0001080084-16-000253.txt : 20160726
0001080084-16-000253.hdr.sgml : 20160726
20160726155502
ACCESSION NUMBER: 0001080084-16-000253
CONFORMED SUBMISSION TYPE: 40-17F2
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160726
DATE AS OF CHANGE: 20160726
EFFECTIVENESS DATE: 20160726
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DREYFUS INVESTMENT PORTFOLIOS
CENTRAL INDEX KEY: 0001056707
IRS NUMBER: 134000024
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 40-17F2
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08673
FILM NUMBER: 161784394
BUSINESS ADDRESS:
STREET 1: C/O THE DREYFUS CORPORATION
STREET 2: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 2129226789
MAIL ADDRESS:
STREET 1: C/O THE DREYFUS CORPORATION
STREET 2: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: DREYFUS INVESTMENT PORTFOLIOS
CENTRAL INDEX KEY: 0001056707
IRS NUMBER: 134000024
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 40-17F2
BUSINESS ADDRESS:
STREET 1: C/O THE DREYFUS CORPORATION
STREET 2: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 2129226789
MAIL ADDRESS:
STREET 1: C/O THE DREYFUS CORPORATION
STREET 2: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
40-17F2
1
bmsmall12-8.txt
APRIL 30, 2016 COUNT FILING
Report of Independent Registered Public Accounting Firm
To the Board of Trustees of
Dreyfus Investment Portfolios
We have examined management's assertion, included
in the accompanying Management Statement Regarding
Compliance with Certain Provisions of the Investment
Company Act of 1940, that
Dreyfus Investment Portfolios
(comprising, respectively, Small Cap Stock Index Portfolio,
Core Value Portfolio, Midcap Stock Portfolio and
Technology Growth Portfolio)(the "Company")
complied with the requirements of
subsections (b) and (c) of Rule 17f-2 under the Investment
Company Act of 1940 ("the Act") as of April 30, 2016.
Management is responsible for the Company's compliance
with those requirements. Our responsibility is to express
an opinion on management's assertion about the Company's
compliance based on our examination.
Our examination was conducted in accordance with the
standards of the Public Company Accounting
Oversight Board (United States) and, accordingly, included
examining, on a test basis, evidence about the Company's
compliance with those requirements and performing such
other procedures as we considered necessary in the
circumstances. Included among our procedures were the
following tests performed as of April 30, 2016,
and with respect to agreement of securities and similar
investment purchases and sales, for the period from
July 31, 2015 (the date of our last examination) through
April 30, 2016:
Confirmation of all securities and similar investments
located in the vault of the Depository Trust Company,
if any, without prior notice to management;
Confirmation of all securities and similar investments
held by institutions in book entry form (e.g., the Federal
Reserve Bank of Boston, the Depository Trust Company
and various sub-custodians);
Reconciliation of all such securities and similar investments
to the books and records of the Company and
The Bank of New York Mellon (the Custodian);
Confirmation of all securities hypothecated, pledged, placed
in escrow, or out for transfer with brokers, pledgees, transfer
agents or securities lending administrators;
Confirmation of all repurchase agreements with brokers/banks
or agreement of corresponding subsequent cash receipts to
bank statements, if any;
Agreement of underlying collateral related to all
repurchase agreements with The Bank of New York Mellon's
records, if any;
Agreement of 5 security purchases and 5 security sales
or maturities, if occurred, since our last examination of the Company's
books and records, to corresponding bank statements.
We believe that our examination provides a reasonable
basis for our opinion. Our examination does not provide
a legal determination on the Company's compliance with
specified requirements.
In our opinion, management's assertion that
Dreyfus Investment Portfolios
complied with the requirements of subsections (b) and (c) of
Rule 17f-2 of the Act as of April 30, 2016
with respect to securities and similar
investments reflected in the investment account of the
Company is fairly stated, in all material respects.
This report is intended solely for the information and use of
management and the Board of Trustees of
Dreyfus Investment Portfolios
and the Securities and Exchange Commission and is not
intended to be and should not be
used by anyone other than these specified parties.
/s/ERNST & YOUNG LLP
New York, New York
July 26, 2016
Management Statement Regarding Compliance with
Certain Provisions
of the Investment Company Act of 1940
We, as members of management of
Dreyfus Investment Portfolios
(comprising, respectively, Small Cap Stock Index Portfolio,
Core Value Portfolio, Midcap Stock Portfolio and
Technology Growth Portfolio)(the "Company"),
are responsible for complying with the
requirements of subsections (b) and (c) of Rule 17f-2,
"Custody of Investments by Registered Management
Investment Companies," of the Investment Company
Act of 1940. We are also responsible for establishing
and maintaining effective internal controls over compliance
with those requirements. We have performed an
evaluation of the Company's compliance with the
requirements of subsections (b) and (c) of Rule 17f-2
as of April 30, 2016, and from July 31, 2015
(date of last examination)
through April 30, 2016.
Based on this evaluation, we assert that the Company
was in compliance with the requirements of subsections
(b) and (c) of Rule 17f-2 of the Investment Company
Act of 1940 as of April 30, 2016 and from
July 31, 2015 (date of last examination) through
April 30, 2016 with respect to securities and similar
investments reflected in the investment account of the Company.
Dreyfus Investment Portfolios
By:
/s/Jim Windels
Jim Windels,
Treasurer
The Dreyfus Corporation