FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/04/2018 |
3. Issuer Name and Ticker or Trading Symbol
CUMULUS MEDIA INC [ CMIA ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 06/15/2018 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock, par value $0.0000001 per share | 449,921 | D(1) | |
Class B Common Stock(non-voting), par value $0.0000001/share | 1,053,352 | D(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The reported securities are directly owned by Nimbus Atlas LLC (Nimbus) and may be deemed beneficially owned by Brigade Capital GP, LLC (BC-GP), the managing member of Nimbus, and by Brigade Capital Management, LP, the investment manager of Nimbus, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC and BC-GP. Nimbus and BC-GP are each a Reporting Person. Due to a delay in obtaining EDGAR filing codes for Nimbus and BC-GP, the two filers were not able to be included on the Form 3 filing filed on June 14, 2018 by Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan. Nimbus and BC-GP are individually filing on this Form 3 in respect of this Issuer. Nimbus and BC-GP will make Section 16 filings jointly with the Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan going forward. |
2. The reported securities are directly owned by Nimbus Atlas LLC (Nimbus) and may be deemed beneficially owned by Brigade Capital GP, LLC (BC-GP), the managing member of Nimbus, and by Brigade Capital Management, LP, the investment manager of Nimbus, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC and BC-GP. Nimbus and BC-GP are each a Reporting Person. Due to a delay in obtaining EDGAR filing codes for Nimbus and BC-GP, the two filers were not able to be included on the Form 3 filing filed on June 14, 2018 by Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan. Nimbus and BC-GP are individually filing on this Form 3 in respect of this Issuer. Nimbus and BC-GP will make Section 16 filings jointly with the Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan going forward. |
Remarks: |
Nimbus and Brigade Capital GP, LLC each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This Form 3 amendment is being filed to include 65,130 Class A shares of the Issuer which were mistakenly omitted from the Reporting Person's original Form 3 filed on June 15, 2018. Such shares were already correctly reported on the Form 3 filed on June 14, 2018 on behalf of Brigade Capital Management, LP, Donald E. Morgan III and Brigade Capital Management GP, LLC. |
Nimbus Atlas LLC, /s/ Donald E. Morgan, III, Managing Member of its Managing Member | 06/22/2018 | |
Brigade Capital GP, LLC, /s/ Donald E. Morgan, III, Managing Member | 06/22/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |