L.P., sole member of Ridgemont Management SBIC, LLC, general partner of Banc of America Capital Investors SBIC, L.P.
2013-05-13