0001437749-24-021813.txt : 20240701 0001437749-24-021813.hdr.sgml : 20240701 20240701181030 ACCESSION NUMBER: 0001437749-24-021813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240701 DATE AS OF CHANGE: 20240701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coccia Joseph A CENTRAL INDEX KEY: 0001291176 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36388 FILM NUMBER: 241092187 MAIL ADDRESS: STREET 1: 102 E. DRINKER STREET CITY: DUNMORE STATE: PA ZIP: 18512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES FINANCIAL SERVICES CORP. CENTRAL INDEX KEY: 0001056943 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 232391852 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 N WASHINGTON AVE CITY: SCRANTON STATE: PA ZIP: 18503 BUSINESS PHONE: 570-346-7741 MAIL ADDRESS: STREET 1: 150 N WASHINGTON AVE CITY: SCRANTON STATE: PA ZIP: 18503 FORMER COMPANY: FORMER CONFORMED NAME: PEOPLES FINANCIAL SERVICES CORP/ DATE OF NAME CHANGE: 19980303 4 1 rdgdoc.xml FORM 4 X0508 4 2024-07-01 0001056943 PEOPLES FINANCIAL SERVICES CORP. PFIS 0001291176 Coccia Joseph A C/O PEOPLES SECURITY BANK & TRUST CO. 150 N. WASHINGTON AVE SCRANTON PA 18503 1 0 COMMON STOCK 2024-07-01 4 A 0 4111 A 4111 D COMMON STOCK 2024-07-01 4 A 0 32328 A 32328 I By JJS Family Partnership Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 27, 2023, by and between Peoples Financial Services Corp. ("Peoples") and FNCB Bancorp, Inc. ("FNCB"), on July 1, 2024 (the "Closing Date") FNCB merged with and into Peoples (the "Merger"), with Peoples continuing as the surviving company of the Merger. Pursuant to the Merger Agreement, on the Closing Date each share of FNCB common stock held by the reporting person was converted into the right to receive 0.1460 of a share of common stock of Peoples rounded down to the nearest whole number of shares. /s/ Stephanie A. Westington, as Attorney-in-Fact for Joseph A. Coccia 2024-07-01