0001056823-20-000124.txt : 20200814
0001056823-20-000124.hdr.sgml : 20200814
20200814153645
ACCESSION NUMBER: 0001056823-20-000124
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HORIZON KINETICS ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001056823
IRS NUMBER: 133776334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06986
FILM NUMBER: 201104612
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 20130813
FORMER COMPANY:
FORMER CONFORMED NAME: HORIZON ASSET MANAGEMENT INC/NY
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056823
XXXXXXXX
06-30-2020
06-30-2020
HORIZON KINETICS ASSET MANAGEMENT LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-06986
N
Jay Kesslen
General Counsel
646-867-1176
JAY KESSLEN
New York
NY
08-14-2020
1
473
2762921
false
1
0000019481
028-00085
Virtus Investment Advisers, Inc.
INFORMATION TABLE
2
form13fhr-infoTable.xml
3M CO
COM
88579Y101
359
2302
SH
DFND
2302
0
0
A T & T INC
COM
00206R102
270
8922
SH
DFND
8922
0
0
ABB LTD
SPONSORED ADR
000375204
773
34253
SH
DFND
34253
0
0
ABBOTT LABS
COM
002824100
1471
16085
SH
DFND
16085
0
0
ABBVIE INC
COM
00287Y109
3153
32111
SH
DFND
32111
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
205
954
SH
DFND
954
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
369
7021
SH
DFND
7021
0
0
AGNC INVT CORP
COM
00123Q104
367
28432
SH
DFND
28432
0
0
ALIBABA GROUP HLDG
SPONSORED ADS
01609W102
428
1984
SH
DFND
1984
0
0
ALICO INC
COM
016230104
703
22574
SH
DFND
22574
0
0
ALKERMES PLC
COM
G01767105
427
22000
SH
DFND
22000
0
0
ALLEGHANY CORP DEL
COM
017175100
5387
11013
SH
DFND
11013
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
444
3000
SH
DFND
3000
0
0
ALPHABET INC
CL A
02079K305
8077
5696
SH
DFND
5696
0
0
ALPHABET INC
CL C
02079K107
7899
5588
SH
DFND
5588
0
0
ALPHABET INC
CL C
02079K107
189
134
SH
OTR
1
0
134
0
ALTRIA GROUP INC
COM
02209S103
1478
37652
SH
DFND
37652
0
0
AMAZON COM INC
COM
023135106
2030
736
SH
DFND
736
0
0
AMAZON COM INC
COM
023135106
201
73
SH
OTR
1
0
73
0
AMC NETWORKS INC
CL A
00164V103
4995
213545
SH
DFND
213545
0
0
AMC NETWORKS INC
CL A
00164V103
167
7131
SH
OTR
1
0
7131
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
170
15637
SH
OTR
1
0
15637
0
AMERICAN EXPRESS COMPANY
COM
025816109
979
10286
SH
DFND
10286
0
0
AMERICAN TOWER REIT
COM
03027X100
343
1325
SH
DFND
1325
0
0
AMERIPRISE FINL INC
COM
03076C106
252
1680
SH
DFND
1680
0
0
AMGEN INC
COM
031162100
1189
5041
SH
DFND
5041
0
0
AMKOR TECHNOLOGY INC
COM
031652100
197
15964
SH
OTR
1
0
15964
0
ANALOG DEVICES INC
COM
032654105
702
5725
SH
DFND
5725
0
0
ANNALY CAP MGMT INC
COM
035710409
399
60819
SH
DFND
60819
0
0
ANTHEM INC
COM
036752103
231
878
SH
DFND
878
0
0
APPLE INC
COM
037833100
4403
12071
SH
DFND
12071
0
0
APYX MED CORP
COM
03837C106
3413
615000
SH
DFND
615000
0
0
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
208
64668
SH
OTR
1
0
64668
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2212
55443
SH
DFND
55443
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
283
4500
SH
DFND
4500
0
0
ARES CAP CORP
COM
04010L103
155
10723
SH
DFND
10723
0
0
ASSOCIATED CAP GROUP INC
CL A
045528106
51826
1412531
SH
DFND
1412531
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
1125
21263
SH
DFND
21263
0
0
ATLAS CORP
SHS
Y0436Q109
197
25876
SH
OTR
1
0
25876
0
AUTONATION INC
COM
05329W102
15441
410880
SH
DFND
410880
0
0
AUTONATION INC
COM
05329W102
184
4898
SH
OTR
1
0
4898
0
BALCHEM CORP
COM
057665200
2690
28359
SH
DFND
28359
0
0
BANCO SANTANDER SA
ADR
05964H105
140
58033
SH
DFND
58033
0
0
BANK AMER CORP
COM
060505104
1039
43738
SH
DFND
43738
0
0
BARRICK GOLD CORP
COM
067901108
782
29041
SH
DFND
29041
0
0
BAXTER INTL INC
COM
071813109
737
8558
SH
DFND
8558
0
0
BEL FUSE INC CL B
CL B
077347300
311
28988
SH
DFND
28988
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2940
11
SH
DFND
11
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
16039
89852
SH
DFND
89852
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
190
1067
SH
OTR
1
0
1067
0
BGC PARTNERS INC
CL A
05541T101
7449
2718562
SH
DFND
2718562
0
0
BIOGEN INC
COM
09062X103
