0001140361-16-056961.txt : 20160308 0001140361-16-056961.hdr.sgml : 20160308 20160308145258 ACCESSION NUMBER: 0001140361-16-056961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 22nd Century Group, Inc. CENTRAL INDEX KEY: 0001347858 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 980468420 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 BUSINESS PHONE: (716) 270-1523 MAIL ADDRESS: STREET 1: 9530 MAIN STREET CITY: CLARENCE, STATE: NY ZIP: 14031 FORMER COMPANY: FORMER CONFORMED NAME: Touchstone Mining LTD DATE OF NAME CHANGE: 20051222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN NORA B CENTRAL INDEX KEY: 0001057067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36338 FILM NUMBER: 161491337 MAIL ADDRESS: STREET 1: C/O RAND CAPITAL CORP STREET 2: 2200 RAND BLDG CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc1.xml FORM 4 X0306 4 2016-03-04 0 0001347858 22nd Century Group, Inc. XXII 0001057067 SULLIVAN NORA B 22ND CENTURY GROUP, INC. 9530 MAIN STREET CLARENCE NY 14031 1 0 0 0 Non-Qualified Stock Option .95 2016-03-04 4 A 0 138376 0 A 2021-03-04 Common Stock 138376 138376 D Non-Qualified Stock Option 1.43 2020-05-20 Common Stock 61643 61643 D Non-Qualified Stock Options which vest 100% on March 4, 2017. Non-Qualified Stock Options granted pursuant to the Issuer's 2014 Omnibus Incentive Plan which vest 100% on May 20, 2016. John J. Wolfel, Attorney-in-Fact for Nora Sullivan 2016-03-08