0001209191-17-035135.txt : 20170524 0001209191-17-035135.hdr.sgml : 20170524 20170524194447 ACCESSION NUMBER: 0001209191-17-035135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170524 DATE AS OF CHANGE: 20170524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNulty James F. CENTRAL INDEX KEY: 0001462433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 17867924 MAIL ADDRESS: STREET 1: 7825 PROSPECT PLACE CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-23 0 0001056903 AMERICAN STATES WATER CO AWR 0001462433 McNulty James F. 122 SANDY RIDGE ROAD DUCK NC 27949 1 0 0 0 Common Shares 2016-06-01 4 A 0 7.7717 39.83 A 15343.6837 D Common Shares 2016-09-01 4 A 0 8.0126 38.85 A 15351.6963 D Common Shares 2017-05-23 4 A 0 1667.0371 44.99 A 17018.7334 D DER units credited on 6/1/2016 as dividend at FMV DER units credited on 9/1/2016 as dividend at FMV /s/ James F. McNulty 2017-05-24