0001056823-21-000020.txt : 20211115 0001056823-21-000020.hdr.sgml : 20211115 20211115150308 ACCESSION NUMBER: 0001056823-21-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001056823 IRS NUMBER: 133776334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06986 FILM NUMBER: 211409473 BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20130813 FORMER COMPANY: FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY DATE OF NAME CHANGE: 19990319 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056823 XXXXXXXX 09-30-2021 09-30-2021 HORIZON KINETICS ASSET MANAGEMENT LLC

470 PARK AVENUE SOUTH 4TH FLOOR SOUTH NEW YORK NY 10016

13F HOLDINGS REPORT 028-06986 N Jay Kesslen 646-867-1176 Jay Kesslen New York NY 11-15-2021 0 338 4280125 false INFORMATION TABLE 2 form13fhr-infoTable.xml 1847 GOEDEKER INC W EXP 99/99/999 28252C117 63 37752 SH DFND 37752 0 0 3M CO COM 88579Y101 279 1591 SH DFND 1591 0 0 A T & T INC COM 00206R102 282 10456 SH DFND 10456 0 0 ABB LTD SPONSORED ADR 000375204 1000 29987 SH DFND 29987 0 0 ABBOTT LABS COM 002824100 1762 14916 SH DFND 14916 0 0 ABBVIE INC COM COM 00287Y109 3082 28568 SH DFND 28568 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 286 894 SH DFND 894 0 0 ALICO INC COM 016230104 712 20800 SH DFND 20800 0 0 ALKERMES PLC COM G01767105 678 22000 SH DFND 22000 0 0 ALLEGHANY CORP DEL COM 017175100 7535 12067 SH DFND 12067 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 566 3000 SH DFND 3000 0 0 ALPHABET INC CL A 02079K305 7912 2960 SH DFND 2960 0 0 ALPHABET INC CL C 02079K107 7542 2830 SH DFND 2830 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 245 7351 SH DFND 7351 0 0 ALTRIA GROUP INC COM 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ADVANCED MATLS INC COM 75508B104 1047 139550 SH DFND 139550 0 0 RAYONIER INC COM 754907103 3559 99761 SH DFND 99761 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1000 11637 SH DFND 11637 0 0 RENN FUND INC COM 759720105 535 203467 SH DFND 203467 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1778 71722 SH DFND 71722 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 3015 48896 SH DFND 48896 0 0 ROCKWELL AUTOMATION INC COM 773903109 1324 4503 SH DFND 4503 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1332 14971 SH DFND 14971 0 0 ROYAL GOLD INC COM 780287108 15128 158427 SH DFND 158427 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 8685 240328 SH DFND 240328 0 0 ROYCE MICRO-CAP TR INC COM 780915104 3768 329975 SH DFND 329975 0 0 S&P GLOBAL INC COM 78409V104 559 1315 SH DFND 1315 0 0 SABINE ROYALTY TR UNIT BEN INT 785688102 356 8312 SH DFND 8312 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 31097 5398702 SH DFND 5398702 0 0 SANOFI SPONSORED ADR 80105N105 820 17000 SH DFND 17000 0 0 SCIENCE APPLICATNS INTL CO COM 808625107 34606 404466 SH DFND 404466 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 867 48000 SH DFND 48000 0 0 SEABOARD CORP DEL COM 811543107 435 106 SH DFND 106 0 0 SEALED AIR CORP NEW COM 81211K100 1939 35385 SH DFND 35385 0 0 SONOCO PRODUCTS COM 835495102 1177 19750 SH DFND 19750 0 0 SPDR GOLD TR GOLD SHS 78463V107 696 4237 SH DFND 4237 0 0 SPDR SER TR OILGAS EQUIP 78468R549 394 7246 SH DFND 7246 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 750 24000 SH DFND 24000 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 238 17259 SH DFND 17259 0 0 SQUARE INC CL A 852234103 253 1055 SH DFND 1055 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2241 5223 SH DFND 5223 0 0 STONECO LTD COM COM CL A G85158106 272 7845 SH DFND 7845 0 0 STRYKER CORP COM 863667101 527 2000 SH DFND 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 1192 57479 SH DFND 57479 0 0 TEJON RANCH CO COM 879080109 7386 415895 SH DFND 415895 0 0 TELEFLEX INC COM 879369106 801 2126 SH DFND 2126 0 0 TEXAS PACIFIC LAND CORP COM 88262P102 1861329 1539103 SH DFND 1539103 0 0 THE SAINT JOE CO COM 790148100 11192 265852 SH DFND 265852 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1194 18050 SH DFND 18050 0 0 TRI POINTE HOMES INC COM 87265H109 3785 180062 SH DFND 180062 0 0 UNION PACIFIC CORP COM 907818108 1179 6017 SH DFND 6017 0 0 VAIL RESORTS INC COM 91879Q109 422 1262 SH DFND 1262 0 0 VALMONT INDS INC COM 920253101 541 2300 SH DFND 2300 0 0 VANECK ETF TR JR GOLD MINERS E 92189F791 2341 61061 SH DFND 61061 0 0 VANECK ETF TR GOLD MINERS ETF 92189F106 2532 85910 SH DFND 85910 0 0 VANECK ETF TR OIL SVCS ETF 92189H607 834 4231 SH DFND 4231 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 479 2624 SH DFND 2624 0 0 VANGUARD INDEX FDS S&P500 ETF SHS 922908363 1789 4535 SH DFND 4535 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 732 3298 SH DFND 3298 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 9614 156557 SH DFND 156557 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1800 21838 SH DFND 21838 0 0 VERISK ANALYTICS INC CL A 92345Y106 19021 94978 SH DFND 94978 0 0 VERIZON COMMUNICATIONS COM 92343V104 1417 26231 SH DFND 26231 0 0 VIACOMCBS INC CL B 92556H206 925 23408 SH DFND 23408 0 0 VIASAT INC COM 92552V100 731 13268 SH DFND 13268 0 0 VIATRIS INC COM 92556V106 188 13896 SH DFND 13896 0 0 VIMEO INC COMMON STOCK 92719V100 1161 39520 SH DFND 39520 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 29750 1361547 SH DFND 1361547 0 0 VISA INC COM COM CL A 92826C839 6589 29581 SH DFND 29581 0 0 VPC IMPACT ACQUISITION HLDNG SHA CL A G9441E100 527 52147 SH DFND 52147 0 0 W P CAREY INC COM 92936U109 887 12150 SH DFND 12150 0 0 WELBILT INC COM 949090104 395 17000 SH DFND 17000 0 0 WENDYS COMPANY COM 95058W100 37584 1733569 SH DFND 1733569 0 0 WEST FRASER TIMBER LTD COM 952845105 25185 299006 SH DFND 299006 0 0 WEYERHAEUSER CO COM NEW 962166104 20951 589012 SH DFND 589012 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 112791 3001355 SH DFND 3001355 0 0 WHITE MOUNTAINS INSURANCE GROUP LTD COM G9618E107 1161 1085 SH DFND 1085 0 0 WILLIAMS COS INC COM 969457100 3611 139201 SH DFND 139201 0 0 WSTRN ASSET INFL LKD OPP & I COM 95766R104 362 27225 SH DFND 27225 0 0 WYNN RESORTS LTD COM 983134107 250 2952 SH DFND 2952 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 62 34000 SH DFND 34000 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 2247 101000 SH Call DFND 101000 0 0 UNITED STS OIL FD LP UNITS 91232N207 1980 36000 SH Call DFND 36000 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 3168 52800 SH Call DFND 52800 0 0