-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R8rqc9b9U8ybXtx7TRrQ4B1F3esUi1zFssuSwSGeNlWlv6VaGiG6Iu4jvRpwJHzn xpfZDQRxJUuPZn77wrQ+Tg== 0001020242-98-000079.txt : 19980415 0001020242-98-000079.hdr.sgml : 19980415 ACCESSION NUMBER: 0001020242-98-000079 CONFORMED SUBMISSION TYPE: 15-15D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980414 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BA MORTGAGE SECURITIES INC MORT PS THR CERT SER 1997-3 CENTRAL INDEX KEY: 0001058269 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 330787732 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-15D SEC ACT: SEC FILE NUMBER: 333-34225-03 FILM NUMBER: 98592826 BUSINESS ADDRESS: STREET 1: BANKERS TRUST STREET 2: 3 PARK PLAZA 16TH FL CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7142537606 MAIL ADDRESS: STREET 1: BANKERS TRUST STREET 2: 3 PARK PLAZA 16TH FL CITY: IRVINE STATE: CA ZIP: 92614 15-15D 1 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 15 - Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number: 333-34225-03 BA MORTGAGE SECURITIES, INC. (Exact name of registrant as specified in its charter) 345 MONTGOMERY STREET, LOWER LEVEL #2, UNIT #8152, SAN FRANCISCO, CALIFORNIA, 94104 (415) 622-3676 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) BA MORTGAGE SECURITIES, INC. MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 1997-3 CLASS A-1, CLASS A-2, CLASS A-3, CLASS A-4, CLASS A-5, CLASS A-6, CLASS A-7, CLASS A-8, CLASS PO, CLASS M, CLASS B-1, CLASS B-2, CLASS R-I, AND CLASS R-II (Title of each class of securities covered by this Form) NONE (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(ii) [X] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 15d-6 [ ] Rule 12h-3(b)(1)(i) [ ] Approximate number of holders of record as of the certification or notice date: 19 SEE ATTACHED CERTIFICATION Pursuant to the requirements of the Securities Exchange Act of 1934 (Name of registrant as specified in charter) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. DATE: April 14, 1998 BY: /s/ Judy L. Gomez Judy L. Gomez Assistant Vice President Bankers Trust Company of California, N.A. Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature. ACCOUNT HOLDER CERTIFICATION BA MORTGAGE SECURITIES, INC. MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 1997-3 Commission File Number: 333-34225-03 I hereby certify that the following information is correct: CERTIFICATE HOLDERS NAME OF SECURITY AS OF DECEMBER 31, 1997. Class A-1 2 Class A-2 1 Class A-3 1 Class A-4 3 Class A-5 3 Class A-6 1 Class A-7 1 Class A-8 1 Class PO 1 Class M 1 Class B-1 1 Class B-2 1 Class R-I 1 Class R-II 1 TOTAL 19 Date: April 14, 1998 Bankers Trust Company of California, N.A., not in its individual capacity but solely as a duly authorized agent of the Registrant pursuant to the Pooling and Servicing Agreement dated as of December 1, 1997. By: /s/ Judy L. Gomez Judy L. Gomez Assistant Vice President Bankers Trust Company of California, N.A. -----END PRIVACY-ENHANCED MESSAGE-----