1070
3999
SH
DFND
3999
0
0
BLACK KNIGHT INC
COM
09215C105
765
10538
SH
DFND
10538
0
0
BLACK STONE MINERALS L P
COM UNIT
09225M101
1185
182382
SH
DFND
182382
0
0
BLACKROCK CREDIT ALL INC TR
COM
092508100
602
45586
SH
DFND
45586
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
666
59570
SH
DFND
59570
0
0
BLACKROCK FLOATING RATE INCOME
COM
091941104
139
12678
SH
DFND
12678
0
0
BLACKROCK MUN 2030 TAR TERM
COM SHS BEN IN
09257P105
524
22050
SH
DFND
22050
0
0
BLACKROCK MUN INC INVESTMENT QUALITY TRUST
COM
09250G102
1035
76195
SH
DFND
76195
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
1146
83075
SH
DFND
83075
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
247
18053
SH
DFND
18053
0
0
BLACKROCK MUNIHLDGS INVESTMENT QUALITY FUND
COM
09254P108
527
40758
SH
DFND
40758
0
0
BLACKROCK MUNIHLDGS QUALITY FUND II INC
COM
09254C107
1277
103037
SH
DFND
103037
0
0
BLACKROCK MUNIHLDGS QUALITY FUND INC
COM
09254A101
915
75386
SH
DFND
75386
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
822
63120
SH
DFND
63120
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
412
32280
SH
DFND
32280
0
0
BLACKROCK NY MUN INC QUALITY TRUST
COM
09249U105
254
19217
SH
DFND
19217
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
508
8957
SH
DFND
8957
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
424
17611
SH
DFND
17611
0
0
BOEING CO
COM
097023105
18359
100159
SH
DFND
100159
0
0
BOK FINL CORP
COM NEW
05561Q201
179
3164
SH
OTR
1
0
3164
0
BOK FINL CORP
COM NEW
05561Q201
87
1533
SH
DFND
1533
0
0
BP PLC
SPONSORED ADR
055622104
1141
48927
SH
DFND
48927
0
0
BRISTOL MYERS SQUIBBCO
COM
110122108
3001
51034
SH
DFND
51034
0
0
BROADRIDGE FINL SOLUTIONS INC
COM
11133T103
576
4564
SH
DFND
4564
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
60973
1853278
SH
DFND
1853278
0
0
BROOKFIELD INFRASTRUCTURE CO
COM SB VTG SHS A
11275Q107
235
5159
SH
DFND
5159
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS
LP INT UNIT
G16252101
1672
40660
SH
DFND
40660
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
230
23260
SH
DFND
23260
0
0
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
219
21968
SH
DFND
21968
0
0
BROOKFIELD REAL ASSETS INCOME FUND
SHS BEN INT
112830104
379
22729
SH
DFND
22729
0
0
BUCKLE INC
COM
118440106
187
11902
SH
OTR
1
0
11902
0
CACI INTL INC
CL A
127190304
85187
392782
SH
DFND
392782
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
251
18600
SH
DFND
18600
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
483
29394
SH
DFND
29394
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
168
10254
SH
OTR
1
0
10254
0
CATERPILLAR INC
COM
149123101
883
6977
SH
DFND
6977
0
0
CBOE GLOBAL MARKETS INC
COM
12503M108
45321
485863
SH
DFND
485863
0
0
CENTERPOINT ENERGY INC
COM
15189T107
474
25372
SH
DFND
25372
0
0
CHARLES RIV LABS INTL INC
COM
159864107
19868
113953
SH
DFND
113953
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
31213
645967
SH
DFND
645967
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
192
3982
SH
OTR
1
0
3982
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
26848
42457500
PRN
DFND
42457500
0
0
CHEVRON CORP
COM
166764100
1372
15379
SH
DFND
15379
0
0
CISCO SYSTEMS INC
COM
17275R102
2581
55334
SH
DFND
55334
0
0
CIVEO CORP
COM
17878Y108
24807
40238778
SH
DFND
40238778
0
0
CLEARBRIDGE MLP AND MIDSTREAM FUND INC
COM
184692101
196
61323
SH
DFND
61323
0
0
CLEARBRIDGE MLP AND MIDSTREAM TR FD INC
COM
18469Q108
382
140932
SH
DFND
140932
0
0
CLOUDERA INC
COM
18914U100
179
14090
SH
OTR
1
0
14090
0
CLOUDERA INC
COM
18914U100
5
400
SH
DFND
400
0
0
CME GROUP INC
COM
12572Q105
29681
182605
SH
DFND
182605
0
0
CMS ENERGY CORP
COM
125896100
962
16475
SH
DFND
16475
0
0
COHEN & STEERS INC
COM
19247A100
1321
19411
SH
DFND
19411
0
0
COHEN & STEERS INC
COM
19247A100
180
2642
SH
OTR
1
0
2642
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
817
74712
SH
DFND
74712
0
0
COLFAX CORP
COM
194014106
2975
106616
SH
DFND
106616
0
0
COLFAX CORP
COM
194014106
191
6844
SH
OTR
1
0
6844
0
COLGATE PALMOLIVE CO
COM
194162103
218
2978
SH
DFND
2978
0
0
COLONY CAPITAL INC
CL A COM
19626G108
162
67602
