-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GmAMm3fur55c4ozJDDwKRsa/pb0wVWblHcXZSRD9hDXfzRCybsKXoP5A0HSfm0r+ q68KE2OXnM9EJ3shFc9tuw== /in/edgar/work/20001103/0000912057-00-047022/0000912057-00-047022.txt : 20001106 0000912057-00-047022.hdr.sgml : 20001106 ACCESSION NUMBER: 0000912057-00-047022 CONFORMED SUBMISSION TYPE: S-3MEF PUBLIC DOCUMENT COUNT: 3 333-47160 FILED AS OF DATE: 20001102 EFFECTIVENESS DATE: 20001102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARREKER CORP CENTRAL INDEX KEY: 0001057709 STANDARD INDUSTRIAL CLASSIFICATION: [7374 ] IRS NUMBER: 751622836 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: S-3MEF SEC ACT: SEC FILE NUMBER: 333-49204 FILM NUMBER: 752246 BUSINESS ADDRESS: STREET 1: 4055 VALLEY VIEW LANE STREET 2: STE 1000 CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9724581981 MAIL ADDRESS: STREET 1: 4055 VALLEY VIEW LANE STREET 2: STE 1000 CITY: DALLAS STATE: TX ZIP: 75244 FORMER COMPANY: FORMER CONFORMED NAME: CARREKER ANTINORI INC DATE OF NAME CHANGE: 19980313 S-3MEF 1 a2029375zs-3mef.txt S-3MEF As filed with the Securities and Exchange Commission on November 2, 2000 Registration No. 333- =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ---------------- CARREKER CORPORATION (Exact name of registrant as specified in its charter) ---------------- DELAWARE 75-1622836 (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 4055 VALLEY VIEW LANE, SUITE 1000 DALLAS, TEXAS 75244 (972) 458-1981 (Address, including zip code and telephone number, including area code, of registrant's principal executive office) JOHN D. CARREKER, JR. 4055 VALLEY VIEW LANE, SUITE 1000 DALLAS, TEXAS 75244 (972) 458-1981 (Name, address, including zip code and telephone number, including area code, of agent for service) ---------------- COPIES TO: JOHN B. MCKNIGHT M. HILL JEFFRIES WHIT ROBERTS TODD WADE Locke Liddell & Sapp LLP Alston & Bird LLP 2200 Ross Avenue, Suite 2200 One Atlantic Center Dallas, Texas 75201 1201 West Peachtree Street (214) 740-8000 Atlanta, Georgia 30309 (404) 881-7000 - -------------------------------------------------------------------------------- Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement. - -------------------------------------------------------------------------------- If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. / / If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. / / If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. /X/ 333-47160 If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering. / / If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. / / CALCULATION OF REGISTRATION FEE
================================================================================================================= PROPOSED MAXIMUM PROPOSED MAXIMUM AMOUNT OF TITLE OF EACH CLASS OF AMOUNT TO BE OFFERING PRICE AGGREGATE OFFERING REGISTRATION SECURITIES TO BE REGISTERED REGISTERED PER SHARE PRICE FEE - ----------------------------------------------------------------------------------------------------------------- Common Stock, $.01 par value per share................ 575,000 $17.00 $9,775,000 $2,581 - -----------------------------------------------------------------------------------------------------------------
=============================================================================== EXPLANATORY NOTE This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form S-3 (Reg. No. 333-47160) filed by Carreker Corporation (the "Company") with the Securities and Exchange Commission on October 3, 2000, as amended by Pre-Effective Amendment No. 1 thereto filed on October 31, 2000 are incorporated herein by reference. