SC 13D/A 1 archrockamendmentno6.htm AMENDMENT NO. 6 TO SCHEDULE 13D






UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13D


Under the Securities Exchange Act of 1934
 
(Amendment No. 6 )*



Archrock Inc.
(Name of Issuer)
 
 Common Stock, $0.01 par value per share
(Title of Class of Securities)
 
03957W106
(CUSIP Number)
 
Carlson Capital, L.P.
Attn: Joe Brucchieri
2100 McKinney Avenue
Dallas, TX 75201
(214) 932-9600
 (Name, Address and Telephone Number of Person
 Authorizsed to Receive Notices and Communications)
 
  January 25, 2017
 Date of Event Which Requires Filing of This Statement)
 
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), rule 13d-1(f) or Rule 13d-1(g), check the following box.  ☒
 
(Page 1 of 20 Pages)
_________________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 



 
CUSIP No. 03957W106
SCHEDULE 13D
Page 2 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Carlson Capital, L.P.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Delaware
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
4,255,972 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
4,255,972 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       4,255,972 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       6.11%
   
14
TYPE OF REPORTING PERSON
      PN; IA
 
 
 
 

 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 3 of  20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Double Black Diamond Offshore Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
2,192,139 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
2,192,139 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       2,192,139 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       3.15%
   
14
TYPE OF REPORTING PERSON
      CO
 
 

 
 
CUSIP No. 03957W106
SCHEDULE 13D
Page 4 of 20 Pages
 
 
 
1
NAMES OF REPORTING PERSON 
  Black Diamond Relative Value Offshore Ltd
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
     WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
[ ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
   Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
567,129 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
567,129 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
567,129 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
[ ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
  0.81%
   
14
TYPE OF REPORTING PERSON
  CO
 

 
CUSIP No. 03957W106
SCHEDULE 13D
Page 5 of 20 Pages
 
 
 
1
NAMES OF REPORTING PERSON 
  Black Diamond Relative Value Cayman, L.P.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
[ ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
   Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
107,602 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
107,602 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     107,602 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
[ ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       0.15%
   
14
TYPE OF REPORTING PERSON
       PN
 
 
 

 
CUSIP No. 03957W106
SCHEDULE 13D
Page 6 of 20 Pages
 
 
 
1
NAMES OF REPORTING PERSON 
  Black Diamond Offshore Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
[ ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
   Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
212,216 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
212,216 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
     212,216 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
[ ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       0.30%
   
14
TYPE OF REPORTING PERSON
       CO
 

 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 7 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Black Diamond Thematic Offshore Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
1,047,963 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
1,047,963 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       1,047,963 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       1.51%
   
14
TYPE OF REPORTING PERSON
      CO
 
 


 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 8 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Black Diamond Energy L/S Offshore Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Cayman Islands
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
128,923 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
128,923 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       128,923 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       0.19%
   
14
TYPE OF REPORTING PERSON
      CO
 

 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 9 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Asgard Investment Corp. II
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Delaware
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
4,255,972 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
4,255,972 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       4,255,972 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       6.11%
   
14
TYPE OF REPORTING PERSON
      CO
 
 
 

 
CUSIP No.  03957W106
SCHEDULE 13D
Page 10 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Asgard Investment Corp.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           Delware
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
4,255,972 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
4,255,972 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       4,255,972 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       6.11%
   
14
TYPE OF REPORTING PERSON
      CO
 
 
 

 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 11 of 20 Pages
 
 
 
1
 NAMES OF REPORTING PERSON          
    Clint D. Carlson
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 (a)  [   ]
 (b)  [X]
3 SEC USE ONLY
 
4
SOURCE OF FUNDS
             AF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
 
       [    ]
6
CITIZENSHIP OR PLACE OF ORGANIZATION
           United States
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
0
8
SHARED VOTING POWER
4,255,972 Common Shares
9
SOLE DISPOSITIVE POWER
0
10
SHARED DISPOSITIVE POWER
4,255,972 Common Shares
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
       4,255,972 Common Shares
12
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
 
      [  ]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES
       6.11%
   
14
TYPE OF REPORTING PERSON
      IN
 

 
CUSIP No. 03957W106
SCHEDULE 13D
Page 12 of 20 Pages
 
 
 
 
 Item 1. SECURITY AND ISSUER
   
 
This Amendment No. 6 to Schedule 13D (this “Amendment No. 6”) relates to shares of common stock, par value $0.01 per share (the "Common Shares”), of Archrock Inc., a Delaware corporation (the “Issuer”). The Issuer’s principal executive offices are located at 16666 Northchase Drive, Houston, Texas 77060.
 