SH
OTR
1
0
67602
0
COMCAST CORP NEW
CL A
20030N101
365
9370
SH
DFND
9370
0
0
COMCAST CORP NEW
CL A
20030N101
190
4881
SH
OTR
1
0
4881
0
CONDUENT INC
COM
206787103
183
76510
SH
OTR
1
0
76510
0
CONDUENT INC
COM
206787103
3
1108
SH
DFND
1108
0
0
CONTINENTAL RESOURCES INC
COM
212015101
196
11209
SH
OTR
1
0
11209
0
CONTINENTAL RESOURCES INC
COM
212015101
6
360
SH
DFND
360
0
0
CORELOGIC INC
COM
21871D103
1209
17988
SH
DFND
17988
0
0
COSTAMARE INC
SHS
Y1771G102
1257
226118
SH
DFND
226118
0
0
COVANTA HLDG CORP
COM
22282E102
195
20290
SH
OTR
1
0
20290
0
COVANTA HLDG CORP
COM
22282E102
2
250
SH
DFND
250
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
450
6125
SH
DFND
6125
0
0
CSW INDUSTRIALS INC
COM
126402106
1012
14641
SH
DFND
14641
0
0
CUBIC CORP
COM
229669106
454
9452
SH
DFND
9452
0
0
CVR ENERGY INC
COM
12662P108
174
8674
SH
OTR
1
0
8674
0
CVR ENERGY INC
COM
12662P108
36
1807
SH
DFND
1807
0
0
CVS HEALTH CORP
COM
126650100
1207
18581
SH
DFND
18581
0
0
DANAHER CORP
COM
235851102
1986
11233
SH
DFND
11233
0
0
DANAHER CORP
COM
235851102
194
1096
SH
OTR
1
0
1096
0
DESIGNER BRANDS INC
CL A
250565108
179
26490
SH
OTR
1
0
26490
0
DISCOVERY INC
COM SER A
25470F104
3285
155698
SH
DFND
155698
0
0
DISCOVERY INC
COM SER C
25470F302
1389
72115
SH
DFND
72115
0
0
DISCOVERY INC
COM SER C
25470F302
183
9485
SH
OTR
1
0
9485
0
DISH NETWORK CORP
CL A
25470M109
2144
62140
SH
DFND
62140
0
0
DISH NETWORK CORP
CL A
25470M109
180
5227
SH
OTR
1
0
5227
0
DISNEY WALT CO
COM DISNEY
254687106
1434
12860
SH
DFND
12860
0
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
9739
762025
SH
DFND
762025
0
0
DORMAN PRODUCTS INC
COM
258278100
1333
19871
SH
DFND
19871
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
5114
332713
SH
DFND
332713
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
7408
390930
SH
DFND
390930
0
0
DOW INC
COM
260557103
516
12656
SH
DFND
12656
0
0
DUFF & PHELPS SLCT MLP & MIDSTREAM ENGY FD
COM
26433F108
39
72883
SH
DFND
72883
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
116
12425
SH
DFND
12425
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
160
14170
SH
DFND
14170
0
0
EATON VANCE MUN BD FD
COM
27827X101
267
20955
SH
DFND
20955
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
271
23152
SH
DFND
23152
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
226
20001
SH
DFND
20001
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
127
23748
SH
DFND
23748
0
0
EBAY INC
COM
278642103
209
3977
SH
OTR
1
0
3977
0
EBAY INC
COM
278642103
18
348
SH
DFND
348
0
0
ECHOSTAR CORP
CL A
278768106
5405
193294
SH
DFND
193294
0
0
ECHOSTAR CORP
CL A
278768106
178
6381
SH
OTR
1
0
6381
0
EDITAS MEDICINE INC
COM
28106W103
237
8000
SH
DFND
8000
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
192
17719
SH
OTR
1
0
17719
0
ELEMENT SOLUTIONS INC
COM
28618M106
112
10293
SH
DFND
10293
0
0
ELI LILLY AND COMPANY
COM
532457108
2160
13154
SH
DFND
13154
0
0
EMERSON ELEC CO
COM
291011104
1187
19142
SH
DFND
19142
0
0
ENBRIDGE INC
COM
29250N105
231
7597
SH
DFND
7597
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
1577
221441
SH
DFND
221441
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
2396
131847
SH
DFND
131847
0
0
EOG RES INC
COM
26875P101
227
4486
SH
DFND
4486
0
0
EQUITY COMMONWEALTH
COM SH BEN INT
294628102
2403
74614
SH
DFND
74614
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
15926
254899
SH
DFND
254899
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
187
2987
SH
OTR
1
0
2987
0
ERIE INDTY CO CL A
CL A
29530P102
205
1067
SH
OTR
1
0
1067
0
EXPEDIA GROUP INC
COM NEW
30212P303
1176
14309
SH
DFND
14309
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
188
2282
SH
OTR
1
0
2282
0
EXTERRAN CORP
COM
30227H106
180
33448
SH
OTR
1
0
33448
0
EXXON MOBIL CORP
COM
30231G102
4020
89900
SH
DFND
89900
0
0
FACEBOOK INC
CL A
30303M102
512
2254
SH
DFND
2254
0
0
FACEBOOK INC
CL A
30303M102
186
817
SH
OTR
1
0
817
0
FEDERATED HERMES INC
CL B
314211103
962
40589
SH
DFND
40589
0
0
FEDERATED HERMES PREM MUN INC FD
COM
31423P108
550
41657
SH
DFND
41657
0
0
FEDEX CORP
COM
31428X106
195
1392
SH
OTR
1
0
1392
0
