0001209191-18-057230.txt : 20181105 0001209191-18-057230.hdr.sgml : 20181105 20181105170349 ACCESSION NUMBER: 0001209191-18-057230 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180706 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hussain Muhammad Raghib CENTRAL INDEX KEY: 0001680691 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-30877 FILM NUMBER: 181160631 MAIL ADDRESS: STREET 1: 5488 MARVELL LANE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARVELL TECHNOLOGY GROUP LTD CENTRAL INDEX KEY: 0001058057 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770481679 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: CANON'S COURT STREET 2: 22 VICTORIA STREET CITY: HAMILTON HM 12 STATE: D0 BUSINESS PHONE: 4412966395 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-07-06 2018-07-12 0 0001058057 MARVELL TECHNOLOGY GROUP LTD MRVL 0001680691 Hussain Muhammad Raghib C/O 5488 MARVELL LANE SANTA CLARA CA 95054 0 1 0 0 EVP Chief Strategy Officer Common shares 2018-07-06 4 A 0 697698 A 697698 D Common shares 2018-07-06 4 A 0 78325 A 78325 I By family trusts Stock option (right to buy) 9.33 2018-07-06 4 A 0 40339 A 2018-07-06 2020-03-22 Common shares 40339 40339 D Stock option (right to buy) 9.38 2018-07-06 4 A 0 100848 A 2018-07-06 2021-02-07 Common shares 100848 100848 D Stock option (right to buy) 15.58 2018-07-06 4 A 0 51981 A 2022-02-16 Common shares 51981 51981 D Stock option (right to buy) 12.12 2018-07-06 4 A 0 145952 A 2023-02-11 Common shares 145952 145952 D Stock option (right to buy) 16.31 2018-07-06 4 A 0 116024 A 2024-02-10 Common shares 116024 116024 D Restricted stock units 2018-07-06 4 A 0 12455 A Common shares 12455 12454 D Restricted stock units 2018-07-06 4 A 0 18887 A Common shares 18887 18886 D Restricted stock units 2018-07-06 4 A 0 12995 A Common shares 12995 12995 D Restricted stock units 2018-07-06 4 A 0 41106 A Common shares 41106 41105 D Restricted stock units 2018-07-06 4 A 0 49601 A Common shares 49601 49601 D Restricted stock units 2018-07-06 4 A 0 65076 A Common shares 65076 65075 D Received in exchange for 228,698 shares of Cavium, Inc. common stock in connection with the merger (the "Merger") of Cavium, Inc. into Marvell Technology Group Ltd. ("Marvell"). On the effective date of the Merger, the Reporting Person received the reported common shares of Marvell. Includes shares which were deemed to be beneficially held by the Reporting Person in connection with the Merger previously reported on Table II. Correction to number of shares beneficially held directly and indirectly in Table I as reported. Received in exchange for 36,000 shares of Cavium, Inc. common stock in connection with the Merger. On the effective date of the Merger, the Reporting Person received the reported common shares of Marvell. Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family. Received in the Merger in exchange for employee stock options to acquire shares of Cavium, Inc. stock. 4,331 options shall become exercisable in equal monthly installments on the 16th of each month beginning 7/16/18 and ending 2/16/2019. 30,407 options shall become exercisable in equal monthly installments on the 11th of each month beginning 7/11/2018 and ending 2/11/2020. 38,675 options shall become exercisable in equal monthly installments on the 10th of each month beginning 7/10/2018 and ending 2/10/2021. Each restricted stock unit represents a contingent right to receive one Marvell common share upon vesting. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 12,455 Restricted Stock Units "RSUs". This award vests as to 100% of the shares on January 31, 2019. Received in the Merger in exchange for restricted stock units of Cavium, Inc. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 18,887 RSUs. This award vests as to 50% of the shares on each of January 31, 2019 and 2020. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 12,995 RSUs. This award vests as to 100% of the shares on January 31, 2019. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 41,106 RSUs. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 49,601 RSUs. This award vests as to 1/3 of the shares on each of January 31, 2019, 2020 and 2021. Received in exchange for restricted stock units of Cavium, Inc. in connection with the Merger. On the effective date of the Merger the Reporting Person acquired 65,076 RSUs. This award vests as of 25% of the shares on each of January 31, 2019, 2020, 2021 and 2022. M. Raghib Hussain by Blair Walters as attorney-in-fact 2018-11-05