-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IqGEheyTYvvYXlRuA77WrwyZ5iVYT2VGCtkWBDdGLXqw9TeMXSIUsKpUHkJIMVA2 akNKkoGMSy3xqiWEZ2uX+g== 0000935836-98-000204.txt : 19981102 0000935836-98-000204.hdr.sgml : 19981102 ACCESSION NUMBER: 0000935836-98-000204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981001 FILED AS OF DATE: 19981030 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE CONNECTIONS INC/DE CENTRAL INDEX KEY: 0001057058 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 943283464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23981 FILM NUMBER: 98733549 BUSINESS ADDRESS: STREET 1: 2260 DOUGLAS BLVD STREET 2: SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9167722221 MAIL ADDRESS: STREET 1: 2260 DOUGLAS BLVD STREET 2: SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 COMPANY DATA: COMPANY CONFORMED NAME: BOUCK STEVEN F CENTRAL INDEX KEY: 0001064312 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WASTE CONNECTIONS INC STREET 2: 2260 DOUGLAS BLVD SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9167722221 MAIL ADDRESS: STREET 1: C/O WASTE CONNECTIONS INC STREET 2: 2260 DOUGLAS BLVD SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response 0.5 FORM 4 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* Bouck, Steven F., 2260 Douglas Blvd., Suite 280, Roseville, CA 95661 (Last) (First) (Middle), (Street), (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol: Waste Connections, Inc. (WCNX) 3. IRS or Social Security Number of Reporting Person (Voluntary): ###-##-#### 4. Statement for Month/Year: October 1998 5. If Amendment, Date of Original (Month/Year) ___________ 6. Relationship of reporting person to issuer (Check all applicable) ____ Director ____ 10% Owner XX Officer (give ____ Other (specify title below) below) Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable line) XX Form filed by one Reporting Person ____ Form filed by More than One Reporting Person SEC 1474 (7-96) FORM 4 (continued) Page 2 of 4 Pages Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3): Common Stock 2. Transaction Date (Month/Day/Year): 10/22/98 3. Transaction Code (Instr. 8) Code M V _____________ 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount: 33,334 (A) or (D): A Price: $2.80 Amount: 9,585 (A) or (D): A Price: $9.50 5. Amount of Securities Beneficially Owned at End of Month (Inst. 3 and 4): 92,919 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4): D (82,919 shares) I (10,000 shares) 7. Nature of Indirect Beneficial Ownership (Inst. 4): 5,000 shares are owned by each of Mr. Bouck's two minor sons. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (7-96) FORM 4 (continued) Page 3 of 4 Pages Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3): Employee Stock Options (right to buy) 2. Conversion or Exercise Price of Derivative Security: $2.80 - 33,334 shares $9.50 - 9,585 shares 3. Transaction Date (Month/Day/Year): 10/22/98 4. Transaction Code (Instr. 8) Code: M V ______ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) (A) _____________ (D) 42,919 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 10/1/1998 1/31/2008 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Title: Common Stock Amount or Number of Shares: 42,919 8. Price of Derivative Security (Instr. 5) _______________ 9. Number of derivative Securities Beneficially Owned at End of Month (Instr. 4): 157,081 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4): D 11. Nature of Indirect Beneficial Ownership (Inst. 4) ______________________________________________________________________ ______________________________________________________________________ Explanation of Responses: ___________________________ _________ **Signature of Reporting Person Date Steven F. Bouck October ___, 1998 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). FORM 4 (continued) Page 4 of 4 Pages Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----