FEDEX CORP
COM
31428X106
63
446
SH
DFND
446
0
0
FIDELITY NATIONAL FINANCIAL FNF GROUP
FNF GROUP COM
31620R303
1185
38636
SH
DFND
38636
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
318
2374
SH
DFND
2374
0
0
FLOWERS FOODS INC
COM
343498101
309
13806
SH
DFND
13806
0
0
FORTIVE CORP
COM
34959J108
326
4817
SH
DFND
4817
0
0
FORTIVE CORP
COM
34959J108
191
2825
SH
OTR
1
0
2825
0
FRANCO NEVADA CORP
COM
351858105
117030
838085
SH
DFND
838085
0
0
FREEPORT MCMORAN INC
CL B
35671D857
1374
118748
SH
DFND
118748
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
305
3125
SH
DFND
3125
0
0
GAMCO INVESTORS INC
CL A COM
361438104
4022
302213
SH
DFND
302213
0
0
GANNETT CO INC NEW
COM
36472T109
18
12875
SH
DFND
12875
0
0
GAP INC
COM
364760108
223
17661
SH
OTR
1
0
17661
0
GCI LIBERTY INC
COM CL A
36164V305
7207
101341
SH
DFND
101341
0
0
GCI LIBERTY INC
COM CL A
36164V305
198
2787
SH
OTR
1
0
2787
0
GDL FUND
COM SH BEN INT
361570104
87
10597
SH
DFND
10597
0
0
GENERAL DYNAMICS CORP
COM
369550108
621
4156
SH
DFND
4156
0
0
GENERAL ELECTRIC CO
COM
369604103
486
71084
SH
DFND
71084
0
0
GENERAL MLS INC
COM
370334104
268
4350
SH
DFND
4350
0
0
GENERAL MTRS CO
COM
37045V100
696
27512
SH
DFND
27512
0
0
GENUINE PARTS CO
COM
372460105
230
2650
SH
DFND
2650
0
0
GILEAD SCIENCES INC
COM
375558103
917
11917
SH
DFND
11917
0
0
GLADSTONE LD CORP
COM
376549101
665
41925
SH
DFND
41925
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
946
23200
SH
DFND
23200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
292
1477
SH
DFND
1477
0
0
GRAHAM HLDGS CO COM
COM
384637104
351
1025
SH
DFND
1025
0
0
GRAINGER W W INC
COM
384802104
565
1800
SH
DFND
1800
0
0
GRAINGER W W INC
COM
384802104
199
633
SH
OTR
1
0
633
0
GREEN BRICK PARTNERS INC
COM
392709101
140
11800
SH
DFND
11800
0
0
GREENLANE HLDGS INC
CL A
395330103
40
10000
SH
DFND
10000
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
191
29334
SH
OTR
1
0
29334
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
0
70
SH
DFND
70
0
0
HERC HLDGS INC
COM
42704L104
206
6705
SH
OTR
1
0
6705
0
HERC HLDGS INC
COM
42704L104
3
95
SH
DFND
95
0
0
HILLTOP HOLDINGS INC
COM
432748101
193
10455
SH
OTR
1
0
10455
0
HOME DEPOT INC
COM
437076102
248
989
SH
DFND
989
0
0
HONEYWELL INTL INC
COM
438516106
1326
9168
SH
DFND
9168
0
0
HOST MARRIOTT CORP NEW
COM
44107P104
170
15791
SH
OTR
1
0
15791
0
HOSTESS BRANDS INC
CL A
44109J106
195
15918
SH
OTR
1
0
15918
0
HOWARD HUGHES CORP
COM
44267D107
56231
1082401
SH
DFND
1082401
0
0
HOWARD HUGHES CORP
COM
44267D107
174
3342
SH
OTR
1
0
3342
0
IAA INC
COM
449253103
6319
163828
SH
DFND
163828
0
0
IAC INTERACTIVECORP COM
COM
44919P508
1422
4397
SH
DFND
4397
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
50880
1049290
SH
DFND
1049290
0
0
IHS MARKIT LTD
SHS
G47567105
18018
238644
SH
DFND
238644
0
0
INTEL CORP
COM
458140100
563
9411
SH
DFND
9411
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
210
10000
SH
DFND
10000
0
0
INTER PARFUMS INC
COM
458334109
10098
209721
SH
DFND
209721
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
47347
516883
SH
DFND
516883
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
569
4650
SH
DFND
4650
0
0
INTUITIVE SURGICAL INC
COM
46120E602
336
590
SH
DFND
590
0
0
INVESCO INSURED MUNICIPAL INCOME TRUST
COM
46132P108
523
36163
SH
DFND
36163
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
692
58055
SH
DFND
58055
0
0
INVESCO S&P 500 EQL WGT ETF
S&P500 EQL WGT
46137V357
658
6468
SH
DFND
6468
0
0
INVESCO VAN KAMPEN SENIOR INCOME TRUST
COM
46131H107
40
11613
SH
DFND
11613
0
0
INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE
COM
46131T101
127
10414
SH
DFND
10414
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
766
13000
SH
DFND
13000
0
0
IRON MTN INC NEW
COM
46284V101
427
16358
SH
DFND
16358
0
0
ISHARES GOLD TR
ISHARES
464285105
1094
64383
SH
DFND
64383
0
0
ISHARES SHORT TERM CORP BOND ETF
SH TR CRPORT ETF
464288646
2954
54000
SH
DFND
54000
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
1441
84697
SH
DFND
84697
0
0
ISHARES TR
SHORT TREAS BD
464288679
14345
129541
SH
DFND
129541
0
0
ISHARES TR
MICRO-CAP ETF
