-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Chs5Q5ptWnHGbV550/F8GQfwkjruGmLivd9XWjgHdihVeLnIAfQm5I3nuuQnGqSK NrKZmrtUBlNKTeSiFKs8Hg== 0001213306-06-000001.txt : 20060922 0001213306-06-000001.hdr.sgml : 20060922 20060922161610 ACCESSION NUMBER: 0001213306-06-000001 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050307 FILED AS OF DATE: 20060922 DATE AS OF CHANGE: 20060922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOREL DONALD E JR CENTRAL INDEX KEY: 0001213306 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08036 FILM NUMBER: 061104560 BUSINESS ADDRESS: STREET 1: 101 GORDON DR CITY: LIONVILLE STATE: PA ZIP: 19341 BUSINESS PHONE: 6105942916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEST PHARMACEUTICAL SERVICES INC CENTRAL INDEX KEY: 0000105770 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED RUBBER PRODUCTS, NEC [3060] IRS NUMBER: 231210010 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 GORDON DR STREET 2: P O BOX 645 CITY: LIONVILLE STATE: PA ZIP: 19341-0645 BUSINESS PHONE: 6105942900 MAIL ADDRESS: STREET 1: 101 GORDON DRIVE STREET 2: PO BOX 645 CITY: LIONVILLE STATE: PA ZIP: 19341-0645 FORMER COMPANY: FORMER CONFORMED NAME: WEST CO INC DATE OF NAME CHANGE: 19990405 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0202 4/A 2005-03-07 2004-05-07 0 0000105770 WEST PHARMACEUTICAL SERVICES INC wst 0001213306 MOREL DONALD E JR 101 GORDON DRIVE LIONVILLE PA 19341 1 1 0 0 Chairman of the Board & CEO Common Stock 2005-03-07 4 A 0 21474.221 0 A 82172.6452 D Common Stock 2006-02-24 4 A 0 35570 0 A 198293.3463 D Settlement for stock of Performance Rights that are non-derivative securities. See explanation below for further information. The Reporting Person was awarded 18,076 Performance Vesting Restricted (PVR) Shares on May 5, 2004 and 35,924 PVR Shares on June 29, 2004 for a total of 54,000 PVR Shares following the Company's 2004 stock split. The 2004 PVR Share Awards were inappropriately reported as restricted stock awards. In fact, the 2004 PVR Share Awards constituted performance rights that are non-derivative securities. As such, no reports should have been filed until the PVR Awards are settled in stock. Reporting the initial grant resulted in an overstatement of the amount of securities beneficially owned (Column 5, Table 1) in subsequently filed reports. The Reporting Person is filing this report to: (i) properly characterize the PVR Shares as performance rights; and (ii) adjust the amount of securities beneficially owned and eliminate the overstatement. Amount as of filing date. By Joanne K. Boyle As Agent for Donald E. Morel, Jr. 2006-09-22 -----END PRIVACY-ENHANCED MESSAGE-----