-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T57h0MDywbVqroACeXe4+zpr9TcVeBNwFt79YMRI+up7wq1TotAzaRuypA4AuGq8 d3Nw8FFhrB6K34w3Nt5qTw== 0001260426-06-000001.txt : 20060906 0001260426-06-000001.hdr.sgml : 20060906 20060906103852 ACCESSION NUMBER: 0001260426-06-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050307 FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEST PHARMACEUTICAL SERVICES INC CENTRAL INDEX KEY: 0000105770 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 231210010 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 GORDON DR STREET 2: P O BOX 645 CITY: LIONVILLE STATE: PA ZIP: 19341-0645 BUSINESS PHONE: 6105942900 MAIL ADDRESS: STREET 1: 101 GORDON DRIVE STREET 2: PO BOX 645 CITY: LIONVILLE STATE: PA ZIP: 19341-0645 FORMER COMPANY: FORMER CONFORMED NAME: WEST CO INC DATE OF NAME CHANGE: 19990405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEDERICI WILLIAM J CENTRAL INDEX KEY: 0001260426 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08036 FILM NUMBER: 061075653 MAIL ADDRESS: STREET 1: 101 GORDON DRIVE CITY: LIONVILLE STATE: PA ZIP: 19341 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2005-03-07 2004-05-07 0 0000105770 WEST PHARMACEUTICAL SERVICES INC wst 0001260426 FEDERICI WILLIAM J 101 GORDON DRIVE LIONVILLE PA 19341 0 1 0 0 VP & CFO Common Stock 2005-03-07 4 A 0 3590.537 0 A 6492.738 D Common Stock 2006-02-24 4 A 0 5160.2 0 A 11252.3829 D Settlement for stock of Performance Rights that are non-derivative securities. See explanation below for further information. The Reporting Person was awarded 3,228 Performance Vesting Restricted (PVR) Shares on May 5, 2004 and 6,372 PVR Shares on June 29, 2004, for a total of 9,600 PVR Shares following the Company's 2004 stock split. The 2004 PVR Share Awards were inappropriately reported as restricted stock awards. In fact, the 2004 PVR Share Awards constituted performance rights that are non-derivative securities. As such, no reports should have been filed until the PVR Awards are settled in sotck. Reporting the initial grant resulted in an overstatement of the amount of securities beneficially owned (Column 5, Table 1) in subsequently filed reports. The Reporting Person is filing this report to: (i) properly characterize the PVR Shares as performance rights; and (ii) adjust the amount of securities beneficially owned and elminate the overstatement. Amount as of filing date. By Joanne K. Boyle As Agent for William J. Federici 2006-09-06 -----END PRIVACY-ENHANCED MESSAGE-----