464288869
270
3092
SH
DFND
3092
0
0
JEFFRIES FINL GROUP INC
COM
47233W109
414
26608
SH
DFND
26608
0
0
JEFFRIES FINL GROUP INC
COM
47233W109
195
12531
SH
OTR
1
0
12531
0
JOHNSON & JOHNSON
COM
478160104
3510
24960
SH
DFND
24960
0
0
JP MORGAN CHASE & CO ISIN
COM
46625H100
716
7611
SH
DFND
7611
0
0
JP MORGAN EXCHANGE TRADED FDULTRA SHRT INC
ULTRA SHRT INC
46641Q837
1311
25847
SH
DFND
25847
0
0
KAR AUCTION SVCS INC
COM
48238T109
2002
145512
SH
DFND
145512
0
0
KAYNE ANDERSON MDSTM ENERGY FD INC
COM
48661E108
273
60281
SH
DFND
60281
0
0
KAYNE ANDERSON MLP INVSMNT C
COM
486606106
376
71147
SH
DFND
71147
0
0
KIMBELL RTY PARTNERS LP
UNIT
49435R102
1721
200097
SH
DFND
200097
0
0
KIMBERLY CLARK CORP
COM
494368103
398
2813
SH
DFND
2813
0
0
KLA-TENCOR CORP
COM NEW
482480100
1372
7055
SH
DFND
7055
0
0
KRAFT HEINZ COMPANY
COM
500754106
587
18412
SH
DFND
18412
0
0
L BRANDS INC
COM
501797104
185
12339
SH
OTR
1
0
12339
0
L BRANDS INC
COM
501797104
14
906
SH
DFND
906
0
0
L3 HARRIS TECHNOLOGIES INC
COM
502431109
1718
10125
SH
DFND
10125
0
0
LANDS END INC NEW
COM
51509F105
181
22507
SH
OTR
1
0
22507
0
LANDS END INC NEW
COM
51509F105
7
884
SH
DFND
884
0
0
LAS VEGAS SANDS CORP
COM
517834107
3865
84863
SH
DFND
84863
0
0
LAS VEGAS SANDS CORP
COM
517834107
182
4000
SH
OTR
1
0
4000
0
LENDINGTREE INC NEW
COM
52603B107
2384
8233
SH
DFND
8233
0
0
LENNAR CORP
CL A
526057104
341
5535
SH
DFND
5535
0
0
LENNAR CORP
CL A
526057104
192
3111
SH
OTR
1
0
3111
0
LIBERTY MEDIA CORP DEL
COM A BRAVES GRP
531229706
1002
49917
SH
DFND
49917
0
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
1559
79002
SH
DFND
79002
0
0
LIBERTY MEDIA CORP DEL
COM C BRAVES GRP
531229888
183
9249
SH
OTR
1
0
9249
0
LIBERTY BROADBAND CORP
COM SER A
530307107
9716
79516
SH
DFND
79516
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
36565
294977
SH
DFND
294977
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
183
1476
SH
OTR
1
0
1476
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
5460
187098
SH
DFND
187098
0
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
8789
277181
SH
DFND
277181
0
0
LIBERTY MEDIA CORP DEL
COM SER C FRMLA
531229854
180
5668
SH
OTR
1
0
5668
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
182
19228
SH
OTR
1
0
19228
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
157
16601
SH
DFND
16601
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
43942
1275519
SH
DFND
1275519
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
182
5297
SH
OTR
1
0
5297
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
17505
507087
SH
DFND
507087
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
186
87219
SH
OTR
1
0
87219
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
4
1880
SH
DFND
1880
0
0
LINDE PLC
COM
G5494J103
336
1585
SH
DFND
1585
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
2343
343079
SH
DFND
343079
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
188
27513
SH
OTR
1
0
27513
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
37307
841564
SH
DFND
841564
0
0
LOCKHEED MARTIN CORP
COM
539830109
1064
2915
SH
DFND
2915
0
0
LOEWS CORP
COM
540424108
1160
33831
SH
DFND
33831
0
0
LOEWS CORP
COM
540424108
195
5687
SH
OTR
1
0
5687
0
M & T BK CORP
COM
55261F104
200
1925
SH
DFND
1925
0
0
MADISON SQUARE GARDEN SPORTS CP
CL A
55825T103
6638
45192
SH
DFND
45192
0
0
MADISON SQUARE GARDEN SPORTS CP
CL A
55825T103
175
1190
SH
OTR
1
0
1190
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
3302
44023
SH
DFND
44023
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
183
2444
SH
OTR
1
0
2444
0
MANTECH INTL CORP
CL A
564563104
1712
25000
SH
DFND
25000
0
0
MARATHON PETE CORP
COM
56585A102
386
10334
SH
DFND
10334
0
0
MARKEL CORP
COM
570535104
10012
10845
SH
DFND
10845
0
0
MARKETAXESS HLDGS INC
COM
57060D108
2505
5000
SH
DFND
5000
0
0
MASCO CORP
COM
574599106
274
5450
SH
DFND
5450
0
0
MASTEC INC
COM
576323109
202
4491
SH
OTR
1
0
4491
0
MASTERCARD INC
CL A
57636Q104
15183
51345
SH
DFND
51345
0
0
MCDONALDS CORP
COM
580135101
853
4625
SH
DFND
4625
0
0
MERCK & COMPANY
COM
58933Y105
3093
40003
SH
DFND
40003
0
0
MESABI TR
CTF BEN INT
