0001209191-16-152275.txt : 20161129 0001209191-16-152275.hdr.sgml : 20161129 20161129144044 ACCESSION NUMBER: 0001209191-16-152275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161128 FILED AS OF DATE: 20161129 DATE AS OF CHANGE: 20161129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLOWAY ANNE M CENTRAL INDEX KEY: 0001187379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 162022377 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-28 0 0001056903 AMERICAN STATES WATER CO AWR 0001187379 HOLLOWAY ANNE M 38 BARRY LANE ATHERTON CA 94027 1 0 0 0 Common Shares 2016-09-01 4 A 0 8.0126 38.85 A 40696.4019 D Common Shares 2016-11-15 4 A 0 98.7366 41.45 A 40795.1385 D Common Shares 2016-11-28 4 S 0 100 44.16 D 40695.1385 D Common Shares 2016-11-28 4 S 0 1400 44.12 D 39295.1385 D DER units credited on 09/01/2016 as dividend at FMV DER units credited on 11/15/2016 as dividend at FMV /s/Anne M. Holloway 2016-11-29