0001140361-11-049551.txt : 20111014 0001140361-11-049551.hdr.sgml : 20111014 20111014174032 ACCESSION NUMBER: 0001140361-11-049551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111012 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANCORP /PR/ CENTRAL INDEX KEY: 0001057706 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 660561882 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1519 PONCE DE LEON AVE STREET 2: SANTURCE CITY: SAN JUAN STATE: PR ZIP: 00908-0146 BUSINESS PHONE: 7877298200 MAIL ADDRESS: STREET 1: 1519 PONCE DE LEON AVE STREET 2: PO BOX 9146 CITY: SAN JUAN STATE: PR ZIP: 00908-0146 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee Advisors (Alternative) VI, Ltd. CENTRAL INDEX KEY: 0001510911 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111142596 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-227-1050 MAIL ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THL FBC Equity Investors, L.P. CENTRAL INDEX KEY: 0001532630 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111142595 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Fund VI, L.P. CENTRAL INDEX KEY: 0001532631 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111142594 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Parallel Fund VI, L.P. CENTRAL INDEX KEY: 0001532632 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111142598 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P. CENTRAL INDEX KEY: 0001532633 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14793 FILM NUMBER: 111142597 BUSINESS ADDRESS: STREET 1: C/O THOMAS H. LEE PARTNERS, L.P. STREET 2: 100 FEDERAL STREET, 35TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 227-1050 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED STREET 2: WALKER HOUSE, 87 MARY STREET CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9005 4 1 doc1.xml FORM 4 X0304 4 2011-10-12 0 0001057706 FIRST BANCORP /PR/ FBP 0001510911 Thomas H. Lee Advisors (Alternative) VI, Ltd. C/O WALKERS, WALKER HOUSE 87 MARY STREET GEORGETOWN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532630 THL FBC Equity Investors, L.P. C/O WALKERS, WALKER HOUSE, 87 MARY STREE GEORGETOWN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532631 Thomas H. Lee (Alternative) Fund VI, L.P. C/O WALKERS, WALKER HOUSE, 87 MARY STREE GEORGETOWN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532632 Thomas H. Lee (Alternative) Parallel Fund VI, L.P. C/O WALKERS, WALKER HOUSE, 87 MARY STREE GEORGETOWN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 0001532633 Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P. C/O WALKERS, WALKER HOUSE, 87 MARY STREE GEORGETOWN E9 KY1-9001 CAYMAN ISLANDS 0 0 1 0 Common Stock, par value $0.10 per share 2011-10-12 4 P 0 937493 3.50 A 50684485 I See footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2) See Exhibit 99.1 for text of footnote (3) See Exhibit 99.1 for text of footnote (4) See Exhibit 99.1 for text of footnote (5) Exhibit 99.2 (Joint Filer Information) is incorporated herein by reference THOMAS H. LEE ADVISORS (ALTERNATIVE) VI, LTD. By: /s/ Charles P. Holden, Treasurer 2011-10-14 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm10-1411thlaa6_4ex991.htm

Exhibit 99.1


Name and Address of Reporting Person:
  
Thomas H. Lee Advisors (Alternative) VI, Ltd.
   
c/o Walkers, Walker House
   
87 Mary Street
   
Georgetown, Grand Cayman
   
E9 KY1-9001
     
Issuer Name and Ticker or Trading Symbol:
  
First BanCorp [FBP]
     
Date of Earliest Transaction Required
    
to be Reported (Month/Day/Year):
  
October 12, 2011


Footnotes to Form 4


(1) This statement is being filed by Thomas H. Lee Advisors (Alternative) VI, Ltd. (“Advisors”), THL FBC Equity Investors, L.P. (“FBC Fund”), Thomas H. Lee (Alternative) Fund VI, L.P. (“Fund VI”), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. (“Parallel Fund VI”) and Thomas H. Lee (Alternative) Parallel (DT) Fund VI (“DT Fund VI”; together with FBC Fund, Fund VI and Parallel Fund VI, the “Funds”).

(2) Represents shares of the Issuer purchased by the following entities:  21,271 shares by FBC Fund; 510,308 shares by Fund VI; 345,553 shares by Parallel Fund VI; and 60,361 shares by DT Fund VI.

(3) Reflects the price negotiated and agreed in connection with the acquisition from the Issuer on October 7, 2011 of an aggregate of 49,746,992 shares by the Funds and to which the purchases on October 12, 2011 were related.

(4) Represents shares of the Issuer held by the following entities:  640,170 shares held by FBC Fund; 27,873,153 shares held by Fund VI; 18,874,216 shares held by Parallel Fund VI; and 3,296,946 shares held by DT Fund VI.