590672101
10274
586773
SH
DFND
586773
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
2581
553892
SH
DFND
553892
0
0
MICROSOFT
COM
594918104
3855
18940
SH
DFND
18940
0
0
MOHAWK INDUSTRIES INC
COM
608190104
207
2031
SH
OTR
1
0
2031
0
MONDELEZ INTL INC
CL A
609207105
1120
21908
SH
DFND
21908
0
0
MORGAN STANLEY NEW
COM NEW
617446448
227
4698
SH
DFND
4698
0
0
MOVADO GROUP INC
COM
624580106
455
42008
SH
DFND
42008
0
0
MSG NETWORK INC
CL A
553573106
690
69389
SH
DFND
69389
0
0
MSG NETWORK INC
CL A
553573106
178
17846
SH
OTR
1
0
17846
0
NANTKWEST INC
COM
63016Q102
291
23665
SH
OTR
1
0
23665
0
NASDAQ INC
COM
631103108
3286
27501
SH
DFND
27501
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
6178
960749
SH
DFND
960749
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
203
7183
SH
OTR
1
0
7183
0
NAVISTAR INTL CORP NEW
COM
63934E108
1
50
SH
DFND
50
0
0
NEUBERGER BERMAN MUNI FD INC
COM
64124P101
760
54764
SH
DFND
54764
0
0
NEUBERGER BERMAN NY MUN FD INC
COM
64124K102
342
29549
SH
DFND
29549
0
0
NEWELL BRANDS INC
COM
651229106
270
17010
SH
DFND
17010
0
0
NEWELL BRANDS INC
COM
651229106
198
12481
SH
OTR
1
0
12481
0
NEWMONT CORP
COM
651639106
1544
25012
SH
DFND
25012
0
0
NEWS CORP NEW
CL A
65249B109
192
16155
SH
OTR
1
0
16155
0
NORDSTROM INC
COM
655664100
164
10579
SH
OTR
1
0
10579
0
NORFOLK SOUTHN CORP
COM
655844108
616
3507
SH
DFND
3507
0
0
NORTHROP GRUMMAN CORP
COM
666807102
297
967
SH
DFND
967
0
0
NOVAGOLD RES INC
COM NEW
66987E206
221
24123
SH
OTR
1
0
24123
0
NOVAGOLD RES INC
COM NEW
66987E206
42
4567
SH
DFND
4567
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1987
22755
SH
DFND
22755
0
0
NOVO-NORDISK A S
ADR
670100205
507
7740
SH
DFND
7740
0
0
NUTRIEN LTD
COM
67077M108
316
9850
SH
DFND
9850
0
0
NUVEEN AMT-FREE QLTY MUN INCOME
COM
670657105
7485
538518
SH
DFND
538518
0
0
NUVEEN DIV QLTY MUNI FD 3
COM SH BEN INT
67070X101
963
65221
SH
DFND
65221
0
0
NUVEEN DIVID AMT FREE MUNI CRED INC FD
COM
67071L106
316
20690
SH
DFND
20690
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
464
59169
SH
DFND
59169
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
300
21130
SH
DFND
21130
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
947
71660
SH
DFND
71660
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
164
12437
SH
DFND
12437
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
138
13546
SH
DFND
13546
0
0
NUVEEN NY AMT FREE QLTY MUN INC FD
COM
670656107
1272
98746
SH
DFND
98746
0
0
NUVEEN NY QLTY INCOME FD
COM
67066X107
675
50071
SH
DFND
50071
0
0
NUVEEN PREFERRED & INCOME SECURITIES FD
COM
67072C105
191
22629
SH
DFND
22629
0
0
NUVEEN QUALITY MUNI INC FD
COM
67066V101
2393
170676
SH
DFND
170676
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
220
21500
SH
DFND
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
513
109209
SH
DFND
109209
0
0
NUVEEN TAXABLE MUNICIPAL INC FUND
COM
67074C103
2989
139225
SH
DFND
139225
0
0
NVIDIA CORP
COM
67066G104
636
1675
SH
DFND
1675
0
0
OCCIDENTAL PETE CORP
COM
674599105
481
26279
SH
DFND
26279
0
0
OCCIDENTAL PETE CORP
COM
674599105
179
9790
SH
OTR
1
0
9790
0
ORACLE CORP
COM
68389X105
214
3879
SH
DFND
3879
0
0
ORACLE CORP
COM
68389X105
198
3587
SH
OTR
1
0
3587
0
OSHKOSH CORP
COM
688239201
11939
166692
SH
DFND
166692
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
269
26914
SH
DFND
26914
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
41
12000
SH
DFND
12000
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
183
20336
SH
DFND
20336
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
179
19920
SH
OTR
1
0
19920
0
PATTERSON UTI ENERGY INC
COM
703481101
1468
423162
SH
DFND
423162
0
0
PAYCHEX INC
COM
704326107
193
2553
SH
OTR
1
0
2553
0
PAYCHEX INC
COM
704326107
85
1128
SH
DFND
1128
0
0
PAYPAL HLDGS INC
COM
70450Y103
15273
87660
SH
DFND
87660
0
0
PCM FUND INC
COM
69323T101
296
31374
SH
DFND
31374
0
0
PEGASYSTEMS INC
COM
705573103
202
1998
SH
OTR
1
0
1998
0
PENN NATL GAMING INC
COM
707569109
185
6066
SH
OTR
1
0
6066
0
PENN NATL GAMING INC
COM
707569109
86
2810
SH
DFND
2810
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
9488
245114
