-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZ3ROFLBWVSRpOMYD62X4VjynimZwkIuWR7CSf+pWG3/VHMk9dIot8D/eju95KCp dRgc3Y5/vMbgwzDlvMkr9Q== 0000935836-03-000306.txt : 20031104 0000935836-03-000306.hdr.sgml : 20031104 20031104152529 ACCESSION NUMBER: 0000935836-03-000306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20031104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE CONNECTIONS INC/DE CENTRAL INDEX KEY: 0001057058 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 943283464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 COOLIDGE DRIVE STREET 2: SUITE 350 CITY: FOLSOM STATE: CA ZIP: 95630 BUSINESS PHONE: 9166088200 MAIL ADDRESS: STREET 1: 620 COOLIDGE DRIVE STREET 2: SUITE 350 CITY: FOLSOM STATE: CA ZIP: 95630-3155 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOUCK STEVEN F CENTRAL INDEX KEY: 0001064312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31507 FILM NUMBER: 03976144 BUSINESS ADDRESS: STREET 1: C/O WASTE CONNECTIONS INC STREET 2: 2260 DOUGLAS BLVD SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9167722221 MAIL ADDRESS: STREET 1: C/O WASTE CONNECTIONS INC STREET 2: 2260 DOUGLAS BLVD SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2000-10-31 0 0001057058 WASTE CONNECTIONS INC/DE WCNX 0001064312 BOUCK STEVEN F C/O WASTE CONNECTIONS INC 35 IRON POINT CIRCLE, SUITE 200 FOLSOM CA 95630-8589 0 1 0 0 Exec VP, CFO and Asst Secetary Call Option (obligation to sell) 37.49 2000-10-31 4 J 0 1 0 D 2003-10-31 2003-10-31 Common Stock 60000 1 I See Note Put Option (right to sell) 22.05 2000-10-31 4 P 0 1 0 A 2003-10-31 2003-10-31 common Stock 60000 1 I See Note The reporting person is a trustee of a family trust that entered into a zero-cost collar arrangement pursuant to which the trust wrote a covered call option and purchased a put option. Only one of the options can be in-the-money on the expiration date (October 31, 2003), at which time the in-the-money option will be exercised (and settled for cash), and the other option will expire. If neither option is in-the-money on the expiration date, both options will expire. The reporting person has an indirect beneficial ownership in the securities that are the subject of this report, as a trustee of the Steven F. Bouck & Renee A. Bouck Family Trust, dated 8/26/99, and disclaims beneficial ownership except to the extent of his pecuniary interest in such securities. Steven Bouck by Robert Evans, Attorney-in-fact 2003-11-04 -----END PRIVACY-ENHANCED MESSAGE-----