(5) Advisors is the general partner of THL Advisors (Alternative) VI, L.P., which, in turn, is the general partner of FBC Fund, Fund VI, Parallel Fund VI and DT Fund VI.  Due to these relationships, Advisors may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds.

Each of Advisors and the Funds disclaims beneficial ownership of the shares listed in the report, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.

 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS mm10-1411thlaa6_4ex992.htm

Exhibit 99.2

Joint Filer Information


Name of Joint Filer:
   THL FBC Equity Investors, L.P.
   
Address of Joint Filer:
   c/o Walkers, Walker House
    87 Mary Street
    Georgetown, Grand Cayman
    E9 KY1-9001
   
Relationship of Joint Filer to Issuer:
   10% Owner
   
Issuer Name and Ticker or Trading Symbol:
First BanCorp [FBP]
   
Date of Earliest Transaction Required
  
to be Reported (Month/Day/Year):
   October 12, 2011
   
Designated Filer:
   Thomas H. Lee Advisors (Alternative) VI, Ltd.


Signature:

 
THL FBC EQUITY INVESTORS, L.P.
 
By: THL Advisors (Alternative) VI, L.P., its general partner
 
By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner


By:
/s/ Charles P. Holden
  
 
Name:
Charles P. Holden
  
 
Title:
Treasurer
  

Dated:  October 14, 2011

 
 
 


Exhibit 99.2

Joint Filer Information

(continued)



Name of Joint Filer:
  
Thomas H. Lee (Alternative) Fund VI, L.P.
     
Address of Joint Filer:
  
c/o Walkers, Walker House
   
87 Mary Street
   
Georgetown, Grand Cayman
   
E9 KY1-9001
     
Relationship of Joint Filer to Issuer:
  
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
  
First BanCorp [FBP]
     
Date of Earliest Transaction Required
    
to be Reported (Month/Day/Year):
  
October 12, 2011
     
Designated Filer:
  
Thomas H. Lee Advisors (Alternative) VI, Ltd.


Signature:

 
THOMAS H. LEE (ALTERNATIVE) FUND VI, L.P.
 
By: THL Advisors (Alternative) VI, L.P., its general partner
 
By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner


By:
/s/ Charles P. Holden
  
 
Name:
Charles P. Holden
  
 
Title:
Treasurer
  

Dated:  October 14, 2011



 
 
 

Exhibit 99.2

Joint Filer Information

(continued)




Name of Joint Filer:
  
Thomas H. Lee (Alternative) Parallel Fund VI, L.P.
     
Address of Joint Filer:
  
c/o Walkers, Walker House
   
87 Mary Street
   
Georgetown, Grand Cayman
   
E9 KY1-9001
     
Relationship of Joint Filer to Issuer:
  
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
  
First BanCorp [FBP]
     
Date of Earliest Transaction Required
    
to be Reported (Month/Day/Year):
  
October 12, 2011
     
Designated Filer:
  
Thomas H. Lee Advisors (Alternative) VI, Ltd.


Signature:

 
THOMAS H. LEE (ALTERNATIVE) PARALLEL FUND VI, L.P.
 
By: THL Advisors (Alternative) VI, L.P., its general partner
 
By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner


By:
/s/ Charles P. Holden
  
 
Name:
Charles P. Holden
  
 
Title:
Treasurer
  

Dated:  October 14, 2011



 
 
 

Exhibit 99.2

Joint Filer Information

(continued)




Name of Joint Filer:
  
Thomas H. Lee (Alternative) Parallel (DT) Fund VI, L.P.
     
Address of Joint Filer:
  
c/o Walkers, Walker House
   
87 Mary Street
   
Georgetown, Grand Cayman
   
E9 KY1-9001
     
Relationship of Joint Filer to Issuer:
  
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
  
First BanCorp [FBP]
     
Date of Earliest Transaction Required
    
to be Reported (Month/Day/Year):
  
October 12, 2011
     
Designated Filer:
  
Thomas H. Lee Advisors (Alternative) VI, Ltd.


Signature:

 
THOMAS H. LEE (ALTERNATIVE) PARALLEL (DT) FUND VI, L.P.
 
By: THL Advisors (Alternative) VI, L.P., its general partner
 
By: Thomas H. Lee Advisors (Alternative) VI, Ltd., its general partner



By:
/s/ Charles P. Holden
  
 
Name:
Charles P. Holden
  
 
Title:
Treasurer
  

Dated:  October 14, 2011