0001615774-16-008888.txt : 20161213 0001615774-16-008888.hdr.sgml : 20161213 20161213174321 ACCESSION NUMBER: 0001615774-16-008888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enumeral Biomedical Holdings, Inc. CENTRAL INDEX KEY: 0001561551 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 990376434 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: (617) 674-1865 MAIL ADDRESS: STREET 1: 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CITY: CAMBRIDGE STATE: MA ZIP: 02140 FORMER COMPANY: FORMER CONFORMED NAME: CERULEAN GROUP, INC. DATE OF NAME CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSTEIN ALLAN P CENTRAL INDEX KEY: 0001058145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55415 FILM NUMBER: 162049828 4 1 s104940_form4.xml 4 X0306 4 2016-12-09 0 0001561551 Enumeral Biomedical Holdings, Inc. ENUM 0001058145 ROTHSTEIN ALLAN P C/O ENUMERAL BIOMEDICAL HOLDINGS, INC. 200 CAMBRIDGEPARK DRIVE, SUITE 2000 CAMBRIDGE MA 02140 1 0 0 0 Common Stock 2016-12-09 4 M 0 200000 0.125 A 2024415 D Common Stock Purchase Warrant 0.50 2016-12-09 4 J 0 200000 0.125 A 2016-12-09 Common Stock 200000 200000 D Common Stock Purchase Warrant 0.50 2016-12-09 4 M 0 200000 0.125 D 2016-12-09 Common Stock 200000 0 D The Common Stock Purchase Warrants (the "Warrants") are exercisable immediately. Pursuant to an Offer to Amend and Exercise launched by the Issuer on October 28, 2016 (as subsequently amended, the "Offering"), the exercise price of each Warrant tendered in the Offering was reduced to $0.50 per Warrant, and participants in the Offering received four shares for each Warrant tendered rather than one share. Pursuant to the terms of the Offering, the expiration date of tendered Warrants was accelerated to December 9, 2016. The Reporting Person tendered all of the Warrants beneficially owned that were subject to the Offering. /s/ Kevin G. Sarney, attorney-in-fact 2016-12-13