This Amendment No. 6 is being filed to amend and supplement Item 2, Item 3 and Item 5 to add the following information for updating as of the date hereof:
   
Item 2. INDENTITY AND BACKGROUND
   
  As disclosed in Amendment No. 5 to Schedule 13D, filed with the Securities and Exchange Commission (the "SEC") on January 17, 2017, Black Diamond SRI Offshore Ltd. no longer may be deemed to beneficially own Common Shares and is therefore no longer a "Fund" or a "Reporting Person" for purposes of this Schedule 13D.
   
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
   
 
From January 17, 2017 through January 25, 2017, the Reporting Persons sold 1,095,924 shares of common stock for an aggregate consideration of $16,487,426.
   
 
The source of the funds used to acquire the Common Shares reported herein is the working capital of the Funds and margin borrowings described in the following sentence. Such Common Shares are held by the Reporting Persons in commingled margin accounts, which may extend margin credit to the Reporting Persons from time to time, subject to applicable federal margin regulations, stock exchange rules and credit policies. In such instances, the positions held in the margin account are pledged as collateral security for the repayment of debit balances in the account. The margin accounts bear interest at a rate based upon the broker’s call rate from time to time in effect. Because other securities are held in the margin accounts, it is not possible to determine the amounts, if any, of margin used to purchase the Common Shares reported herein.
   
Item 5. INTEREST IN SECURITIES OF THE ISSUER
   
  (a) and (b)
   
 
The Reporting Persons may be deemed to beneficially own in the aggregate 4,255,972 Common Shares. Based upon a total of 69,626,230 Common Shares outstanding as of March 2, 2016, as reported in the Issuer’s Proxy Statement on Schedule 14A for the Issuer’s 2016 annual meeting of stockholders, filed with the SEC on March 18, 2016, the Reporting Persons’ shares represent approximately 6.11% of the outstanding Common Shares.
   
 
Carlson Capital, Asgard II, Asgard I and Mr. Carlson may be deemed to beneficially own and have the power to vote and direct the disposition of (i) the 2,192,139 Common Shares reported herein as owned by DOF, (ii) the 567,129 Common Shares reported herein as owned by ROF, (iii) the 107,602 Common Shares reported herein as owned by RVC, (iv) the 212,216 Common Shares reported herein as owned by OFF, (v) the 1,047,963 Common Shares reported herein as owned by TOF, and (vi) the 128,923 Common Shares reported herein as owned by ENO.
   
 
DOF may be deemed to beneficially own and has the power to vote and dispose the 2,192,139 Common Shares reported herein as owned by it, which shares represent approximately 3.15% of the outstanding Common Shares.
   
 
ROF may be deemed to beneficially own and has the power to vote and dispose the 567,129 Common Shares reported herein as owned by it, which shares represent approximately 0.81% of the outstanding Common Shares.
 

 
 
CUSIP No. 03957W106
SCHEDULE 13D
Page 13 of 20 Pages
 
 
   
 
RVC may be deemed to beneficially own and has the power to vote and dispose the 107,602 Common Shares reported herein as owned by it, which shares represent approximately 0.15% of the outstanding Common Shares.
   
 
OFF may be deemed to beneficially own and has the power to vote and dispose the 212,216 Common Shares reported herein as owned by it, which shares represent approximately 0.30% of the outstanding Common Shares.
   
 
TOF may be deemed to beneficially own and has the power to vote and dispose the 1,047,963 Common Shares reported herein as owned by it, which shares represent approximately 1.51% of the outstanding Common Shares.
   
 
ENO may be deemed to beneficially own and has the power to vote and dispose the 128,923 Common Shares reported herein as owned by it, which shares represent approximately 0.19% of the outstanding Common Shares.
   
 
(c)  Information concerning transactions in the Common Shares effected by the Reporting Persons since the last amendment to the Schedule 13D is set forth in Appendix A hereto and is incorporated herein by reference.
   
 
(d) Except as set forth herein, no person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividendg from, or the proceeds from the sale of, Common Shares.
   
   (e) Not applicable.
   
   
  

 
 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 14 of 20 Pages
 
 
 
 

SIGNATURES


After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
DATED: January 26, 2017

    DOUBLE BLACK DIAMOND OFFSHORE LTD.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President
 
  BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name: Clint D. Carlson
     
Title: President
 
    BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President
 
  BLACK DIAMOND OFSHORE LTD.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President
 

 
 
 
 
 
CUSIP No.  03957W106
SCHEDULE 13D
Page 15 of 20 Pages
 
 
 
 
  BLACK DIAMOND THEMATIC OFFSHORE LTD.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name: Clint D. Carlson
     
Title: President
 
    BLACK DIAMOND ENERGY L/S OFFSHORE LTD.
     
