jg12-2011thlaa6_4ex991.htm

0001140361-11-058329.txt : 20111220 0001140361-11-058329.hdr.sgml : 20111220 20111220182048 ACCESSION NUMBER: 0001140361-11-058329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111216 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANCORP /PR/ CENTRAL INDEX KEY: 0001057706 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660561882 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1519 PONCE DE LEON AVE STREET 2: SANTURCE CITY: SAN JUAN STATE: PR ZIP: 00908-0146 BUSINESS PHONE: 7877298200 MAIL ADDRESS: STREET 1: 1519 PONCE DE LEON AVE STREET 2: PO BOX 9146 CITY: SAN JUAN STATE: PR ZIP: 00908-0146 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Advisors (Alternative) VI, Ltd. CENTRAL INDEX KEY: 0001510911 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111273028 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL FBC Equity Investors, L.P. CENTRAL INDEX KEY: 0001532630 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111273026 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Fund VI, L.P. CENTRAL INDEX KEY: 0001532631 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111273025 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Parallel Fund VI, L.P. CENTRAL INDEX KEY: 0001532632 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111273024 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P. CENTRAL INDEX KEY: 0001532633 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111273027 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 4 1 doc1.xml FORM 4 X0304 4 2011-12-16 0 0001057706 FIRST BANCORP /PR/ FBP 0001510911 Thomas H. Lee Advisors (Alternative) VI, Ltd. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN, GRAND CAYMAN E9 KY1-900 CAYMAN ISLANDS 0 0 1 0 0001532630 THL FBC Equity Investors, L.P. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN, GRAND CAYMAN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532631 Thomas H. Lee (Alternative) Fund VI, L.P. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN, GRAND CAYMAN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532632 Thomas H. Lee (Alternative) Parallel Fund VI, L.P. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN, GRAND CAYMAN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532633 Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN, GRAND CAYMAN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 Share Purchase Rights (right to buy) 3.5 2011-12-16 4 J 0 544999 0 A 2011-12-16 2011-12-30 Common Stock 544999 544999 I See footnote See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2) See Exhibit 99.1 for text of footnote (3) See Exhibit 99.1 for text of footnote (4) Exhibit 99.2 (Joint Filer Information) is incorporated herein by reference. THOMAS H. LEE ADVISORS (ALTERNATIVE) VI, LTD. By: /s/ Charles P. Holden, Treasurer 2011-12-20 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS jg12-2011thlaa6_4ex991.htm

Exhibit 99.1

Name and Address of Reporting Person:	Thomas H. Lee Advisors (Alternative) VI, Ltd.
		c/o Walkers, Walker House
		87 Mary Street
		Georgetown, Grand Cayman
		E9 KY1-9001

Issuer Name and Ticker or Trading Symbol:	First BanCorp [FBP]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):	December 16, 2011

Footnotes to Form 4

(1) This statement is being filed by Thomas H. Lee Advisors (Alternative) VI, Ltd. (“Advisors”), THL FBC Equity Investors, L.P. (“FBC Fund”), Thomas H. Lee (Alternative) Fund VI, L.P. (“Fund VI”), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. (“Parallel Fund VI”) and Thomas H. Lee (Alternative) Parallel (DT) Fund VI (“DT Fund VI”; together with FBC Fund, Fund VI and Parallel Fund VI, the “Funds”).

(2) Pursuant to that certain Investment Agreement, dated as of July 14, 2011, by and among the Issuer and the Funds, the Funds are entitled to certain anti-dilution share purchase rights in connection with certain offerings or sales of equity of the Issuer. The Funds received notice on December 16, 2011 that the Issuer completed an equity offering.

(3) Represents share purchase rights acquired by the following entities: 6,884 shares by FBC Fund; 299,714 shares by Fund VI; 202,950 shares by Parallel Fund VI; and 35,451 shares by DT Fund VI.

(4) Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of FBC Fund, Fund VI, Parallel Fund VI and DT Fund VI. Due to these relationships, Advisors may be deemed to beneficially own the share purchase rights help directly by each of the Funds.

Each of Advisors and the Funds disclaims beneficial ownership of the share purchase rights listed in the report, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.

EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS jg12-2011thlaa6_4ex992.htm

Exhibit 99.2

Joint Filer Information

Name of Joint Filer: THL FBC Equity Investors, L.P.

Address of Joint Filer:	c/o Walkers, Walker House
	87 Mary Street
	Georgetown, Grand Cayman
	E9 KY1-9001

Relationship of Joint Filer to Issuer:	10% Owner

Issuer Name and Ticker or Trading Symbol:	First BanCorp [FBP]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):	December 16, 2011

Designated Filer:	Thomas H. Lee Advisors (Alternative) VI, Ltd.

Signature:

THL FBC EQUITY INVESTORS, L.P.

By: THL Advisors (Alternative) VI, L.P., its general partner

By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner

By:	/s/ Charles P. Holden

Name: Charles P. Holden

Title: Treasurer

Dated: December 20, 2011

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer: Thomas H. Lee (Alternative) Fund VI, L.P.

Address of Joint Filer:	c/o Walkers, Walker House
	87 Mary Street
	Georgetown, Grand Cayman
	E9 KY1-9001

Relationship of Joint Filer to Issuer:	10% Owner

Issuer Name and Ticker or Trading Symbol:	First BanCorp [FBP]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):	December 16, 2011

Designated Filer:	Thomas H. Lee Advisors (Alternative) VI, Ltd.

Signature:

THOMAS H. LEE (ALTERNATIVE) FUND VI, L.P.

By: THL Advisors (Alternative) VI, L.P., its general partner

By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner

By:	/s/ Charles P. Holden

Name: Charles P. Holden

Title: Treasurer

Dated: December 20, 2011

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer: Thomas H. Lee (Alternative) Parallel Fund VI, L.P.

Address of Joint Filer:	c/o Walkers, Walker House
	87 Mary Street
	Georgetown, Grand Cayman
	E9 KY1-9001

Relationship of Joint Filer to Issuer:	10% Owner

Issuer Name and Ticker or Trading Symbol:	First BanCorp [FBP]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):	December 16, 2011

Designated Filer:	Thomas H. Lee Advisors (Alternative) VI, Ltd.

Signature:

THOMAS H. LEE (ALTERNATIVE) PARALLEL FUND VI, L.P.

By: THL Advisors (Alternative) VI, L.P., its general partner

By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner

By:	/s/ Charles P. Holden

Name: Charles P. Holden

Title: Treasurer

Dated: December 20, 2011

Exhibit 99.2

Joint Filer Information

(continued)

Name of Joint Filer: Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P.

Address of Joint Filer:	c/o Walkers, Walker House
	87 Mary Street
	Georgetown, Grand Cayman
	E9 KY1-9001

Relationship of Joint Filer to Issuer:	10% Owner

Issuer Name and Ticker or Trading Symbol:	First BanCorp [FBP]

Date of Earliest Transaction Required
to be Reported (Month/Day/Year):	December 16, 2011

Designated Filer:	Thomas H. Lee Advisors (Alternative) VI, Ltd.

Signature:

THOMAS H. LEE (ALTERNATIVE) PARALLEL (DT) FUND VI, L.P.

By: THL Advisors (Alternative) VI, L.P., its general partner

By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner

By:	/s/ Charles P. Holden

Name: Charles P. Holden

Title: Treasurer

Dated: December 20, 2011