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dallas, State of Texas, on this 2nd day of November, 2000. CARREKER CORPORATION By: /s/ John D. Carreker Jr. --------------------------------------- John D. Carreker, Jr. Chief Executive Officer and Director Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURE TITLE DATE /s/ JOHN D. CARREKER. JR. Chief Executive Officer and November 2, 2000 - ------------------------------ Director John D. Carreker, Jr. (Principal Executive Officer) /s/ TERRY L. GAGE Chief Financial Officer, Executive November 2, 2000 - ------------------------------ Vice President and Treasurer Terry L. Gage (Principal Financial and Accounting Officer) * Executive Vice President, Managing November 2, 2000 - ------------------------------ Director and Director Wyn P. Lewis * Director November 2, 2000 - ------------------------------ James D. Carreker * Director November 2, 2000 - ------------------------------ James L. Fischer * Director November 2, 2000 - ------------------------------ Donald L. House * Director November 2, 2000 - ------------------------------ Richard R. Lee, Jr. Director November 2, 2000 - ------------------------------ Larry J. Peck * Director November 2, 2000 - ------------------------------ David K. Sias
*By: /s/ JOHN D. CARREKER, JR. ----------------------------- John D. Carreker, Jr. Attorney-in-Fact INDEX TO EXHIBITS EXHIBIT NUMBER DESCRIPTION - -------------- ----------- *1.1 Form of Underwriting Agreement 5.1 Opinion of Locke Liddell & Sapp LLP 23.1 Consent of Ernst & Young LLP 23.2 Consent of Locke Liddell & Sapp LLP (included in Exhibit 5.1) *24.1 Powers of Attorney - ------------------- * Incorporated by reference to the Company's Registration Statement on Form S-3, as amended, Registration No. 333-47160. EX-5.1 2 a2029375zex-5_1.txt EXHIBIT 5.1 EXHIBIT 5.1 [LETTERHEAD OF LOCKE LIDDELL & SAPP LLP] November 2, 2000 Carreker Corporation 4055 Valley View Lane, Suite 1000 Dallas, Texas 75524 Re: Registration Statement on Form S-3 Dear Sirs: We have acted as counsel for Carreker Corporation, a Delaware corporation (the "Company"), in connection with the registration of up to 575,000 additional shares of the Company's Common Stock, par value $.01 per share (the "Additional Shares") pursuant to the Registration Statement, as amended, on Form S-3 (Reg. No. 333-47160) which was declared effective on November 2, 2000 (the "Original Registration Statement"), and the Registration Statement (the "Rule 462 (b) Registration Statement") filed on the date hereof under Rule 462 (b) of the Securities Act of 1933, as amended, which incorporates the Original Registration Statement by reference (the Original Registration Statement and the Rule 462 (b) Registration Statement referred to collectively as the "Registration Statement"). We have examined such documents and questions of law as we have deemed necessary to render the opinion expressed below. Based upon the foregoing, we are of the opinion that the Additional Shares, when issued and sold as described in the Registration Statement, will be legally issued, fully paid and nonassessable. We consent to the filing of this opinion as an exhibit to the Registration Statement and to the reference to our firm in the prospectus under the caption "Legal Matters." In giving this consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of the Act or the rules and regulations of the Securities and Exchange Commission promulgated thereunder. Sincerely, LOCKE LIDDELL & SAPP LLP By: /s/ John B. McKnight --------------------------------- John B. McKnight EX-23.1 3 a2029375zex-23_1.txt EXHIBIT 23.1 EXHIBIT 23.1 CONSENT OF ERNST & YOUNG LLP, INDEPENDENT AUDITORS We consent to the reference to our firm under the captions "Selected Consolidated Financial Data" and "Experts" in the Registration Statement (Form S-3 No. 333-47160, as amended) and related Prospectus of Carreker Corporation (formerly Carreker-Antinori, Inc.) for the registration of 5,175,000 shares of its common stock and to the incorporation by reference therein of our report dated March 7, 2000, with respect to the consolidated financial statements of Carreker Corporation included in its Annual Report (Form 10-K) for the year ended January 31, 2000, filed with the Securities and Exchange Commission. /s/ Ernst & Young LLP Dallas, Texas November 2, 2000 -----END PRIVACY-ENHANCED MESSAGE-----