SH
DFND
245114
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
185
4778
SH
OTR
1
0
4778
0
PEPSICO INC
COM
713448108
1909
14436
SH
DFND
14436
0
0
PERKINELMER INC
COM
714046109
531
5410
SH
DFND
5410
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
1209
366285
SH
DFND
366285
0
0
PFIZER INC
COM
717081103
2010
61482
SH
DFND
61482
0
0
PHILIP MORRIS INTL INC
COM
718172109
1560
22272
SH
DFND
22272
0
0
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD
COM SHS
72202D106
1110
60255
SH
DFND
60255
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
4922
199122
SH
DFND
199122
0
0
PIMCO ETF TR ENHAN SHRT MAT
ENHAN SHRT MA AC
72201R833
490
4816
SH
DFND
4816
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
2220
98385
SH
DFND
98385
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
1851
190670
SH
DFND
190670
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
3827
439412
SH
DFND
439412
0
0
PIMCO MUN INCOME FD II
COM
72200W106
207
15400
SH
DFND
15400
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
537
46732
SH
DFND
46732
0
0
PIONEER MUN HIGH INC ADV TR
COM
723762100
143
13560
SH
DFND
13560
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
336
29775
SH
DFND
29775
0
0
PJT PARTNERS INC
COM CL A
69343T107
186
3615
SH
OTR
1
0
3615
0
PJT PARTNERS INC
COM CL A
69343T107
19
379
SH
DFND
379
0
0
PRECIGEN INC
COM
74017N105
232
46564
SH
OTR
1
0
46564
0
PRICESMART INC
COM
741511109
204
3376
SH
OTR
1
0
3376
0
PROSHARES TR II
SHT VIX ST TRM
74347W130
45660
1449533
SH
DFND
1449533
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
571
5012
SH
DFND
5012
0
0
QURATE RETAIL INC
COM SER A
74915M100
195
20479
SH
OTR
1
0
20479
0
QURATE RETAIL INC
COM SER A
74915M100
127
13395
SH
DFND
13395
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
487
173350
SH
DFND
173350
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
754
12237
SH
DFND
12237
0
0
RED ROCK RESORTS INC
Cl A
75700L108
163
14946
SH
OTR
1
0
14946
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
1181
100731
SH
DFND
100731
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
340
6223
SH
DFND
6223
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
188
3442
SH
OTR
1
0
3442
0
RITCHIE BROS AUCTIONEERS
COM
767744105
1440
35263
SH
DFND
35263
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1023
4803
SH
DFND
4803
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
728
14481
SH
DFND
14481
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
302
9228
SH
DFND
9228
0
0
ROYAL GOLD INC COM
COM
780287108
23553
189457
SH
DFND
189457
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
4850
673660
SH
DFND
673660
0
0
RPC INC
COM
749660106
177
57501
SH
OTR
1
0
57501
0
S&P GLOBAL INC
COM
78409V104
515
1563
SH
DFND
1563
0
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
303
10927
SH
DFND
10927
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
25737
2675407
SH
DFND
2675407
0
0
SANOFI
SPONSORED ADR
80105N105
868
17000
SH
DFND
17000
0
0
SCHLUMBERGER
COM
806857108
262
14263
SH
DFND
14263
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
36322
467581
SH
DFND
467581
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
464
53000
SH
DFND
53000
0
0
SEALED AIR CORP NEW
COM
81211K100
1105
33635
SH
DFND
33635
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
167
14609
SH
OTR
1
0
14609
0
SIMON PPTY GROUP INC NEW
COM
828806109
186
2716
SH
OTR
1
0
2716
0
SIMON PPTY GROUP INC NEW
COM
828806109
19
282
SH
DFND
282
0
0
SIMULATIONS PLUS INC
COM
829214105
261
4367
SH
DFND
4367
0
0
SONOCO PRODUCTS
COM
835495102
1122
21450
SH
DFND
21450
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
3225
19269
SH
DFND
19269
0
0
SPDR SERIES TRUST PORTFOLIO SHTRM BD FUND
PORTFOLIO SHORT
78464A474
752
24000
SH
DFND
24000
0
0
SPECTRUM BRNDS HOLDINGS INC
COM
84790A105
191
4155
SH
OTR
1
0
4155
0
SPECTRUM BRNDS HOLDINGS INC
COM
84790A105
32
704
SH
DFND
704
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
727
50795
SH
DFND
50795
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2391
7754
SH
DFND
7754
0
0
STONECO LTD
COM CL A
G85158106
472
12170
SH
DFND