    By: Carlson Capital, L.P., its investment manager
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President

  CARLSON CAPITAL, L.P.
     
    By: Asgard Investment Corp. II, its general partner
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President


CUSIP No.  03957W106
SCHEDULE 13D
Page 16 of 20 Pages
 
ASGARD INVESTMENT CORP. II
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President
 
ASGARD INVESTMENT CORP
       
       
   
By:
/s/ Clint D. Carlson
 
     
Name:       Clint D. Carlson  
     
Title:         President
  CLINT D. CARLSON 
       
   
 
/s/ Clint D. Carlson
 
     
 
 
 
 
 

CUSIP No.  03957W106
SCHEDULE 13D
Page 17 of 20 Pages 
 
Appendix A
 
TRANSACTIONS IN THE ISSUER'S COMMON SHARES BY THE REPORTING PERSONS IN THE PAST SIXTY DAYS
 
    The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons in the past sixty days, as applicable.  All such transactions were effected in the open market through brokers and the price per share is net of commissions.
 
Double Black Diamond Offshore Ltd.

Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
10,792
 
15.5258
 
167,388.90
 
1/17/2017
Sell
 
18,719
 
15.5258
 
290,340.32
 
1/17/2017
Sell
 
6,319
 
15.2179
 
96,065.02
 
1/17/2017
Sell
 
13,982
 
15.2179
 
212,566.95
 
1/17/2017
Sell
 
802
 
15.2179
 
12,192.46
 
1/17/2017
Sell
 
6,758
 
15.2173
 
102,734.90
 
1/17/2017
Sell
 
14,344
 
15.2173
 
218,061.79
 
1/17/2017
Sell
 
23,459
 
15.2171
 
356,618.28
 
1/17/2017
Sell
 
23,459
 
15.0188
 
351,966.46
 
1/18/2017
Sell
 
21,101
 
15.0184
 
316,579.83
 
1/18/2017
Sell
 
21,101
 
15.0184
 
316,579.83
 
1/18/2017
Sell
 
10,875
 
14.815
 
160,946.48
 
1/20/2017
Sell
 
34,794
 
14.815
 
514,939.96
 
1/20/2017
Sell
 
1,997
 
14.815
 
29,554.95
 
1/20/2017
Sell
 
13,354
 
14.815
 
197,634.88
 
1/20/2017
Sell
 
34,382
 
14.815
 
508,842.49
 
1/20/2017
Sell
 
53,311
 
14.8155
 
789,012.23
 
1/20/2017
Sell
 
9,247
 
14.5
 
133,939.86
 
1/23/2017
Sell
 
8,536
 
14.5
 
123,641.26
 
1/23/2017
Sell
 
8,608
 
14.4999
 
124,683.30
 
1/23/2017
Sell
 
31,347
 
15.05
 
471,605.32
 
1/25/2017
Sell
 
716
 
15.4
 
11,015.42
 
1/25/2017
Sell
 
72
 
15.4
 
1,107.69
 
1/25/2017
Sell
 
65,688
 
15.2
 
995,808.31
 
1/25/2017
Sell
 
6,619
 
15.2
 
100,341.84
 
1/25/2017
Sell
 
10,792
 
15.4246
 
166,296.77
 
1/25/2017
Sell
 
97,972
 
15.2
 
1,485,223.05
 
1/25/2017

CUSIP No.  03957W106
SCHEDULE 13D
Page 18 of 20 Pages
 
 

Black Diamond Offshore Ltd.
Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
408
 
