0001209191-16-121859.txt : 20160519 0001209191-16-121859.hdr.sgml : 20160519 20160519192155 ACCESSION NUMBER: 0001209191-16-121859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STATES WATER CO CENTRAL INDEX KEY: 0001056903 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 954676679 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 630 E FOOTHILL BLVD CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 BUSINESS PHONE: 9093943600 MAIL ADDRESS: STREET 1: 630 E FOOTHILL CITY: SAN DIMAS STATE: CA ZIP: 91773-9016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNulty James F. CENTRAL INDEX KEY: 0001462433 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14431 FILM NUMBER: 161664450 MAIL ADDRESS: STREET 1: 7825 PROSPECT PLACE CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-17 0 0001056903 AMERICAN STATES WATER CO AWR 0001462433 McNulty James F. 122 SANDY RIDGE ROAD DUCK NC 27949 1 0 0 0 Common Shares 2015-09-01 4 A 0 8.6089 36.95 A 13956.1525 D Common Shares 2016-05-17 4 A 0 1381.9095 39.80 A 15338.062 D Common Shares 2016-05-19 4 D 0 2.15 0.00 D 15335.912 D DER units credited on 9/1/2015 as dividend at FMV Adjustment for partial share /s/ James F. McNulty 2016-05-19