12170
0
0
STRYKER CORP
COM
863667101
360
2000
SH
DFND
2000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1167
69237
SH
DFND
69237
0
0
TELEFLEX INC
COM
879369106
787
2161
SH
DFND
2161
0
0
TENNECO INC
CL A VTG COM STK
880349105
184
24281
SH
OTR
1
0
24281
0
TESLA INC
COM
88160R101
207
192
SH
OTR
1
0
192
0
TESLA INC
COM
88160R101
3
3
SH
DFND
3
0
0
TEXAS PACIFIC LAND TRUST
SUB CTF PROP IT
882610108
1011898
1701556
SH
DFND
1701556
0
0
THIRD PT REINS LTD
COM
G8827U100
188
25077
SH
OTR
1
0
25077
0
TIMKENSTEEL CORP
COM
887399103
171
43874
SH
OTR
1
0
43874
0
TOOTSIE ROLL INDS INC
COM
890516107
186
5426
SH
OTR
1
0
5426
0
TOOTSIE ROLL INDS INC
COM
890516107
19
550
SH
DFND
550
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
872
19550
SH
DFND
19550
0
0
TRI POINTE GROUP INC
COM
87265H109
2411
164099
SH
DFND
164099
0
0
TRILOGY METALS INC
COM
89621C105
37
18704
SH
DFND
18704
0
0
UNDER ARMOUR INC
CL C
904311206
194
21901
SH
OTR
1
0
21901
0
UNION PACIFIC CORP
COM
907818108
2032
12016
SH
DFND
12016
0
0
UNITED PARCEL SVC INC
CL B
911312106
1107
9956
SH
DFND
9956
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
305
1035
SH
DFND
1035
0
0
URBAN EDGE PPTYS
COM
91704F104
210
17728
SH
OTR
1
0
17728
0
URBAN EDGE PPTYS
COM
91704F104
1
118
SH
DFND
118
0
0
URBAN OUTFITTERS INC
COM
917047102
164
10752
SH
OTR
1
0
10752
0
VAIL RESORTS INC
COM
91879Q109
336
1846
SH
DFND
1846
0
0
VALMONT INDS INC
COM
920253101
290
2550
SH
DFND
2550
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
3051
61530
SH
DFND
61530
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189H607
483
3960
SH
DFND
3960
0
0
VANECK VECTORS
GOLD MINERS ETF
92189F106
5576
152010
SH
DFND
152010
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
237
3013
SH
DFND
3013
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
745
6295
SH
DFND
6295
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
526
2605
SH
DFND
2605
0
0
VANGUARD INDEX FDS
S&P500 ETF SHS
922908363
2695
9508
SH
DFND
9508
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
221
1514
SH
DFND
1514
0
0
VANGUARD INDEX TR
TOTAL STK MKT
922908769
2402
15346
SH
DFND
15346
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
15771
253551
SH
DFND
253551
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1812
21919
SH
DFND
21919
0
0
VERISK ANALYTICS INC
CL A
92345Y106
1191
7000
SH
DFND
7000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1678
30432
SH
DFND
30432
0
0
VIACOMCBS INC
CL B
92556H206
458
19646
SH
DFND
19646
0
0
VIACOMCBS INC
CL B
92556H206
183
7867
SH
OTR
1
0
7867
0
VIASAT INC
COM
92552V100
651
16958
SH
DFND
16958
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
1164
112397
SH
DFND
112397
0
0
VISA INC
COM CL A
92826C839
6641
34377
SH
DFND
34377
0
0
W & T OFFSHORE INC
COM
92922P106
167
73308
SH
OTR
1
0
73308
0
W P CAREY INC
COM
92936U109
764
11300
SH
DFND
11300
0
0
WABTEC
COM
929740108
201
3483
SH
DFND
3483
0
0
WALMART INC
COM
931142103
540
4512
SH
DFND
4512
0
0
WELBILT INC
COM
949090104
187
30718
SH
OTR
1
0
30718
0
WELBILT INC
COM
949090104
155
25458
SH
DFND
25458
0
0
WENDYS COMPANY
COM
95058W100
55761
2560187
SH
DFND
2560187
0
0
WENDYS COMPANY
COM
95058W100
190
8739
SH
OTR
1
0
8739
0
WESTERN ASSET CORPORATE LN FD
COM
95790J102
542
63433
SH
DFND
63433
0
0
WESTERN ASSET INTM MUNI FD I
COM UNIT LP INT
958435109
198
23099
SH
DFND
23099
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
129025
2929069
SH
DFND
2929069
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD ISIN
COM
G9618E107
567
638
SH
DFND
638
0
0
WILLIAMS COS INC
COM
969457100
2860
150389
SH
DFND
150389
0
0
WSTRN ASSET INFLATION LINKED OPPORT INC FD
COM
95766R104
301
27425
SH
DFND
27425
0
0
WYNN RESORTS LTD
COM
983134107
334
4486
SH
DFND
4486
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
178
11641
SH
OTR
1
0
11641
0
BARCLAYS BK PLC
IPTH SR B S&P
06746P621
5295
105900
SH
Call
DFND
105900
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
468
7800
SH
Call
DFND
7800
0
0
NVIDIA CORP
COM
67066G104
7816
57900
SH
Put
DFND
57900
0
0
PROSHARES TR
ULTRA VIX SHORT
74347W148
1885
40000
SH
Call
DFND
40000
0
0