15.5258
 
6,328.27
 
1/17/2017
Sell
 
709
 
15.5258
 
10,996.91
 
1/17/2017
Sell
 
245
 
15.2179
 
3,724.63
 
1/17/2017
Sell
 
550
 
15.2179
 
8,361.59
 
1/17/2017
Sell
 
39
 
15.2179
 
592.90
 
1/17/2017
Sell
 
263
 
15.2173
 
3,998.11
 
1/17/2017
Sell
 
573
 
15.2173
 
8,710.91
 
1/17/2017
Sell
 
4,533
 
15.2171
 
68,909.61
 
1/17/2017
Sell
 
4,533
 
15.0188
 
68,010.73
 
1/18/2017
Sell
 
837
 
15.0184
 
12,557.57
 
1/18/2017
Sell
 
837
 
15.0184
 
12,557.57
 
1/18/2017
Sell
 
420
 
14.815
 
6,215.86
 
1/20/2017
Sell
 
1,370
 
14.815
 
20,275.56
 
1/20/2017
Sell
 
99
 
14.815
 
1,465.17
 
1/20/2017
Sell
 
518
 
14.815
 
7,666.23
 
1/20/2017
Sell
 
1,374
 
14.815
 
20,334.76
 
1/20/2017
Sell
 
10,300
 
14.8155
 
152,441.82
 
1/20/2017
Sell
 
1,787
 
14.5
 
25,884.13
 
1/23/2017
Sell
 
338
 
14.5
 
4,895.82
 
1/23/2017
Sell
 
339
 
14.4999
 
4,910.27
 
1/23/2017
Buy
 
70,462
 
15.05
 
1,060,805.41
 
1/25/2017
Sell
 
27
 
15.4
 
415.38
 
1/25/2017
Sell
 
4
 
15.4
 
61.54
 
1/25/2017
Sell
 
2,537
 
15.2
 
38,460.08
 
1/25/2017
Sell
 
330
 
15.2
 
5,002.69
 
1/25/2017
Sell
 
179
 
15.4246
 
2,758.25
 
1/25/2017
Sell
 
369
 
15.4246
 
5,686.01
 
1/25/2017
Sell
 
1,621
 
15.2
 
24,573.82
 
1/25/2017
Sell
 
3,343
 
15.2
 
50,678.77
 
1/25/2017
 

CUSIP No.  03957W106
SCHEDULE 13D
Page 19 of 20 Pages
 
 

Black Diamond Relative Value Offshore Ltd.

Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
15,616
 
15.5258
 
242,211.36
 
1/17/2017
Sell
 
712
 
15.5258
 
11,043.45
 
1/17/2017
Sell
 
3,997
 
15.2179
 
60,764.65
 
1/17/2017
Sell
 
8,557
 
15.2179
 
130,091.21
 
1/17/2017
Sell
 
607
 
15.2179
 
9,227.94
 
1/17/2017
Sell
 
4,274
 
15.2173
 
64,973.21
 
1/17/2017
Sell
 
8,886
 
15.2173
 
135,087.64
 
1/17/2017
Sell
 
13,160
 
15.0184
 
197,440.42
 
1/18/2017
Sell
 
13,160
 
15.0184
 
197,440.42
 
1/18/2017
Sell
 
6,921
 
14.815
 
102,428.56
 
1/20/2017
Sell
 
21,294
 
14.815
 
315,144.32
 
1/20/2017
Sell
 
1,511
 
14.815
 
22,362.30
 
1/20/2017
Sell
 
8,471
 
14.815
 
125,368.07
 
1/20/2017
Sell
 
21,299
 
14.815
 
315,218.32
 
1/20/2017
Sell
 
6,347
 
14.4999
 
91,933.64
 
1/23/2017
Sell
 
491
 
15.4
 
7,553.86
 
1/25/2017
Sell
 
54
 
15.4
 
830.77
 
1/25/2017
Sell
 
44,979
 
15.2
 
681,866.73
 
1/25/2017
Sell
 
5,011
 
15.2
 
75,965.10
 
1/25/2017


Black Diamond Relative Value Cayman, L.P.

Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
3,006
 
15.5258
 
46,624.45
 
1/17/2017
Sell
 
138
 
15.5258
 
2,140.44
 
1/17/2017
Sell
 
2,402
 
15.2179
 
36,516.57
 
1/17/2017
Sell
 
2,402
 
15.2173
 
36,515.12
 
1/17/2017
Sell
 
2,402
 
15.0184
 
36,037.38
 
1/18/2017
Sell
 
2,402
 
15.0184
 
36,037.38
 
1/18/2017
Sell
 
5,425
 
14.815
 
80,288.24
 
1/20/2017
Sell
 
5,434
 
14.815
 
80,421.44
 
1/20/2017
Sell
 
6,294
 
14.5
 
91,166.60
 
1/23/2017
Sell
 
36
 
15.4
 
553.84
 
1/25/2017
Sell
 
3,336
 
15.2
 
50,572.65
 
1/25/2017


CUSIP No.  03957W106
SCHEDULE 13D
Page 20 of 20 Pages
 
 


Black Diamond Thematic Offshore Ltd.

Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
39,115
 
15.05
 
588,472.34
 
1/25/2017
Sell
 
13,467
 
15.4246
 
207,516.55
 
1/25/2017
Sell
 
122,257
 
15.2
 
1,853,375.61
 
1/25/2017


Black Diamond Energy L/S Offshore Ltd.

Type
 
Qty
 
Price
 
Net Amount
 
Trade Date
Sell
 
9,508
 
15.2171
 
144,538.41
 
1/17/2017
Sell
 
9,508
 
15.0188
 
142,653.02
 
1/18/2017
Sell
 
21,607
 
14.8155
 
319,787.42
 
1/20/2017
Sell
 
3,748
 
14.5
 
54,288.59
 
1/23/2017