0001209191-18-057230.txt : 20181105
0001209191-18-057230.hdr.sgml : 20181105
20181105170349
ACCESSION NUMBER: 0001209191-18-057230
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180706
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hussain Muhammad Raghib
CENTRAL INDEX KEY: 0001680691
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30877
FILM NUMBER: 181160631
MAIL ADDRESS:
STREET 1: 5488 MARVELL LANE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARVELL TECHNOLOGY GROUP LTD
CENTRAL INDEX KEY: 0001058057
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770481679
STATE OF INCORPORATION: D0
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: CANON'S COURT
STREET 2: 22 VICTORIA STREET
CITY: HAMILTON HM 12
STATE: D0
BUSINESS PHONE: 4412966395
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-07-06
2018-07-12
0
0001058057
MARVELL TECHNOLOGY GROUP LTD
MRVL
0001680691
Hussain Muhammad Raghib
C/O 5488 MARVELL LANE
SANTA CLARA
CA
95054
0
1
0
0
EVP Chief Strategy Officer
Common shares
2018-07-06
4
A
0
697698
A
697698
D
Common shares
2018-07-06
4
A
0
78325
A
78325
I
By family trusts
Stock option (right to buy)
9.33
2018-07-06
4
A
0
40339
A
2018-07-06
2020-03-22
Common shares
40339
40339
D
Stock option (right to buy)
9.38
2018-07-06
4
A
0
100848
A
2018-07-06
2021-02-07
Common shares
100848
100848
D
Stock option (right to buy)
15.58
2018-07-06
4
A
0
51981
A
2022-02-16
Common shares
51981
51981
D
Stock option (right to buy)
12.12
2018-07-06
4
A
0
145952
A
2023-02-11
Common shares
145952
145952
D
Stock option (right to buy)
16.31
2018-07-06
4
A
0
116024
A
2024-02-10
Common shares
116024
116024
D
Restricted stock units
2018-07-06
4
A
0
12455
A
Common shares
12455
12454
D
Restricted stock units
2018-07-06
4
A
0
18887
A
Common shares
18887
18886
D
Restricted stock units
2018-07-06
4
A
0
12995
A
Common shares
12995
12995
D
Restricted stock units
2018-07-06
4
A
0
41106
A
Common shares
41106
41105
D
Restricted stock units
2018-07-06
4
A
0
49601
A
Common shares
49601
49601
D
Restricted stock units
2018-07-06
4
A
0
65076
A
Common shares
65076
65075
D
Received in exchange for 228,698 shares of Cavium, Inc. common stock in connection with the merger (the "Merger") of Cavium, Inc. into Marvell Technology Group Ltd. ("Marvell"). On the effective date of the Merger, the Reporting Person received the reported common shares of Marvell.
Includes shares which were deemed to be beneficially held by the Reporting Person in connection with the Merger previously reported on Table II.
Correction to number of shares beneficially held directly and indirectly in Table I as reported.
Received in exchange for 36,000 shares of Cavium, Inc. common stock in connection with the Merger. On the effective date of the Merger, the Reporting Person received the reported common shares of Marvell.
Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.
Received in the Merger in exchange for employee stock options to acquire shares of Cavium, Inc. stock.
4,331 options shall become exercisable in equal monthly installments on the 16th of each month beginning 7/16/18 and ending 2/16/2019.
30,407 options shall become exercisable in equal monthly installments on the 11th of each month beginning 7/11/2018 and ending 2/11/2020.
38,675 options shall become exercisable in equal monthly installments on the 10th of each month beginning 7/10/2018 and ending 2/10/2021.
Each restricted stock unit represents a contingent right to receive one Marvell common share upon vesting.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 12,455 Restricted Stock Units "RSUs".
This award vests as to 100% of the shares on January 31, 2019.
Received in the Merger in exchange for restricted stock units of Cavium, Inc.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 18,887 RSUs.
This award vests as to 50% of the shares on each of January 31, 2019 and 2020.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 12,995 RSUs.
This award vests as to 100% of the shares on January 31, 2019.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 41,106 RSUs.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 49,601 RSUs.
This award vests as to 1/3 of the shares on each of January 31, 2019, 2020 and 2021.
Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 65,076 RSUs.
This award vests as of 25% of the shares on each of January 31, 2019, 2020, 2021 and 2022.
M. Raghib Hussain by Blair Walters as attorney-in-fact
2018-11-05